Form 8.3 - SIGNATURE AVIATION PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

SIGNATURE AVIATION PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

22 December 2020

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

8,438,069

1.02%

2,785,196

0.34%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

2,205,829

0.27%

6,465,529

0.78%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

10,643,898

1.28%

9,250,725

1.12%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

37p ordinary

Purchase

43

3.7176   GBP

37p ordinary

Purchase

364

3.9400   GBP

37p ordinary

Purchase

376

3.9640   GBP

37p ordinary

Purchase

528

3.7195   GBP

37p ordinary

Purchase

590

3.7260   GBP

37p ordinary

Purchase

612

3.8990   GBP

37p ordinary

Purchase

1,402

3.8355   GBP

37p ordinary

Purchase

1,577

3.7281   GBP

37p ordinary

Purchase

1,923

3.7058   GBP

37p ordinary

Purchase

2,000

3.9650   GBP

37p ordinary

Purchase

2,046

3.8753   GBP

37p ordinary

Purchase

2,226

3.7200   GBP

37p ordinary

Purchase

2,250

3.9520   GBP

37p ordinary

Purchase

2,327

3.9540   GBP

37p ordinary

Purchase

2,763

3.9616   GBP

37p ordinary

Purchase

2,970

3.7250   GBP

37p ordinary

Purchase

3,056

3.7315   GBP

37p ordinary

Purchase

5,188

3.7352   GBP

37p ordinary

Purchase

7,007

3.8718   GBP

37p ordinary

Purchase

7,400

3.9405   GBP

37p ordinary

Purchase

7,774

3.9530   GBP

37p ordinary

Purchase

9,388

3.7015   GBP

37p ordinary

Purchase

10,097

3.7025   GBP

37p ordinary

Purchase

12,036

3.9228   GBP

37p ordinary

Purchase

20,992

3.7864   GBP

37p ordinary

Purchase

21,361

3.7218   GBP

37p ordinary

Purchase

25,365

3.7194   GBP

37p ordinary

Purchase

26,600

3.7205   GBP

37p ordinary

Purchase

27,034

3.7158   GBP

37p ordinary

Purchase

29,634

3.7004   GBP

37p ordinary

Purchase

36,097

3.7645   GBP

37p ordinary

Purchase

41,789

3.7394   GBP

37p ordinary

Purchase

50,000

3.7150   GBP

37p ordinary

Purchase

52,826

3.7318   GBP

37p ordinary

Purchase

83,189

3.9422   GBP

37p ordinary

Purchase

83,662

3.7942   GBP

37p ordinary

Purchase

115,132

3.7100   GBP

37p ordinary

Purchase

164,939

3.7215   GBP

37p ordinary

Purchase

235,789

3.8366   GBP

37p ordinary

Sale

11

3.9635   GBP

37p ordinary

Sale

52

3.7050   GBP

37p ordinary

Sale

270

3.7060   GBP

37p ordinary

Sale

328

3.7080   GBP

37p ordinary

Sale

357

3.7011   GBP

37p ordinary

Sale

528

3.7195   GBP

37p ordinary

Sale

536

3.6900   GBP

37p ordinary

Sale

590

3.7260   GBP

37p ordinary

Sale

612

3.8990   GBP

37p ordinary

Sale

638

3.6941   GBP

37p ordinary

Sale

892

3.7220   GBP

37p ordinary

Sale

1,050

3.7250   GBP

37p ordinary

Sale

1,113

3.7269   GBP

37p ordinary

Sale

1,125

3.9520   GBP

37p ordinary

Sale

1,236

3.7469   GBP

37p ordinary

Sale

1,390

3.7201   GBP

37p ordinary

Sale

1,394

3.7781   GBP

37p ordinary

Sale

1,656

3.7166   GBP

37p ordinary

Sale

1,757

3.7056   GBP

37p ordinary

Sale

2,226

3.7200   GBP

37p ordinary

Sale

7,424

3.9398   GBP

37p ordinary

Sale

18,309

3.8647   GBP

37p ordinary

Sale

18,923

3.7837   GBP

37p ordinary

Sale

26,177

3.8550   GBP

37p ordinary

Sale

29,892

3.7148   GBP

37p ordinary

Sale

39,752

3.9710   GBP

37p ordinary

Sale

43,928

3.9648   GBP

37p ordinary

Sale

50,000

3.7150   GBP

37p ordinary

Sale

100,000

3.9705   GBP

37p ordinary

Sale

101,677

3.8834   GBP

37p ordinary

Sale

237,989

3.7069   GBP

37p ordinary

Sale

303,675

3.7228   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

37p ordinary

  SWAP  

Long

1,081

3.7403   GBP

37p ordinary

  CFD  

Long

6,796

3.7380   GBP

37p ordinary

  SWAP  

Long

14,150

3.7268   GBP

37p ordinary

  SWAP  

Long

26,177

3.8550   GBP

37p ordinary

  SWAP  

Long

34,923

3.8210   GBP

37p ordinary

  CFD  

Long

50,930

3.7131   GBP

37p ordinary

  SWAP  

Long

52,030

3.9710   GBP

37p ordinary

  CFD  

Short

43

3.7176   GBP

37p ordinary

  CFD  

Short

1,000

3.8993   GBP

37p ordinary

  CFD  

Short

1,000

3.9333   GBP

37p ordinary

  CFD  

Short

7,007

3.8718   GBP

37p ordinary

  CFD  

Short

7,811

3.7290   GBP

37p ordinary

  SWAP  

Short

9,891

3.8640   GBP

37p ordinary

  SWAP  

Short

12,496

3.7222   GBP

37p ordinary

  SWAP  

Short

23,864

3.7314   GBP

37p ordinary

  SWAP  

Short

53,750

3.7977   GBP

37p ordinary

  SWAP  

Short

180,073

3.8082   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

23 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725493
Time of Receipt (offset from UTC): 20201223T145105+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC