Form 8.3 - SIGNATURE AVIATION PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SIGNATURE AVIATION PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

18 DEC 2020

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

7,989,158

0.96%

3,120,456

0.38%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

2,260,953

0.27%

1,716,880

0.21%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

10,250,111

1.24%

4,837,336

0.58%

 

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
37p ordinary Purchase

6

3.6917 GBP
37p ordinary Purchase

23

3.6813 GBP
37p ordinary Purchase

30

3.6520 GBP
37p ordinary Purchase

252

3.6500 GBP
37p ordinary Purchase

326

3.6490 GBP
37p ordinary Purchase

391

3.6643 GBP
37p ordinary Purchase

508

3.6790 GBP
37p ordinary Purchase

524

3.6810 GBP
37p ordinary Purchase

559

3.6605 GBP
37p ordinary Purchase

581

3.6920 GBP
37p ordinary Purchase

602

3.7045 GBP
37p ordinary Purchase

602

3.7055 GBP
37p ordinary Purchase

737

3.6845 GBP
37p ordinary Purchase

739

3.6410 GBP
37p ordinary Purchase

751

3.6970 GBP
37p ordinary Purchase

854

3.6660 GBP
37p ordinary Purchase

909

3.7020 GBP
37p ordinary Purchase

1,070

3.6550 GBP
37p ordinary Purchase

1,545

3.6950 GBP
37p ordinary Purchase

2,184

3.6728 GBP
37p ordinary Purchase

2,217

3.6546 GBP
37p ordinary Purchase

3,058

3.6984 GBP
37p ordinary Purchase

3,955

3.6827 GBP
37p ordinary Purchase

5,743

3.6704 GBP
37p ordinary Purchase

11,733

3.6882 GBP
37p ordinary Purchase

18,449

3.6600 GBP
37p ordinary Purchase

20,616

3.7040 GBP
37p ordinary Purchase

21,795

3.6594 GBP
37p ordinary Purchase

23,249

3.6989 GBP
37p ordinary Purchase

23,295

3.6636 GBP
37p ordinary Purchase

42,966

3.6545 GBP
37p ordinary Purchase

53,672

3.6720 GBP
37p ordinary Purchase

63,923

3.7150 GBP
37p ordinary Purchase

64,354

3.7046 GBP
37p ordinary Purchase

80,630

3.6642 GBP
37p ordinary Purchase

91,309

3.7159 GBP
37p ordinary Purchase

96,954

3.6848 GBP
37p ordinary Purchase

107,514

3.7000 GBP
37p ordinary Purchase

184,368

3.6310 GBP
37p ordinary Purchase

186,698

3.7100 GBP
37p ordinary Purchase

215,786

3.6567 GBP
37p ordinary Purchase

250,000

3.6370 GBP
37p ordinary Purchase

276,696

3.7004 GBP
37p ordinary Purchase

311,589

3.6890 GBP
37p ordinary Purchase

358,885

3.6417 GBP
37p ordinary Purchase

400,329

3.6969 GBP
37p ordinary Purchase

414,153

3.6497 GBP
37p ordinary Purchase

482,808

3.6375 GBP
37p ordinary Purchase

590,386

3.6723 GBP
37p ordinary Purchase

836,424

3.6607 GBP
37p ordinary Purchase

997,742

3.6493 GBP
37p ordinary Purchase

1,310,225

3.6888 GBP
37p ordinary Sale

10

3.6545 GBP
37p ordinary Sale

252

3.6500 GBP
37p ordinary Sale

326

3.6490 GBP
37p ordinary Sale

413

3.6926 GBP
37p ordinary Sale

508

3.6790 GBP
37p ordinary Sale

524

3.6810 GBP
37p ordinary Sale

546

3.6910 GBP
37p ordinary Sale

909

3.7020 GBP
37p ordinary Sale

1,034

3.6998 GBP
37p ordinary Sale

1,191

3.6550 GBP
37p ordinary Sale

1,534

3.7007 GBP
37p ordinary Sale

1,582

3.6610 GBP
37p ordinary Sale

1,913

3.6917 GBP
37p ordinary Sale

2,456

3.7000 GBP
37p ordinary Sale

2,503

3.7040 GBP
37p ordinary Sale

2,503

3.7043 GBP
37p ordinary Sale

2,666

3.6796 GBP
37p ordinary Sale

3,022

3.6738 GBP
37p ordinary Sale

3,278

3.6693 GBP
37p ordinary Sale

3,380

3.6895 GBP
37p ordinary Sale

4,328

3.6880 GBP
37p ordinary Sale

4,623

3.6753 GBP
37p ordinary Sale

6,920

3.6651 GBP
37p ordinary Sale

8,683

3.6990 GBP
37p ordinary Sale

18,449

3.6600 GBP
37p ordinary Sale

32,737

3.6815 GBP
37p ordinary Sale

38,957

3.7096 GBP
37p ordinary Sale

64,997

3.6883 GBP
37p ordinary Sale

66,055

3.6801 GBP
37p ordinary Sale

73,528

3.6890 GBP
37p ordinary Sale

92,184

3.6310 GBP
37p ordinary Sale

158,866

3.6977 GBP
37p ordinary Sale

186,698

3.7107 GBP
37p ordinary Sale

319,617

3.7103 GBP
37p ordinary Sale

835,806

3.6873 GBP
37p ordinary Sale

1,432,769

3.6893 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
37p ordinary SWAP Long

232

3.6889 GBP
37p ordinary SWAP Long

1,654

3.7017 GBP
37p ordinary CFD Long

1,999

3.6426 GBP
37p ordinary SWAP Long

2,356

3.6832 GBP
37p ordinary CFD Long

4,081

3.6998 GBP
37p ordinary SWAP Long

10,318

3.6843 GBP
37p ordinary CFD Long

29,307

3.6887 GBP
37p ordinary SWAP Long

31,232

3.6875 GBP
37p ordinary CFD Long

50,465

3.7000 GBP
37p ordinary SWAP Long

89,309

3.6918 GBP
37p ordinary SWAP Long

170,969

3.6842 GBP
37p ordinary SWAP Long

202,355

3.6869 GBP
37p ordinary SWAP Long

349,174

3.6867 GBP
37p ordinary SWAP Short

3

3.7014 GBP
37p ordinary SWAP Short

5

3.7040 GBP
37p ordinary SWAP Short

6

3.6917 GBP
37p ordinary SWAP Short

23

3.6813 GBP
37p ordinary SWAP Short

188

3.7226 GBP
37p ordinary SWAP Short

818

3.7337 GBP
37p ordinary CFD Short

1,999

3.7231 GBP
37p ordinary CFD Short

2,000

3.6569 GBP
37p ordinary CFD Short

4,397

3.7072 GBP
37p ordinary SWAP Short

4,755

3.6870 GBP
37p ordinary SWAP Short

9,504

3.6862 GBP
37p ordinary SWAP Short

16,253

3.6812 GBP
37p ordinary SWAP Short

40,202

3.6997 GBP
37p ordinary SWAP Short

76,862

3.7092 GBP
37p ordinary SWAP Short

116,634

6.7669 USD
37p ordinary SWAP Short

203,724

6.7253 USD
37p ordinary SWAP Short

270,445

6.8122 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 DEC 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725367
Time of Receipt (offset from UTC): 20201221T124611+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC