Form 8.5 (EPT/NON-RI) - G4S PLC

LONDON--()-- 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d) Date position held/dealing undertaken: 17 November 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

26,115,488

1.68%

4,456,264

0.29%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

3,430,285

0.22%

24,963,593

1.61%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

29,545,773

1.90%

29,419,857

1.90%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received

25p ordinary

Purchase

205,714

18.2525 DKK

18.1991 DKK

25p ordinary

Purchase

709,643

2.2007 GBP

2.1924 GBP

25p ordinary

Sale

29,406

18.2750 DKK

18.205 DKK

25p ordinary

Sale

1,463,562

2.2017 GBP

2.18 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

25p ordinary

SWAP

Long

12

2.1904 GBP

25p ordinary

CFD

Long

41

18.2490 DKK

25p ordinary

SWAP

Long

44

2.1906 GBP

25p ordinary

SWAP

Long

442

2.1909 GBP

25p ordinary

SWAP

Long

516

2.1903 GBP

25p ordinary

SWAP

Long

799

2.1938 GBP

25p ordinary

SWAP

Long

2,066

2.1950 GBP

25p ordinary

SWAP

Long

4,977

2.1915 GBP

25p ordinary

SWAP

Long

5,124

2.1930 GBP

25p ordinary

SWAP

Long

6,171

2.1954 GBP

25p ordinary

CFD

Long

6,875

18.2999 DKK

25p ordinary

SWAP

Long

9,890

2.1959 GBP

25p ordinary

SWAP

Long

12,606

2.1946 GBP

25p ordinary

SWAP

Long

13,873

2.1941 GBP

25p ordinary

CFD

Long

16,551

18.1919 DKK

25p ordinary

SWAP

Long

21,775

2.1936 GBP

25p ordinary

SWAP

Long

27,805

2.1957 GBP

25p ordinary

SWAP

Long

36,472

2.1952 GBP

25p ordinary

CFD

Long

60,393

2.1998 GBP

25p ordinary

SWAP

Long

93,507

2.1935 GBP

25p ordinary

SWAP

Long

94,386

2.1955 GBP

25p ordinary

SWAP

Long

105,801

2.1972 GBP

25p ordinary

SWAP

Long

131,606

2.1963 GBP

25p ordinary

CFD

Long

194,294

2.1928 GBP

25p ordinary

SWAP

Long

208,787

2.1923 GBP

25p ordinary

SWAP

Long

373,302

2.1983 GBP

25p ordinary

CFD

Short

87

2.1952 GBP

25p ordinary

CFD

Short

358

18.0016 DKK

25p ordinary

SWAP

Short

1,143

2.1879 GBP

25p ordinary

SWAP

Short

1,265

2.1800 GBP

25p ordinary

CFD

Short

3,642

18.2225 DKK

25p ordinary

SWAP

Short

10,184

2.1955 GBP

25p ordinary

CFD

Short

12,511

2.1953 GBP

25p ordinary

CFD

Short

15,070

2.1965 GBP

25p ordinary

SWAP

Short

16,776

2.1950 GBP

25p ordinary

SWAP

Short

93,250

2.1966 GBP

25p ordinary

SWAP

Short

147,716

2.1931 GBP

25p ordinary

CFD

Short

195,775

18.2086 DKK

25p ordinary

SWAP

Short

352,727

2.1963 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

18 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 721195
Time of Receipt (offset from UTC): 20201118T121557+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC