Form 8.5 (EPT/NON-RI) - G4S PLC

LONDON--()-- 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d) Date position held/dealing undertaken: 23 October 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

24,613,700

1.59%

3,762,668

0.24%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

2,725,288

0.18%

23,540,129

1.52%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

27,338,988

1.76%

27,302,797

1.76%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received

25p ordinary

Purchase

86,956

17.1613 DKK

17.1432 DKK

25p ordinary

Purchase

1,602,056

2.1100 GBP

2.082 GBP

25p ordinary

Sale

34,821

17.1498 DKK

17.07 DKK

25p ordinary

Sale

1,705,004

2.1080 GBP

2.082 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

25p ordinary

CFD

Long

324

2.0934 GBP

25p ordinary

CFD

Long

638

17.1159 DKK

25p ordinary

CFD

Long

783

17.1196 DKK

25p ordinary

CFD

Long

1,161

17.1445 DKK

25p ordinary

SWAP

Long

1,712

17.1008 DKK

25p ordinary

SWAP

Long

2,408

2.0891 GBP

25p ordinary

CFD

Long

2,690

17.1934 DKK

25p ordinary

SWAP

Long

3,369

17.0686 DKK

25p ordinary

CFD

Long

4,144

2.1011 GBP

25p ordinary

CFD

Long

12,264

2.0889 GBP

25p ordinary

SWAP

Long

44,989

2.0929 GBP

25p ordinary

SWAP

Long

60,758

2.0916 GBP

25p ordinary

CFD

Long

62,228

2.0876 GBP

25p ordinary

CFD

Long

65,055

2.0890 GBP

25p ordinary

CFD

Long

67,423

2.0874 GBP

25p ordinary

SWAP

Long

153,563

2.0866 GBP

25p ordinary

SWAP

Long

160,000

2.0821 GBP

25p ordinary

CFD

Long

280,000

17.1100 DKK

25p ordinary

CFD

Short

33

2.0984 GBP

25p ordinary

SWAP

Short

2,010

2.0932 GBP

25p ordinary

CFD

Short

2,500

2.0877 GBP

25p ordinary

CFD

Short

12,264

2.0889 GBP

25p ordinary

CFD

Short

21,695

2.1051 GBP

25p ordinary

CFD

Short

62,488

17.1453 DKK

25p ordinary

SWAP

Short

62,527

2.0898 GBP

25p ordinary

CFD

Short

65,055

2.0890 GBP

25p ordinary

CFD

Short

70,122

2.1100 GBP

25p ordinary

SWAP

Short

113,140

2.0879 GBP

25p ordinary

SWAP

Short

236,649

2.0912 GBP

25p ordinary

CFD

Short

280,000

2.0761 GBP

25p ordinary

SWAP

Short

500,000

2.0880 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 718679
Time of Receipt (offset from UTC): 20201026T090641+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC