-

AutoRek RegToolKit®: Streamlining Regulatory Compliance

NEW YORK--(BUSINESS WIRE)--AutoRek, a leading provider of automated reconciliation and financial control solutions, today announced the launch of RegToolKit®, a regulatory compliance solution designed to help financial services firms simplify, map and evidence their adherence to complex regulation.

"Firms are required to not only control their data, but also evidence that their processes align with regulatory rules," said Jim Sadler, Chief Product, Technology and Operations Officer at AutoRek. "RegToolKit takes the complexity out of compliance by mapping rules to controls, tracking non-conformity and providing a complete audit trail. Combined with our reconciliation platform, it allows firms to achieve full end-to-end financial control and compliance.”

Financial services firms face mounting pressure to demonstrate compliance while maintaining operational efficiency. Accurately mapping client products and services against regulatory requirements can prove complex. Sustaining this, while evidencing ongoing compliance, is even more challenging.

RegToolKit complements AutoRek’s market leading data management, reconciliation and reporting platform allowing for a consolidated data, governance and oversight solution. The platform automatically loads regulatory rulebooks periodically, helping keep financial firms abreast of any updates.

The platform provides an applicability matrix across regulatory requirements, business risks, and mitigating controls. This reduces the audit burden by providing a bird’s eye view for all legal entities and product lines. With an in-built breach register, RegToolKit can capture regulatory breaches, assign ownership and track through to remediation without relying on spreadsheets or manual audits.

About AutoRek

AutoRek is a leading provider of automated reconciliation and financial control solutions, trusted by the world's largest financial institutions for over 30 years. The company's SaaS platform automates reconciliations, data management, and reporting across asset management, payments, insurance, and banking sectors. AutoRek is headquartered in Glasgow, Scotland, with offices in New York and London. For more information, visit www.autorek.com.

Contacts

Media
Jessica Cunningham
jessica.cunningham@autorek.com
+44(0) 141 406 4223

Industry:

AutoRek

Release Versions
English

Contacts

Media
Jessica Cunningham
jessica.cunningham@autorek.com
+44(0) 141 406 4223

More News From AutoRek

82% of Insurers Say AI Will Define Their Future, But Only 14% Have Integrated It

LONDON & NEW YORK--(BUSINESS WIRE)--Most insurers agree that AI will reshape the industry, but very few have operationalized it. New research from AutoRek finds that 82% of insurers believe AI will dominate the industry’s future, yet only 14% have fully integrated it into their financial operations. At the same time, 44% of firms face settlement periods exceeding 60 days, and 14% of operational budgets are going toward correcting errors caused by manual processes. AutoRek’s 2026 Insurance Repor...

85% of Financial Firms Say Processes Will Struggle as Volumes Surge

LONDON & NEW YORK--(BUSINESS WIRE)--Financial services firms are underprepared for a surge in transaction volumes, with compliance failures, operational losses and revenue risk on the line. New research from AutoRek reveals that 85% of firms say their current operational processes already struggle, or would struggle, to keep pace as volumes grow, and with a 28% increase expected over the next two years, the pressure is only mounting. AutoRek’s 2026 Investment Capital Markets Survey, based on 25...

Fragmented Data Disrupts Operations at 80% of Payments Firms

LONDON & NEW YORK--(BUSINESS WIRE)--80% of payments organizations experience moderate to significant operational disruption from fragmented data, according to new research from AutoRek. Despite heavy investment in front-end innovation like AI and instant payments, back-office operations remain stuck in manual processes – creating a critical gap that undermines growth, scalability and innovation. The 2026 Payments Survey, based on 250 interviews with senior finance sector managers across the UK...
Back to Newsroom