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Form 8.3 - Qualcomm Incorporated

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

QUALCOMM INCORPORATED

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

20 October 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,903.00

-

36,101.00

-

(2) Cash-settled derivatives:

22,441.00

-

146,600.00

0.01

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

50,900.00

-

97,000.00

0.01

TOTAL:

80,244.00

-

279,701.00

0.02

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

  1. Purchases and sales

Class of Relevant Security

Purchase/ Sale

Number of securities

Price per unit

US7475251036

 

 

(USD)

USD 0.0001 common

Sale

100

166.94

USD 0.0001 common

Sale

100

167.00

USD 0.0001 common

Sale

100

167.04

USD 0.0001 common

Sale

100

166.91

USD 0.0001 common

Purchase

1,425

165.42

USD 0.0001 common

Sale

22

166.84

USD 0.0001 common

Sale

500

167.04

USD 0.0001 common

Sale

300

166.69

USD 0.0001 common

Sale

100

166.87

USD 0.0001 common

Sale

100

166.95

USD 0.0001 common

Sale

100

166.90

USD 0.0001 common

Sale

38

166.91

USD 0.0001 common

Sale

661

165.74

USD 0.0001 common

Sale

62

165.72

USD 0.0001 common

Sale

100

166.85

USD 0.0001 common

Sale

44

165.70

USD 0.0001 common

Sale

100

166.89

USD 0.0001 common

Sale

119

167.36

USD 0.0001 common

Sale

100

167.04

USD 0.0001 common

Sale

100

167.20

USD 0.0001 common

Sale

118

167.29

USD 0.0001 common

Sale

100

166.92

USD 0.0001 common

Sale

100

167.05

USD 0.0001 common

Sale

100

163.34

USD 0.0001 common

Sale

100

167.15

USD 0.0001 common

Sale

100

167.05

USD 0.0001 common

Purchase

459

167.04

USD 0.0001 common

Sale

22

166.81

USD 0.0001 common

Sale

100

166.99

USD 0.0001 common

Sale

1,255

165.65

  1. cash-settled derivative transactions

Nature of dealing

Number of reference securities

Price per unit

e.g. opening/closing a long/short position, increasing/reducing a long/short position

(USD)

Reducing a short position

3,995

167.08

Reducing a short position

2,238

167.19

Reducing a long position

3

163.75

Reducing a short position

1,194

166.82

Increasing a long position

6

167.04

Reducing a long position

8

166.85

Reducing a long position

130

167.01

Reducing a long position

1

164.34

Reducing a short position

33

167.55

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type

Expiry date

Option money paid/ received per unit (USD)

e.g. American, European etc.

USD 0.0001 common

Call Option

Selling

100

195

American

16 January 2026

2.82

USD 0.0001 common

Call Option

Selling

300

175

American

16 January 2026

7.70

USD 0.0001 common

Call Option

Selling

100

170

American

16 January 2026

9.60

USD 0.0001 common

Call Option

Selling

100

155

American

16 January 2026

17.45

USD 0.0001 common

Call Option

Selling

400

160

American

16 January 2026

14.35

USD 0.0001 common

Call Option

Selling

700

145

American

16 January 2026

24.76

USD 0.0001 common

Call Option

Selling

500

180

American

16 January 2026

5.98

USD 0.0001 common

Call Option

Selling

100

190

American

16 January 2026

3.70

USD 0.0001 common

Call Option

Selling

100

150

American

16 January 2026

20.85

USD 0.0001 common

Call Option

Selling

100

185

American

16 January 2026

4.55

USD 0.0001 common

Call Option

Selling

100

165

American

16 January 2026

11.70

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

21 October 2025

Contact name:

Aurelie Lauduique

Telephone number*:

+44 20 4536 5452

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

VERITION FUND MANAGEMENT LLC

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

QUALCOMM INCORPORATED

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type, e.g. American, European etc.

Expiry date

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

3.52

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

3.52

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

800

3.08

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

2,900

15.35

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

200

5.12

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

600

18.56

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

500

18.56

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,600

3.97

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

2,700

15.76

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

2,400

15.76

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,900

15.76

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

5,800

7.71

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

7.71

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

3,200

6.61

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Written

- 45,700

6.61

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,900

8.42

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

7,100

22.10

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

900

12.84

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

600

12.84

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

500

10.46

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,700

22.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,600

22.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

700

19.04

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

600

19.04

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

12,800

26.48

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,000

26.48

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1,600

1.48

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

11,900

4.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

4.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

9.77

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,800

6.01

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

6.01

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

700

6.01

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

800

2.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

400

2.64

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

7,900

30.56

American

16 January 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

4,000

8.87

American

20 March 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1,700

7.32

American

20 March 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

400

22.32

American

20 March 2026

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,500

25.72

American

20 March 2026

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

2,000

15.30

American

15 January 2027

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

300

13.41

American

15 January 2027

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contacts

Verition Fund Management LLC

Verition Fund Management LLC


Release Versions

Contacts

Verition Fund Management LLC

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