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Form 8.3 - QUALCOMM INCORPORATED - Amendment

LONDON--(BUSINESS WIRE)-- 

AMENDMENT: This form replaces our last form released on 26th August 2025 at 15:00 GMT. The amendments relate to Section 2(a).

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

QUALCOMM INCORPORATED

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

25 August 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

24,165

0.002

66,483

0.006

(2) Cash-settled derivatives:

17,416

0.001

184,525

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

119,381

0.010

304,308

0.026

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

  1. Purchases and sales

Class of Relevant Security

Purchase/ Sale

Number of securities

Price per unit

US7475251036

 

 

(USD)

USD 0.0001 common

Purchase

1

156.57

USD 0.0001 common

Purchase

100

156.54

USD 0.0001 common

Purchase

4

156.56

USD 0.0001 common

Purchase

1,557

156.42

USD 0.0001 common

Purchase

100

156.69

USD 0.0001 common

Sale

51

156.19

USD 0.0001 common

Purchase

100

156.50

USD 0.0001 common

Purchase

3,058

156.26

USD 0.0001 common

Purchase

100

156.64

USD 0.0001 common

Purchase

1,392

156.42

USD 0.0001 common

Purchase

12

156.66

USD 0.0001 common

Purchase

23

156.60

USD 0.0001 common

Purchase

100

156.07

USD 0.0001 common

Purchase

62

156.67

USD 0.0001 common

Sale

349

156.31

USD 0.0001 common

Sale

51

156.20

USD 0.0001 common

Purchase

100

156.07

USD 0.0001 common

Purchase

100

156.54

USD 0.0001 common

Purchase

100

156.60

USD 0.0001 common

Sale

1,423

156.42

USD 0.0001 common

Purchase

100

156.10

USD 0.0001 common

Purchase

100

156.35

USD 0.0001 common

Purchase

100

156.03

USD 0.0001 common

Purchase

100

156.69

USD 0.0001 common

Purchase

100

156.66

USD 0.0001 common

Purchase

100

156.25

USD 0.0001 common

Purchase

100

156.05

USD 0.0001 common

Purchase

68

156.59

USD 0.0001 common

Purchase

13

156.56

USD 0.0001 common

Purchase

100

156.69

USD 0.0001 common

Purchase

100

156.11

USD 0.0001 common

Purchase

348

156.42

USD 0.0001 common

Purchase

100

156.09

USD 0.0001 common

Purchase

100

156.38

USD 0.0001 common

Purchase

220

156.68

USD 0.0001 common

Purchase

87

156.04

USD 0.0001 common

Purchase

100

156.10

USD 0.0001 common

Purchase

52

156.10

USD 0.0001 common

Sale

325

156.59

USD 0.0001 common

Purchase

100

156.37

USD 0.0001 common

Purchase

100

156.56

USD 0.0001 common

Purchase

243

156.28

USD 0.0001 common

Purchase

100

156.10

USD 0.0001 common

Purchase

100

156.75

USD 0.0001 common

Purchase

100

156.77

USD 0.0001 common

Purchase

16

156.58

USD 0.0001 common

Purchase

100

156.07

USD 0.0001 common

Purchase

100

156.42

USD 0.0001 common

Purchase

100

156.66

USD 0.0001 common

Purchase

10

156.54

USD 0.0001 common

Purchase

13

156.10

USD 0.0001 common

Sale

650

156.42

USD 0.0001 common

Purchase

100

156.00

USD 0.0001 common

Purchase

100

156.63

USD 0.0001 common

Purchase

100

156.12

USD 0.0001 common

Purchase

100

156.37

USD 0.0001 common

Purchase

2

156.66

USD 0.0001 common

Purchase

100

156.03

USD 0.0001 common

Purchase

100

156.09

USD 0.0001 common

Purchase

100

156.06

USD 0.0001 common

Purchase

100

156.66

USD 0.0001 common

Sale

1,286

156.42

USD 0.0001 common

Purchase

100

156.49

USD 0.0001 common

Purchase

6

156.55

USD 0.0001 common

Purchase

100

156.74

USD 0.0001 common

Purchase

100

156.61

USD 0.0001 common

Purchase

100

156.41

USD 0.0001 common

Purchase

100

156.71

USD 0.0001 common

Purchase

100

156.67

USD 0.0001 common

Purchase

6

156.76

USD 0.0001 common

Purchase

1,000

156.28

USD 0.0001 common

Purchase

100

156.63

USD 0.0001 common

Purchase

100

156.68

USD 0.0001 common

Sale

325

156.61

  1. Cash-settled derivative transactions

Class of Relevant Security: US7475251036

Product Description

Nature of dealing

Number of reference securities

Price per unit

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

(USD)

USD 0.0001 common

CFD

Reducing a long position

1

156.18

USD 0.0001 common

CFD

Increasing a short position

1,662

156.41

USD 0.0001 common

CFD

Reducing a long position

2

155.70

USD 0.0001 common

CFD

Increasing a short position

477

156.37

USD 0.0001 common

CFD

Increasing a long position

1

155.66

USD 0.0001 common

CFD

Reducing a long position

1

156.50

USD 0.0001 common

CFD

Reducing a long position

13

156.42

USD 0.0001 common

CFD

Increasing a short position

1,119

156.42

USD 0.0001 common

CFD

Increasing a long position

1

156.31

USD 0.0001 common

CFD

Increasing a short position

1,763

156.31

USD 0.0001 common

CFD

Reducing a long position

26

156.42

USD 0.0001 common

CFD

Increasing a short position

3,851

156.45

USD 0.0001 common

CFD

Increasing a long position

55

156.51

USD 0.0001 common

CFD

Increasing a short position

1,678

156.47

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type

Expiry date

Option money paid/ received per unit (USD)

e.g. American, European etc.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 August 2025

Contact name:

Aurelie Lauduique

Telephone number*:

+44 20 4536 5452

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

VERITION FUND MANAGEMENT LLC

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

QUALCOMM INCORPORATED

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type, e.g. American, European etc.

Expiry date

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

34

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

13

195

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

29

175

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

3

185

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

5

180

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

30

190

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

90

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

49

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

65

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

58

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1

160

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

88

180

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

38

175

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

71

185

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

36

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

7

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

7

170

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

16

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

41

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

6

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

10

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

6

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

128

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

47

145

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

44

130

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

119

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1

150

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1

165

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

34

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

38

155

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

36

140

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

4

140

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

79

140

American

16-Jan-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

40

155

American

20-Mar-26

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

17

150

American

20-Mar-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4

155

American

20-Mar-26

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

15

150

American

20-Mar-26

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 1406096
Time of Receipt (offset from UTC): 20250827T122440+0100

Contacts

Verition Fund Management LLC

Verition Fund Management LLC


Release Versions

Contacts

Verition Fund Management LLC

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