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Form 8.3 - AngloGold Ashanti plc - Amendment

LONDON--(BUSINESS WIRE)-- 

AMENDMENT TO SECTION 3(C(i)) OF FORM 8.3 (SEQUENCE NUMBER 1253980) PUBLISHED AT 10.25 AM EST ON October 8, 2024

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

AngloGold Ashanti plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

7th October 2024

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Centamin plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

Common Stock (GB00BRXH2664)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

330,947

 

0.079%

 

767,595

 

0.182%

(2) Cash-settled derivatives:

 

 

1,255,617

 

0.298%

 

145,944

 

0.035%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

2,300

 

0.001%

 

166,600

 

0.040%

TOTAL:

 

1,588,864

 

0.378%

 

1,080,139

 

0.257%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

GB00BRXH2664

Sale

2,784

25.94

GB00BRXH2664

Purchase

37

25.97

GB00BRXH2664

Purchase

400

25.95

GB00BRXH2664

Purchase

68

25.96

GB00BRXH2664

Purchase

2,143

25.94

GB00BRXH2664

Sale

81

25.94

GB00BRXH2664

Purchase

217

25.93

GB00BRXH2664

Purchase

7

25.98

GB00BRXH2664

Sale

36

25.99

GB00BRXH2664

Sale

185

26.10

GB00BRXH2664

Sale

374

25.97

GB00BRXH2664

Sale

2

26.11

GB00BRXH2664

Sale

2

26.04

GB00BRXH2664

Purchase

38

25.95

GB00BRXH2664

Sale

195

25.95

GB00BRXH2664

Sale

187

26.07

GB00BRXH2664

Sale

1,164

25.96

GB00BRXH2664

Sale

28

25.85

GB00BRXH2664

Sale

216

26.16

GB00BRXH2664

Purchase

157

25.91

GB00BRXH2664

Purchase

57

25.94

GB00BRXH2664

Sale

2,559

25.94

GB00BRXH2664

Sale

592

26.01

GB00BRXH2664

Sale

203

26.02

GB00BRXH2664

Sale

2,164

25.98

GB00BRXH2664

Sale

196

26.05

GB00BRXH2664

Purchase

34

25.89

GB00BRXH2664

Purchase

32

25.93

GB00BRXH2664

Sale

531

25.93

GB00BRXH2664

Sale

1

25.86

GB00BRXH2664

Purchase

88

25.92

GB00BRXH2664

Purchase

201

25.99

GB00BRXH2664

Purchase

200

26.10

GB00BRXH2664

Purchase

6

25.97

GB00BRXH2664

Purchase

1

26.04

GB00BRXH2664

Purchase

111

26.03

GB00BRXH2664

Purchase

100

26.00

GB00BRXH2664

Purchase

258

25.87

GB00BRXH2664

Purchase

458

25.95

GB00BRXH2664

Purchase

699

25.96

GB00BRXH2664

Purchase

200

26.06

GB00BRXH2664

Purchase

120

25.85

GB00BRXH2664

Purchase

159

25.91

GB00BRXH2664

Purchase

1,872

25.94

GB00BRXH2664

Sale

35

25.94

GB00BRXH2664

Purchase

6

26.01

GB00BRXH2664

Purchase

1,280

26.18

GB00BRXH2664

Purchase

132

26.02

GB00BRXH2664

Purchase

100

26.05

GB00BRXH2664

Purchase

183

25.89

GB00BRXH2664

Purchase

125

25.93

GB00BRXH2664

Purchase

17

25.86

GB00BRXH2664

Purchase

166

25.88

GB00BRXH2664

Purchase

103

25.92

GB00BRXH2664

Purchase

100

25.90

GB00BRXH2664

Sale

3

25.99

GB00BRXH2664

Sale

1

26.10

GB00BRXH2664

Sale

34

25.97

GB00BRXH2664

Sale

6

26.03

GB00BRXH2664

Sale

2

26.00

GB00BRXH2664

Sale

9

25.95

GB00BRXH2664

Sale

6

26.07

GB00BRXH2664

Sale

13

25.96

GB00BRXH2664

Sale

2

26.06

GB00BRXH2664

Sale

7

25.91

GB00BRXH2664

Purchase

700

25.94

GB00BRXH2664

Sale

1,809

25.94

GB00BRXH2664

Purchase

300

26.18

GB00BRXH2664

Purchase

2,155

25.98

GB00BRXH2664

Sale

1

25.98

GB00BRXH2664

Sale

1

25.89

GB00BRXH2664

Purchase

36

25.99

GB00BRXH2664

Sale

8

25.99

GB00BRXH2664

Purchase

48

25.97

GB00BRXH2664

Sale

24

26.03

GB00BRXH2664

Purchase

18

26.00

GB00BRXH2664

Purchase

231

25.87

GB00BRXH2664

Purchase

225

25.95

GB00BRXH2664

Sale

5

25.95

GB00BRXH2664

Purchase

1,188

25.96

GB00BRXH2664

Sale

13

25.96

GB00BRXH2664

Purchase

11

25.91

GB00BRXH2664

Sale

34

25.91

GB00BRXH2664

Purchase

4,134

25.94

GB00BRXH2664

Sale

1

25.94

GB00BRXH2664

Sale

19

26.01

GB00BRXH2664

Purchase

23

26.02

GB00BRXH2664

Sale

5

26.02

GB00BRXH2664

Purchase

33

25.98

GB00BRXH2664

Sale

12

26.05

GB00BRXH2664

Purchase

257

25.89

GB00BRXH2664

Sale

1

25.89

GB00BRXH2664

Purchase

324

25.93

GB00BRXH2664

Sale

8

25.93

GB00BRXH2664

Purchase

1

25.88

GB00BRXH2664

Purchase

93

25.92

GB00BRXH2664

Sale

7

25.92

GB00BRXH2664

Purchase

324

25.90

GB00BRXH2664

Purchase

38

25.99

GB00BRXH2664

Purchase

868

25.97

GB00BRXH2664

Sale

114

26.04

GB00BRXH2664

Purchase

57

25.87

GB00BRXH2664

Purchase

3,034

25.95

GB00BRXH2664

Sale

38

25.95

GB00BRXH2664

Purchase

53

25.96

GB00BRXH2664

Sale

1

26.06

GB00BRXH2664

Purchase

9,321

25.94

GB00BRXH2664

Sale

409

25.94

GB00BRXH2664

Sale

103

26.01

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit

 

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

168

 

453.97 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

2,500

 

457.70 ZAR

GB00BRXH2664

 

Equity Swap

 

Reducing a long Position

 

177

 

455.80 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

14,784

 

455.74 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

208

 

453.80 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

496

 

453.88 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

2,445

 

453.86 ZAR

GB00BRXH2664

 

Equity Swap

 

Reducing a long Position

 

9,621

 

458.37 ZAR

GB00BRXH2664

 

Equity Swap

 

Increasing a long Position

 

1,191

 

453.72 ZAR

GB00BRXH2664

 

Equity Swap

 

Reducing a short Position

 

10,174

 

455.95 ZAR

GB00BRXH2664

 

Equity Swap

 

Reducing a short Position

 

382

 

26.02 USD

GB00BRXH2664

 

Equity Swap

 

Reducing a long Position

 

764

 

26.00 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (USD)

GB00BRXH2664

Put Option

Purchasing

3,900

25.00

American

17/01/2025

1.60

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(USD)

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

YES

Date of disclosure:

 

9th October 2024

Contact name:

 

Stephen Glasper

Telephone number:

 

+44 203 398 2166

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AngloGold Ashanti plc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

GB00BRXH2664

Put Option

Purchased

20,000

23.00

American

17/01/2025

GB00BRXH2664

Put Option

Purchased

125,000

20.00

American

21/03/2025

GB00BRXH2664

Put Option

Purchased

3,800

27.00

American

17/01/2025

GB00BRXH2664

Call Option

Purchased

1,200

32.00

American

17/01/2025

GB00BRXH2664

Call Option

Purchased

1,100

33.00

American

17/01/2025

GB00BRXH2664

Put Option

Purchased

11,000

28.00

American

17/01/2025

GB00BRXH2664

Put Option

Purchased

1,200

31.00

American

17/01/2025

GB00BRXH2664

Put Option

Purchased

1,700

32.00

American

17/01/2025

GB00BRXH2664

Put Option

Purchased

3,900

25.00

American

17/01/2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 1254422
Time of Receipt (offset from UTC): 20241009T150917+0100

Contacts

Millennium Partners, L.P.

Millennium Partners, L.P.


Release Versions

Contacts

Millennium Partners, L.P.

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