Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	25^th March 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	150,249	0.026%	1,292,136	0.222%
(2) Cash-settled derivatives:			-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	176,900	0.030%	-	-
TOTAL:	327,149	0.056%	1,292,136	0.222%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AB40)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	-	-	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	-	-	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	11,849	28.21
US6687711084	Purchase	200	28.26
US6687711084	Purchase	1,567	28.22
US6687711084	Purchase	1,024	28.18
US6687711084	Purchase	2,218	28.06
US6687711084	Purchase	3	28.04
US6687711084	Purchase	2,285	28.19
US6687711084	Purchase	3,103	28.15
US6687711084	Purchase	408	28.24
US6687711084	Purchase	2,066	28.25
US6687711084	Purchase	806	28.23
US6687711084	Purchase	220	28.20
US6687711084	Purchase	2,116	28.28
US6687711084	Purchase	300	28.09
US6687711084	Purchase	1,440	28.17
US6687711084	Purchase	1,612	28.16
US6687711084	Purchase	35	28.12
US6687711084	Purchase	737	28.27
US6687711084	Purchase	1,944	28.30
US6687711084	Purchase	1,036	28.29
US6687711084	Purchase	100	27.94
US6687711084	Purchase	38	27.98
US6687711084	Purchase	400	27.99
US6687711084	Purchase	3	28.31
US6687711084	Purchase	5,854	28.13
US6687711084	Purchase	470	28.01
US6687711084	Purchase	433	27.92
US6687711084	Purchase	472	28.37
US6687711084	Purchase	427	28.34
US6687711084	Purchase	399	28.21
US6687711084	Purchase	361	28.14
US6687711084	Purchase	2,900	28.26
US6687711084	Purchase	51	28.10
US6687711084	Purchase	1,979	28.22
US6687711084	Purchase	900	28.18
US6687711084	Purchase	200	28.04
US6687711084	Purchase	1	28.19
US6687711084	Purchase	1,988	28.15
US6687711084	Purchase	2,000	28.24
US6687711084	Purchase	800	28.25
US6687711084	Purchase	5,500	28.23
US6687711084	Purchase	100	28.28
US6687711084	Purchase	126	28.09
US6687711084	Purchase	300	28.17
US6687711084	Purchase	5,736	28.16
US6687711084	Purchase	100	28.27
US6687711084	Purchase	185	28.29
US6687711084	Sale	4,382	28.29
US6687711084	Purchase	400	27.98
US6687711084	Purchase	300	28.11
US6687711084	Purchase	100	28.05
US6687711084	Purchase	100	28.33
US6687711084	Purchase	900	28.13
US6687711084	Purchase	100	27.92
US6687711084	Purchase	200	28.32
US6687711084	Purchase	200	28.39
US6687711084	Purchase	3,673	28.21
US6687711084	Sale	197	28.21
US6687711084	Purchase	346	28.14
US6687711084	Purchase	7,294	28.26
US6687711084	Sale	602	28.10
US6687711084	Purchase	43,735	28.22
US6687711084	Purchase	898	28.18
US6687711084	Sale	70	28.18
US6687711084	Sale	788	28.06
US6687711084	Purchase	260	28.04
US6687711084	Purchase	1,237	28.19
US6687711084	Sale	500	28.19
US6687711084	Purchase	763	28.15
US6687711084	Sale	216	28.15
US6687711084	Purchase	11,587	28.24
US6687711084	Purchase	8,571	28.25
US6687711084	Purchase	1,206	28.23
US6687711084	Purchase	2,248	28.20
US6687711084	Sale	35	28.20
US6687711084	Purchase	3,228	28.28
US6687711084	Sale	271	27.96
US6687711084	Purchase	2,253	28.17
US6687711084	Sale	371	28.17
US6687711084	Purchase	4,801	28.16
US6687711084	Purchase	659	28.12
US6687711084	Sale	4,302	28.12
US6687711084	Purchase	200	28.36
US6687711084	Purchase	1,800	28.27
US6687711084	Purchase	235	28.30
US6687711084	Purchase	9,820	28.29
US6687711084	Purchase	27	27.94
US6687711084	Sale	2	27.94
US6687711084	Sale	366	27.95
US6687711084	Sale	793	28.11
US6687711084	Purchase	641	28.05
US6687711084	Purchase	100	28.33
US6687711084	Sale	74	27.85
US6687711084	Purchase	303	28.31
US6687711084	Purchase	10	28.13
US6687711084	Purchase	200	28.32
US6687711084	Purchase	46	28.34
US6687711084	Purchase	3,200	28.21
US6687711084	Sale	94	28.21
US6687711084	Purchase	4	28.14
US6687711084	Sale	1,466	28.14
US6687711084	Purchase	200	28.26
US6687711084	Sale	2,272	28.26
US6687711084	Purchase	100	28.10
US6687711084	Sale	92	28.10
US6687711084	Sale	22	28.22
US6687711084	Sale	637	28.18
US6687711084	Purchase	2,704	28.06
US6687711084	Sale	114	28.19
US6687711084	Purchase	100	28.15
US6687711084	Sale	1,525	28.15
US6687711084	Sale	923	28.24
US6687711084	Purchase	200	28.25
US6687711084	Sale	454	28.25
US6687711084	Purchase	100	28.23
US6687711084	Sale	326	28.23
US6687711084	Purchase	2,100	28.20
US6687711084	Sale	1,241	28.20
US6687711084	Purchase	1,700	28.28
US6687711084	Sale	156	28.28
US6687711084	Sale	17	28.09
US6687711084	Purchase	192	28.17
US6687711084	Sale	1,017	28.17
US6687711084	Sale	93	28.16
US6687711084	Purchase	1	28.12
US6687711084	Sale	288	28.12
US6687711084	Sale	31	28.36
US6687711084	Purchase	2,600	28.27
US6687711084	Sale	1,035	28.27
US6687711084	Sale	73	28.30
US6687711084	Purchase	1,457	28.29
US6687711084	Sale	7,183	28.29
US6687711084	Sale	19	27.95
US6687711084	Sale	208	28.11
US6687711084	Sale	161	28.33
US6687711084	Sale	43	28.08
US6687711084	Purchase	17,500	28.31
US6687711084	Sale	100	28.31
US6687711084	Purchase	100	28.37
US6687711084	Sale	67	28.32
US6687711084	Purchase	100	28.34
US6687711084	Sale	164	27.97
US6687711084	Purchase	70	28.21
US6687711084	Sale	4	28.21
US6687711084	Purchase	110	28.26
US6687711084	Purchase	31	28.10
US6687711084	Purchase	300	28.18
US6687711084	Sale	100	28.18
US6687711084	Sale	3	28.06
US6687711084	Purchase	128	28.19
US6687711084	Purchase	10	28.15
US6687711084	Sale	5	28.15
US6687711084	Purchase	157	28.24
US6687711084	Purchase	27	28.25
US6687711084	Purchase	166	28.23
US6687711084	Purchase	60	28.17
US6687711084	Purchase	30	28.16
US6687711084	Purchase	495	28.27
US6687711084	Purchase	10	28.30
US6687711084	Purchase	24	28.29
US6687711084	Purchase	134	28.32
US6687711084	Purchase	1,140	28.21
US6687711084	Purchase	223	28.26
US6687711084	Purchase	371	28.18
US6687711084	Purchase	34	28.06
US6687711084	Purchase	100	28.19
US6687711084	Purchase	620	28.15
US6687711084	Purchase	200	28.24
US6687711084	Purchase	100	28.25
US6687711084	Purchase	301	28.23
US6687711084	Purchase	79	28.20
US6687711084	Purchase	101	28.17
US6687711084	Purchase	888	28.29
US6687711084	Purchase	227	27.85
US6687711084	Purchase	163	28.31
US6687711084	Purchase	97	27.93
US6687711084	Purchase	140	28.32

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	28^th March 2022
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US6687711084	Call Option	Purchased	8,000	25.00	American	20/01/2023
US6687711084	Call Option	Purchased	92,100	30.00	American	14/04/2022
US6687711084	Call Option	Purchased	76,800	28.00	American	14/04/2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk