Form 8.3 - GXO Logistics, Inc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

GXO Logistics, Inc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

21st March 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Clipper Logistics plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

USD 0.01 common stock (US36262G1013)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

290,888

 

0.253%

 

112,286

 

0.098%

(2) Cash-settled derivatives:

 

 

-

 

-

 

57,533

 

0.050%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

 

 

 

 

TOTAL:

 

290,888

 

0.253%

 

169,819

 

0.148%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US36262G1013

Sale

1

76.68

US36262G1013

Sale

1

76.49

US36262G1013

Sale

1

76.55

US36262G1013

Sale

1,156

76.39

US36262G1013

Sale

6

76.24

US36262G1013

Sale

200

76.38

US36262G1013

Purchase

600

76.68

US36262G1013

Sale

353

76.66

US36262G1013

Sale

222

76.48

US36262G1013

Sale

8

76.26

US36262G1013

Sale

78

76.34

US36262G1013

Purchase

169

76.80

US36262G1013

Sale

100

76.74

US36262G1013

Purchase

215

76.60

US36262G1013

Purchase

71

76.76

US36262G1013

Sale

1

76.76

US36262G1013

Sale

13

76.14

US36262G1013

Sale

1

76.22

US36262G1013

Sale

316

76.19

US36262G1013

Purchase

10,349

76.75

US36262G1013

Sale

3

76.27

US36262G1013

Purchase

155

76.85

US36262G1013

Sale

75

76.12

US36262G1013

Sale

3

76.56

US36262G1013

Sale

39

76.05

US36262G1013

Purchase

100

76.69

US36262G1013

Sale

18

76.40

US36262G1013

Purchase

100

76.82

US36262G1013

Sale

1

76.54

US36262G1013

Sale

441

76.18

US36262G1013

Sale

147

76.35

US36262G1013

Sale

13

76.16

US36262G1013

Sale

263

76.32

US36262G1013

Sale

100

76.11

US36262G1013

Sale

100

76.02

US36262G1013

Sale

200

78.55

US36262G1013

Sale

100

76.24

US36262G1013

Sale

200

76.63

US36262G1013

Sale

100

78.88

US36262G1013

Sale

400

76.79

US36262G1013

Sale

500

76.83

US36262G1013

Sale

1

76.14

US36262G1013

Sale

100

76.64

US36262G1013

Sale

400

77.06

US36262G1013

Sale

560

76.71

US36262G1013

Purchase

59,273

76.75

US36262G1013

Sale

201

76.49

US36262G1013

Sale

100

76.10

US36262G1013

Sale

300

76.57

US36262G1013

Sale

101

76.23

US36262G1013

Sale

100

77.24

US36262G1013

Sale

100

76.05

US36262G1013

Sale

500

76.93

US36262G1013

Sale

40

77.30

US36262G1013

Sale

127

76.18

US36262G1013

Sale

600

76.37

US36262G1013

Sale

129

76.07

US36262G1013

Purchase

7

78.80

US36262G1013

Sale

1

77.00

US36262G1013

Sale

4

76.84

US36262G1013

Sale

312

76.29

US36262G1013

Sale

87

76.08

US36262G1013

Sale

100

76.38

US36262G1013

Sale

275

76.33

US36262G1013

Purchase

2

76.26

US36262G1013

Sale

100

76.34

US36262G1013

Sale

1,280

76.83

US36262G1013

Sale

10

76.80

US36262G1013

Sale

221

76.76

US36262G1013

Sale

66

76.58

US36262G1013

Sale

47

76.30

US36262G1013

Sale

350

76.14

US36262G1013

Sale

575

76.64

US36262G1013

Purchase

37

76.47

US36262G1013

Sale

10

76.47

US36262G1013

Sale

220

76.92

US36262G1013

Sale

1

76.20

US36262G1013

Sale

100

76.96

US36262G1013

Sale

201

76.75

US36262G1013

Sale

7

76.78

US36262G1013

Sale

901

76.27

US36262G1013

Sale

1

76.85

US36262G1013

Sale

43

76.06

US36262G1013

Sale

196

76.51

US36262G1013

Sale

451

76.57

US36262G1013

Sale

13

76.23

US36262G1013

Sale

126

76.41

US36262G1013

Sale

60

76.46

US36262G1013

Sale

72

77.02

US36262G1013

Sale

425

76.56

US36262G1013

Sale

371

76.62

US36262G1013

Sale

42

77.01

US36262G1013

Sale

4

76.55

US36262G1013

Sale

6

76.05

US36262G1013

Sale

112

76.89

US36262G1013

Sale

212

76.69

US36262G1013

Sale

204

76.82

US36262G1013

Sale

98

76.18

US36262G1013

Sale

13

76.50

US36262G1013

Sale

50

76.25

US36262G1013

Sale

232

76.32

US36262G1013

Sale

954

76.37

US36262G1013

Sale

486

76.21

US36262G1013

Sale

100

76.42

US36262G1013

Sale

80

76.07

US36262G1013

Purchase

1

78.24

US36262G1013

Sale

43

77.07

US36262G1013

Sale

1

76.39

US36262G1013

Purchase

94

76.08

US36262G1013

Sale

200

76.68

US36262G1013

Sale

305

76.66

US36262G1013

Sale

100

76.48

US36262G1013

Sale

200

77.27

US36262G1013

Sale

100

76.34

US36262G1013

Sale

100

76.83

US36262G1013

Sale

300

76.98

US36262G1013

Sale

100

77.15

US36262G1013

Sale

300

76.76

US36262G1013

Sale

4

77.13

US36262G1013

Sale

100

76.19

US36262G1013

Sale

100

76.73

US36262G1013

Purchase

177

76.75

US36262G1013

Sale

2,668

76.75

US36262G1013

Sale

4

76.78

US36262G1013

Sale

100

76.27

US36262G1013

Sale

3

76.10

US36262G1013

Sale

108

76.12

US36262G1013

Sale

309

76.41

US36262G1013

Sale

200

76.46

US36262G1013

Sale

349

76.61

US36262G1013

Purchase

100

77.04

US36262G1013

Sale

23

77.23

US36262G1013

Purchase

100

76.43

US36262G1013

Sale

14

77.12

US36262G1013

Sale

513

77.10

US36262G1013

Sale

100

77.17

US36262G1013

Sale

300

76.35

US36262G1013

Sale

2

76.11

US36262G1013

Purchase

939

77.00

US36262G1013

Purchase

528

77.07

US36262G1013

Sale

74

77.07

US36262G1013

Purchase

26

76.39

US36262G1013

Purchase

42

76.24

US36262G1013

Purchase

170

76.38

US36262G1013

Purchase

20

76.68

US36262G1013

Purchase

142

76.66

US36262G1013

Purchase

219

76.44

US36262G1013

Purchase

139

76.79

US36262G1013

Purchase

200

76.94

US36262G1013

Purchase

213

76.34

US36262G1013

Sale

6

76.34

US36262G1013

Purchase

300

77.03

US36262G1013

Purchase

200

76.87

US36262G1013

Purchase

31

77.15

US36262G1013

Sale

190

77.21

US36262G1013

Purchase

345

76.60

US36262G1013

Purchase

700

76.99

US36262G1013

Purchase

46

76.58

US36262G1013

Purchase

88

76.30

US36262G1013

Purchase

22

76.91

US36262G1013

Purchase

9

76.14

US36262G1013

Purchase

74

76.22

US36262G1013

Purchase

600

76.92

US36262G1013

Purchase

293

77.13

US36262G1013

Sale

20

77.13

US36262G1013

Purchase

10

76.72

US36262G1013

Purchase

22

76.19

US36262G1013

Purchase

493

77.06

US36262G1013

Purchase

156

76.96

US36262G1013

Sale

10

77.26

US36262G1013

Purchase

23

76.10

US36262G1013

Sale

20

77.29

US36262G1013

Purchase

594

76.67

US36262G1013

Purchase

1,711

77.08

US36262G1013

Purchase

957

76.95

US36262G1013

Purchase

100

77.25

US36262G1013

Purchase

8

76.46

US36262G1013

Purchase

397

76.62

US36262G1013

Purchase

449

77.01

US36262G1013

Purchase

21

77.04

US36262G1013

Sale

170

77.04

US36262G1013

Purchase

21

76.55

US36262G1013

Sale

100

77.23

US36262G1013

Purchase

161

76.43

US36262G1013

Purchase

163

76.69

US36262G1013

Purchase

51

76.40

US36262G1013

Sale

30

77.20

US36262G1013

Purchase

10

76.82

US36262G1013

Sale

41

76.82

US36262G1013

Purchase

743

77.17

US36262G1013

Sale

140

77.17

US36262G1013

Sale

160

77.22

US36262G1013

Purchase

44

76.54

US36262G1013

Sale

10

77.40

US36262G1013

Purchase

44

76.21

US36262G1013

Purchase

11

76.36

US36262G1013

Purchase

23

76.02

US36262G1013

Purchase

64

77.35

US36262G1013

Purchase

16

76.77

US36262G1013

Sale

10

77.37

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(GBP)

US36262G1013

 

Equity Swap

 

Increasing a short position

 

1,700

 

57.75

US36262G1013

 

Equity Swap

 

Increasing a short position

 

1,782

 

58.17

US36262G1013

 

Equity Swap

 

Increasing a short position

 

721

 

58.37

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

 

Writing, purchasing, selling, varying etc.

 

Number of securities to which option relates

 

Exercise price per unit

 

Type

e.g. American, European etc.

 

Expiry date

 

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

YES

Date of disclosure:

 

22nd March 2022

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 775606
Time of Receipt (offset from UTC): 20220322T120727+0000

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.