Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	9^th February 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	63,577	0.011%	2,755,153	0.473%
(2) Cash-settled derivatives:			-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	8,000	0.001%	-	-
TOTAL:	71,577	0.012%	2,755,153	0.473%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,500,000	1.200%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	7,500,000	1.200%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US668771AA66	Sale	7,500,000	150.93
US668771AA66	Purchase	7,500,000	150.93
US668771AA66	Sale	7,500,000	150.93
US668771AA66	Sale	7,500,000	150.93
US668771AA66	Purchase	7,500,000	150.93
US668771AA66	Purchase	7,500,000	150.93
US668771AA66	Purchase	7,500,000	150.93
US668771AA66	Sale	7,500,000	150.93
US6687711084	Sale	100	30.76
US6687711084	Sale	3,030	30.05
US6687711084	Sale	2,530	29.65
US6687711084	Sale	9,913	30.07
US6687711084	Sale	800	29.64
US6687711084	Sale	2,900	29.93
US6687711084	Sale	608	29.55
US6687711084	Sale	250	29.56
US6687711084	Sale	1,605	29.69
US6687711084	Sale	2,900	29.89
US6687711084	Sale	117	29.83
US6687711084	Sale	200	29.75
US6687711084	Sale	464	29.80
US6687711084	Sale	1,885	29.60
US6687711084	Sale	410	29.53
US6687711084	Sale	3,000	29.97
US6687711084	Sale	1,390	30.08
US6687711084	Sale	100	29.68
US6687711084	Sale	100	29.52
US6687711084	Sale	1,112	29.71
US6687711084	Sale	100	30.09
US6687711084	Sale	100	29.87
US6687711084	Sale	200	29.59
US6687711084	Sale	200	29.88
US6687711084	Sale	1,800	29.86
US6687711084	Sale	1,001	30.24
US6687711084	Sale	2,050	29.90
US6687711084	Sale	1,120	29.94
US6687711084	Sale	4,839	29.92
US6687711084	Sale	4,936	30.01
US6687711084	Sale	2,081	29.99
US6687711084	Sale	23,761	30.19
US6687711084	Sale	1,715	30.20
US6687711084	Sale	901	29.91
US6687711084	Sale	24,011	30.18
US6687711084	Sale	11,058	30.23
US6687711084	Sale	2,052	30.33
US6687711084	Sale	300	30.35
US6687711084	Sale	200	30.27
US6687711084	Sale	700	30.29
US6687711084	Sale	100	30.38
US6687711084	Sale	200	30.41
US6687711084	Sale	400	30.43
US6687711084	Sale	1,400	30.53
US6687711084	Sale	1,400	30.39
US6687711084	Sale	6,900	30.44
US6687711084	Sale	1,200	30.61
US6687711084	Sale	600	30.59
US6687711084	Sale	12,952	30.63
US6687711084	Sale	28,913	30.65
US6687711084	Sale	200	30.55
US6687711084	Sale	36,916	30.64
US6687711084	Sale	100	30.60
US6687711084	Sale	900	30.56
US6687711084	Sale	400	30.40
US6687711084	Sale	3,919	30.03
US6687711084	Sale	300	30.58
US6687711084	Sale	100	30.52
US6687711084	Sale	3,395	30.14
US6687711084	Sale	200	30.57
US6687711084	Sale	1,600	30.62
US6687711084	Sale	1,717	29.81
US6687711084	Sale	839	30.26
US6687711084	Sale	200	29.82
US6687711084	Sale	1,600	30.69
US6687711084	Sale	3,243	30.22
US6687711084	Sale	3,245	29.85
US6687711084	Sale	200	29.73
US6687711084	Sale	3,200	30.66
US6687711084	Sale	900	30.00
US6687711084	Sale	24,683	30.67
US6687711084	Sale	4,755	30.68
US6687711084	Sale	450	29.58
US6687711084	Sale	57	30.78
US6687711084	Sale	325	30.74
US6687711084	Sale	3,042	30.75
US6687711084	Sale	3,024	29.77
US6687711084	Sale	11,806	30.76
US6687711084	Sale	364	30.05
US6687711084	Sale	323	29.55
US6687711084	Sale	50	30.09
US6687711084	Sale	296	29.63
US6687711084	Sale	8	30.11
US6687711084	Sale	1	30.61
US6687711084	Sale	1	30.59
US6687711084	Purchase	2,725	30.65
US6687711084	Sale	1	30.54
US6687711084	Purchase	109	30.64
US6687711084	Sale	2	30.64
US6687711084	Purchase	11	30.56
US6687711084	Sale	1	30.46
US6687711084	Sale	28	30.62
US6687711084	Purchase	542	30.67
US6687711084	Sale	31	30.67
US6687711084	Purchase	186	30.68
US6687711084	Sale	34,252	30.76
US6687711084	Sale	900	30.07
US6687711084	Sale	300	29.66
US6687711084	Sale	801	29.93
US6687711084	Sale	200	29.56
US6687711084	Sale	5,387	29.69
US6687711084	Sale	316	29.62
US6687711084	Sale	1,877	29.89
US6687711084	Sale	300	29.83
US6687711084	Sale	600	29.80
US6687711084	Sale	100	29.61
US6687711084	Sale	201	29.60
US6687711084	Sale	326	29.53
US6687711084	Sale	754	29.97
US6687711084	Sale	843	30.08
US6687711084	Sale	1,303	29.79
US6687711084	Sale	1	29.68
US6687711084	Sale	100	29.45
US6687711084	Sale	600	29.76
US6687711084	Sale	3,047	30.09
US6687711084	Sale	374	29.67
US6687711084	Sale	424	29.86
US6687711084	Sale	2,700	30.24
US6687711084	Sale	400	29.90
US6687711084	Sale	1,415	30.12
US6687711084	Sale	435	30.16
US6687711084	Sale	500	30.19
US6687711084	Sale	2,700	30.20
US6687711084	Sale	100	29.91
US6687711084	Sale	54,174	30.18
US6687711084	Sale	978	30.17
US6687711084	Sale	917	30.15
US6687711084	Sale	370	30.33
US6687711084	Sale	1,034	30.27
US6687711084	Sale	651	30.37
US6687711084	Sale	600	30.43
US6687711084	Sale	638	30.53
US6687711084	Sale	107	30.39
US6687711084	Sale	4,500	30.44
US6687711084	Sale	14	30.61
US6687711084	Sale	100	30.59
US6687711084	Sale	12,305	30.63
US6687711084	Sale	1,558	30.65
US6687711084	Sale	57,417	30.64
US6687711084	Sale	6,199	30.60
US6687711084	Sale	1,000	30.56
US6687711084	Sale	406	30.51
US6687711084	Sale	380	30.46
US6687711084	Sale	400	30.58
US6687711084	Sale	1,000	30.25
US6687711084	Sale	8,858	30.06
US6687711084	Sale	534	30.32
US6687711084	Sale	111	30.30
US6687711084	Sale	813	30.14
US6687711084	Sale	299	30.02
US6687711084	Sale	300	30.36
US6687711084	Sale	2,079	30.62
US6687711084	Sale	448	30.26
US6687711084	Sale	249	30.69
US6687711084	Sale	193	30.22
US6687711084	Sale	3,452	30.66
US6687711084	Sale	100	30.00
US6687711084	Sale	3,100	30.67
US6687711084	Sale	3,446	30.68
US6687711084	Sale	100	30.78
US6687711084	Sale	200	30.71
US6687711084	Sale	1,200	30.75
US6687711084	Sale	1,168	30.72
US6687711084	Sale	1,767	30.31
US6687711084	Sale	3,309	30.34
US6687711084	Purchase	1,741	30.76
US6687711084	Sale	32,499	30.76
US6687711084	Purchase	375	30.05
US6687711084	Sale	9,842	30.05
US6687711084	Purchase	384	30.07
US6687711084	Purchase	400	29.64
US6687711084	Sale	100	29.43
US6687711084	Purchase	281	30.13
US6687711084	Purchase	1	29.72
US6687711084	Sale	400	29.47
US6687711084	Sale	184	29.55
US6687711084	Purchase	2,198	29.51
US6687711084	Sale	100	29.69
US6687711084	Purchase	1,800	29.62
US6687711084	Sale	100	29.89
US6687711084	Purchase	2,000	29.75
US6687711084	Sale	500	29.50
US6687711084	Sale	100	29.46
US6687711084	Sale	1	29.61
US6687711084	Sale	78	29.57
US6687711084	Sale	100	29.53
US6687711084	Purchase	1,000	29.97
US6687711084	Purchase	2,376	30.08
US6687711084	Purchase	200	29.79
US6687711084	Sale	100	29.68
US6687711084	Purchase	200	29.76
US6687711084	Sale	406	29.52
US6687711084	Purchase	1,800	29.71
US6687711084	Purchase	393	30.09
US6687711084	Purchase	200	29.87
US6687711084	Purchase	500	30.10
US6687711084	Purchase	2,100	29.63
US6687711084	Sale	289	29.67
US6687711084	Purchase	458	30.24
US6687711084	Sale	262	29.90
US6687711084	Purchase	4	29.98
US6687711084	Purchase	14	29.96
US6687711084	Purchase	2,623	30.01
US6687711084	Purchase	224	29.99
US6687711084	Purchase	2,109	30.19
US6687711084	Purchase	700	30.20
US6687711084	Purchase	500	29.91
US6687711084	Sale	111	29.91
US6687711084	Purchase	1,167	30.18
US6687711084	Purchase	300	30.17
US6687711084	Purchase	1,378	30.15
US6687711084	Purchase	3,000	30.11
US6687711084	Sale	100	30.11
US6687711084	Sale	191	30.23
US6687711084	Purchase	3,100	30.35
US6687711084	Sale	1,761	30.35
US6687711084	Sale	1,493	30.29
US6687711084	Purchase	291	30.38
US6687711084	Purchase	124	30.37
US6687711084	Purchase	399	30.43
US6687711084	Purchase	1,294	30.53
US6687711084	Purchase	10	30.39
US6687711084	Purchase	6	30.44
US6687711084	Purchase	3	30.61
US6687711084	Sale	5,140	30.61
US6687711084	Sale	1,545	30.59
US6687711084	Purchase	1,415	30.63
US6687711084	Sale	700	30.63
US6687711084	Purchase	837	30.65
US6687711084	Sale	182	30.65
US6687711084	Sale	100	30.55
US6687711084	Purchase	27	30.54
US6687711084	Purchase	993	30.64
US6687711084	Sale	2,200	30.64
US6687711084	Purchase	1,270	30.60
US6687711084	Sale	700	30.60
US6687711084	Purchase	100	30.56
US6687711084	Purchase	213	30.51
US6687711084	Sale	5,943	30.03
US6687711084	Purchase	375	30.49
US6687711084	Purchase	124	30.58
US6687711084	Sale	580	30.58
US6687711084	Purchase	803	30.42
US6687711084	Purchase	1,208	30.52
US6687711084	Sale	1,261	30.06
US6687711084	Purchase	31	30.32
US6687711084	Purchase	2,300	30.04
US6687711084	Sale	3,147	30.14
US6687711084	Sale	28	30.57
US6687711084	Purchase	272	30.62
US6687711084	Sale	2,060	30.62
US6687711084	Purchase	100	30.69
US6687711084	Purchase	6	30.45
US6687711084	Purchase	2,100	29.85
US6687711084	Purchase	2,215	29.73
US6687711084	Sale	11	29.73
US6687711084	Purchase	120	30.66
US6687711084	Sale	200	30.66
US6687711084	Purchase	401	30.67
US6687711084	Sale	871	30.67
US6687711084	Purchase	300	30.70
US6687711084	Purchase	100	30.77
US6687711084	Purchase	34	30.73
US6687711084	Purchase	1,137	30.47
US6687711084	Purchase	370	30.71
US6687711084	Sale	1,867	30.71
US6687711084	Purchase	411	30.74
US6687711084	Sale	95	30.75
US6687711084	Sale	400	30.72
US6687711084	Sale	200	30.76
US6687711084	Sale	100	29.64
US6687711084	Sale	1	30.09
US6687711084	Sale	100	29.87
US6687711084	Sale	100	29.63
US6687711084	Sale	1	29.99
US6687711084	Sale	100	30.12
US6687711084	Sale	1	30.15
US6687711084	Sale	1	30.29
US6687711084	Sale	100	30.50
US6687711084	Sale	2	30.39
US6687711084	Sale	500	30.61
US6687711084	Sale	200	30.59
US6687711084	Sale	100	30.63
US6687711084	Sale	400	30.65
US6687711084	Sale	1,700	30.64
US6687711084	Sale	300	30.60
US6687711084	Sale	239	30.03
US6687711084	Sale	40	30.49
US6687711084	Sale	300	30.58
US6687711084	Sale	302	30.21
US6687711084	Sale	2	30.36
US6687711084	Sale	700	30.69
US6687711084	Sale	100	30.45
US6687711084	Sale	300	30.66
US6687711084	Sale	180	30.67
US6687711084	Sale	7	30.77
US6687711084	Sale	62	30.73
US6687711084	Purchase	586	30.76

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	10^th February 2022
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US6687711084	Call Option	Purchased	8,000	25.00	American	20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk