Form 8.3 - NORTONLIFELOCK INC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NORTONLIFELOCK INC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	09 FEB 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,515,678	0.26%	615,924	0.11%
(2)	Cash-settled derivatives:
		375,237	0.06%	1,510,550	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	1,890,915	0.32%	2,126,474	0.37%
Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	236,000	0.04%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	236,000	0.04%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	19	30.5400 USD
USD 0.01 common	Purchase	36	29.8800 USD
USD 0.01 common	Purchase	48	30.4618 USD
USD 0.01 common	Purchase	63	30.2234 USD
USD 0.01 common	Purchase	72	30.2602 USD
USD 0.01 common	Purchase	79	30.1927 USD
USD 0.01 common	Purchase	87	30.2777 USD
USD 0.01 common	Purchase	100	30.6500 USD
USD 0.01 common	Purchase	100	29.9000 USD
USD 0.01 common	Purchase	100	29.9100 USD
USD 0.01 common	Purchase	125	30.2770 USD
USD 0.01 common	Purchase	131	30.2728 USD
USD 0.01 common	Purchase	144	30.3636 USD
USD 0.01 common	Purchase	151	30.0558 USD
USD 0.01 common	Purchase	200	30.1800 USD
USD 0.01 common	Purchase	201	29.5894 USD
USD 0.01 common	Purchase	206	30.0500 USD
USD 0.01 common	Purchase	262	29.9957 USD
USD 0.01 common	Purchase	278	30.6772 USD
USD 0.01 common	Purchase	400	30.0250 USD
USD 0.01 common	Purchase	423	30.6019 USD
USD 0.01 common	Purchase	451	29.9210 USD
USD 0.01 common	Purchase	498	29.9961 USD
USD 0.01 common	Purchase	595	30.2840 USD
USD 0.01 common	Purchase	600	30.2166 USD
USD 0.01 common	Purchase	639	30.6335 USD
USD 0.01 common	Purchase	756	30.0106 USD
USD 0.01 common	Purchase	796	30.0234 USD
USD 0.01 common	Purchase	900	29.9111 USD
USD 0.01 common	Purchase	900	29.9905 USD
USD 0.01 common	Purchase	995	30.1311 USD
USD 0.01 common	Purchase	1,093	30.0050 USD
USD 0.01 common	Purchase	1,200	29.9304 USD
USD 0.01 common	Purchase	1,437	30.6828 USD
USD 0.01 common	Purchase	1,500	30.6613 USD
USD 0.01 common	Purchase	1,700	29.8882 USD
USD 0.01 common	Purchase	1,900	30.5600 USD
USD 0.01 common	Purchase	2,074	30.7600 USD
USD 0.01 common	Purchase	2,303	29.8860 USD
USD 0.01 common	Purchase	2,440	30.1175 USD
USD 0.01 common	Purchase	2,857	30.0624 USD
USD 0.01 common	Purchase	3,154	30.6184 USD
USD 0.01 common	Purchase	3,300	29.6868 USD
USD 0.01 common	Purchase	4,770	29.8699 USD
USD 0.01 common	Purchase	5,657	29.9087 USD
USD 0.01 common	Purchase	5,688	30.6281 USD
USD 0.01 common	Purchase	7,363	29.9969 USD
USD 0.01 common	Purchase	8,017	30.6216 USD
USD 0.01 common	Purchase	8,875	30.6545 USD
USD 0.01 common	Purchase	9,029	30.6723 USD
USD 0.01 common	Purchase	9,331	30.6544 USD
USD 0.01 common	Purchase	11,348	30.7507 USD
USD 0.01 common	Purchase	11,377	29.9258 USD
USD 0.01 common	Purchase	12,978	30.6320 USD
USD 0.01 common	Purchase	13,714	30.6518 USD
USD 0.01 common	Purchase	13,883	29.9014 USD
USD 0.01 common	Purchase	18,268	30.6043 USD
USD 0.01 common	Purchase	19,326	30.4923 USD
USD 0.01 common	Purchase	23,602	30.7376 USD
USD 0.01 common	Purchase	26,651	30.6411 USD
USD 0.01 common	Purchase	27,471	30.7479 USD
USD 0.01 common	Purchase	31,667	30.5305 USD
USD 0.01 common	Purchase	35,389	29.9529 USD
USD 0.01 common	Purchase	35,724	30.4198 USD
USD 0.01 common	Purchase	37,039	30.3813 USD
USD 0.01 common	Purchase	50,414	30.6251 USD
USD 0.01 common	Purchase	104,928	29.6060 USD
USD 0.01 common	Purchase	118,091	29.9375 USD
USD 0.01 common	Purchase	169,510	30.4857 USD
USD 0.01 common	Purchase	209,856	29.6059 USD
USD 0.01 common	Purchase	211,482	30.6431 USD
USD 0.01 common	Sale	4	29.9300 USD
USD 0.01 common	Sale	4	29.5750 USD
USD 0.01 common	Sale	14	30.6400 USD
USD 0.01 common	Sale	14	30.6300 USD
USD 0.01 common	Sale	14	30.6200 USD
USD 0.01 common	Sale	25	29.8900 USD
USD 0.01 common	Sale	36	29.8600 USD
USD 0.01 common	Sale	36	29.8800 USD
USD 0.01 common	Sale	85	30.3915 USD
USD 0.01 common	Sale	100	30.6700 USD
USD 0.01 common	Sale	102	30.6425 USD
USD 0.01 common	Sale	108	30.5711 USD
USD 0.01 common	Sale	127	30.0700 USD
USD 0.01 common	Sale	202	30.6808 USD
USD 0.01 common	Sale	202	30.6558 USD
USD 0.01 common	Sale	202	30.5916 USD
USD 0.01 common	Sale	214	30.6062 USD
USD 0.01 common	Sale	238	30.6299 USD
USD 0.01 common	Sale	297	30.6684 USD
USD 0.01 common	Sale	302	30.5961 USD
USD 0.01 common	Sale	304	30.6161 USD
USD 0.01 common	Sale	400	29.7537 USD
USD 0.01 common	Sale	402	30.6000 USD
USD 0.01 common	Sale	600	29.5900 USD
USD 0.01 common	Sale	600	29.7600 USD
USD 0.01 common	Sale	617	29.7524 USD
USD 0.01 common	Sale	708	30.5516 USD
USD 0.01 common	Sale	800	29.7562 USD
USD 0.01 common	Sale	813	30.5119 USD
USD 0.01 common	Sale	893	30.0500 USD
USD 0.01 common	Sale	900	30.5750 USD
USD 0.01 common	Sale	953	30.5831 USD
USD 0.01 common	Sale	993	30.6041 USD
USD 0.01 common	Sale	1,096	30.5155 USD
USD 0.01 common	Sale	1,100	29.7536 USD
USD 0.01 common	Sale	1,367	30.5627 USD
USD 0.01 common	Sale	1,386	30.7354 USD
USD 0.01 common	Sale	1,398	30.5810 USD
USD 0.01 common	Sale	1,600	29.6290 USD
USD 0.01 common	Sale	1,622	30.5733 USD
USD 0.01 common	Sale	1,700	29.7411 USD
USD 0.01 common	Sale	1,740	29.7476 USD
USD 0.01 common	Sale	1,780	30.6090 USD
USD 0.01 common	Sale	1,873	30.5716 USD
USD 0.01 common	Sale	1,900	30.5600 USD
USD 0.01 common	Sale	1,959	30.5525 USD
USD 0.01 common	Sale	2,315	29.7517 USD
USD 0.01 common	Sale	3,600	29.7519 USD
USD 0.01 common	Sale	4,126	30.7600 USD
USD 0.01 common	Sale	4,160	30.4193 USD
USD 0.01 common	Sale	4,309	29.7499 USD
USD 0.01 common	Sale	4,501	30.3549 USD
USD 0.01 common	Sale	4,507	30.5500 USD
USD 0.01 common	Sale	5,887	29.7530 USD
USD 0.01 common	Sale	5,953	29.7500 USD
USD 0.01 common	Sale	7,048	30.0508 USD
USD 0.01 common	Sale	8,463	30.4265 USD
USD 0.01 common	Sale	10,621	30.5878 USD
USD 0.01 common	Sale	11,348	30.7507 USD
USD 0.01 common	Sale	14,196	30.3881 USD
USD 0.01 common	Sale	17,075	30.4993 USD
USD 0.01 common	Sale	18,957	29.7243 USD
USD 0.01 common	Sale	21,095	30.7552 USD
USD 0.01 common	Sale	29,962	30.6926 USD
USD 0.01 common	Sale	34,771	30.3382 USD
USD 0.01 common	Sale	42,229	30.4517 USD
USD 0.01 common	Sale	44,625	29.9660 USD
USD 0.01 common	Sale	55,350	29.6410 USD
USD 0.01 common	Sale	137,815	30.4828 USD
USD 0.01 common	Sale	163,343	29.9332 USD
USD 0.01 common	Sale	209,856	29.6059 USD
USD 0.01 common	Sale	381,600	30.6392 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	10 FEB 2022
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.