Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	23^rd November 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	281,517	0.048%	502,848	0.086%
(2) Cash-settled derivatives:	505	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	282,022	0.048%	502,848	0.086%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	10,000,000	1.600%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	10,000,000	1.600%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	216	24.70
US6687711084	Purchase	189	24.74
US6687711084	Purchase	809	24.75
US6687711084	Purchase	400	24.68
US6687711084	Purchase	538	24.53
US6687711084	Purchase	100	24.66
US6687711084	Purchase	56	24.62
US6687711084	Purchase	100	24.56
US6687711084	Purchase	8	24.61
US6687711084	Purchase	552	24.67
US6687711084	Purchase	96	24.64
US6687711084	Purchase	194	24.58
US6687711084	Purchase	100	24.50
US6687711084	Purchase	390	24.57
US6687711084	Purchase	135	24.55
US6687711084	Purchase	21	24.47
US6687711084	Purchase	200	24.63
US6687711084	Purchase	66	24.71
US6687711084	Purchase	83	24.77
US6687711084	Purchase	12	24.78
US6687711084	Purchase	71	24.79
US6687711084	Purchase	18,180	24.70
US6687711084	Purchase	11,911	24.74
US6687711084	Purchase	2,240	24.75
US6687711084	Sale	171	24.75
US6687711084	Purchase	1,327	24.68
US6687711084	Purchase	1,723	24.60
US6687711084	Purchase	1,400	24.53
US6687711084	Purchase	6,551	24.66
US6687711084	Purchase	1,200	24.62
US6687711084	Purchase	3,700	24.56
US6687711084	Purchase	1,400	24.61
US6687711084	Purchase	203	24.59
US6687711084	Purchase	3,177	24.67
US6687711084	Purchase	1,000	24.64
US6687711084	Purchase	100	24.76
US6687711084	Purchase	1,648	24.58
US6687711084	Purchase	6,590	24.50
US6687711084	Purchase	5,678	24.57
US6687711084	Purchase	1,879	24.51
US6687711084	Purchase	1,543	24.49
US6687711084	Purchase	700	24.55
US6687711084	Purchase	100	24.46
US6687711084	Purchase	5,859	24.52
US6687711084	Purchase	100	24.42
US6687711084	Purchase	1,824	24.54
US6687711084	Purchase	200	24.48
US6687711084	Purchase	319	24.69
US6687711084	Purchase	4,021	24.63
US6687711084	Purchase	4,500	24.65
US6687711084	Purchase	400	24.72
US6687711084	Purchase	5,200	24.71
US6687711084	Purchase	337	24.77
US6687711084	Purchase	200	24.78
US6687711084	Sale	500	24.74
US6687711084	Sale	9,123	24.75
US6687711084	Sale	200	24.68
US6687711084	Sale	300	24.60
US6687711084	Sale	494	24.53
US6687711084	Sale	21,971	24.66
US6687711084	Sale	100	24.62
US6687711084	Sale	11,092	24.56
US6687711084	Sale	2,473	24.61
US6687711084	Sale	648	24.59
US6687711084	Sale	3,693	24.67
US6687711084	Sale	4,107	24.73
US6687711084	Purchase	100	24.64
US6687711084	Sale	1,900	24.64
US6687711084	Sale	1,232	24.76
US6687711084	Sale	1,840	24.58
US6687711084	Sale	1,371	24.50
US6687711084	Sale	4,164	24.57
US6687711084	Sale	527	24.51
US6687711084	Sale	26	24.49
US6687711084	Sale	1,750	24.55
US6687711084	Purchase	75	24.45
US6687711084	Sale	100	24.46
US6687711084	Sale	827	24.52
US6687711084	Sale	1,503	24.54
US6687711084	Sale	101	24.48
US6687711084	Sale	1,477	24.69
US6687711084	Sale	1,943	24.63
US6687711084	Sale	421	24.65
US6687711084	Sale	327	24.72
US6687711084	Sale	100	24.71
US6687711084	Purchase	3,100	24.70
US6687711084	Sale	1,514	24.70
US6687711084	Sale	367	24.74
US6687711084	Purchase	7,207	24.75
US6687711084	Sale	2,059	24.75
US6687711084	Purchase	91	24.60
US6687711084	Purchase	1,902	24.53
US6687711084	Purchase	83	24.66
US6687711084	Purchase	304	24.62
US6687711084	Purchase	622	24.56
US6687711084	Purchase	11	24.61
US6687711084	Purchase	304	24.59
US6687711084	Purchase	344	24.67
US6687711084	Purchase	406	24.58
US6687711084	Purchase	215	24.50
US6687711084	Purchase	4	24.57
US6687711084	Purchase	200	24.51
US6687711084	Purchase	100	24.49
US6687711084	Purchase	112	24.55
US6687711084	Purchase	200	24.52
US6687711084	Purchase	54	24.42
US6687711084	Purchase	200	24.48
US6687711084	Purchase	200	24.63
US6687711084	Sale	100	24.72
US6687711084	Purchase	100	24.71
US6687711084	Sale	100	24.71
US6687711084	Sale	100	24.77
US6687711084	Purchase	255	24.78
US6687711084	Sale	700	24.70
US6687711084	Sale	3,269	24.74
US6687711084	Sale	710	24.75
US6687711084	Sale	889	24.60
US6687711084	Sale	1,635	24.53
US6687711084	Sale	712	24.66
US6687711084	Purchase	200	24.62
US6687711084	Purchase	1	24.56
US6687711084	Sale	2,382	24.56
US6687711084	Purchase	500	24.59
US6687711084	Sale	441	24.59
US6687711084	Sale	4,586	24.73
US6687711084	Sale	1,472	24.64
US6687711084	Sale	1,923	24.76
US6687711084	Purchase	1	24.58
US6687711084	Sale	392	24.58
US6687711084	Sale	811	24.50
US6687711084	Sale	830	24.57
US6687711084	Sale	259	24.51
US6687711084	Sale	875	24.49
US6687711084	Purchase	200	24.55
US6687711084	Sale	1,543	24.55
US6687711084	Purchase	1	24.40
US6687711084	Purchase	5	24.46
US6687711084	Sale	561	24.46
US6687711084	Sale	1,245	24.52
US6687711084	Sale	700	24.54
US6687711084	Sale	420	24.48
US6687711084	Sale	460	24.47
US6687711084	Sale	382	24.69
US6687711084	Sale	43	24.63
US6687711084	Sale	1,505	24.72
US6687711084	Sale	2,022	24.71
US6687711084	Sale	100	24.77
US6687711084	Sale	7	24.72

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	24^th November 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.