Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	5^th November 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	1,693,322	0.291%	567,512	0.098%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	1,694,030	0.291%	567,512	0.098%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	171	25.47
US6687711084	Sale	4	25.78
US6687711084	Sale	5	25.46
US6687711084	Sale	1	25.36
US6687711084	Sale	14	25.81
US6687711084	Sale	28	25.44
US6687711084	Sale	5	25.32
US6687711084	Sale	14	25.13
US6687711084	Sale	10	25.02
US6687711084	Sale	28	25.12
US6687711084	Sale	37	25.15
US6687711084	Sale	14	25.16
US6687711084	Sale	14	25.06
US6687711084	Sale	28	25.42
US6687711084	Sale	2	25.35
US6687711084	Sale	1	25.25
US6687711084	Sale	1	25.24
US6687711084	Sale	1	25.37
US6687711084	Sale	1,382	24.77
US6687711084	Sale	23	25.47
US6687711084	Sale	100	24.80
US6687711084	Sale	100	25.78
US6687711084	Sale	200	25.55
US6687711084	Sale	77	25.46
US6687711084	Sale	400	25.64
US6687711084	Sale	100	25.67
US6687711084	Sale	500	25.49
US6687711084	Sale	1,200	24.65
US6687711084	Sale	300	24.61
US6687711084	Sale	200	24.78
US6687711084	Sale	300	24.75
US6687711084	Sale	600	25.61
US6687711084	Sale	300	25.70
US6687711084	Sale	100	25.69
US6687711084	Sale	300	25.56
US6687711084	Sale	46	24.76
US6687711084	Sale	500	24.46
US6687711084	Sale	100	25.41
US6687711084	Sale	100	25.33
US6687711084	Sale	100	25.43
US6687711084	Sale	600	25.13
US6687711084	Sale	300	25.10
US6687711084	Sale	100	25.12
US6687711084	Sale	500	25.04
US6687711084	Sale	500	25.15
US6687711084	Sale	100	24.50
US6687711084	Sale	1,700	24.81
US6687711084	Sale	900	25.01
US6687711084	Sale	700	25.05
US6687711084	Sale	100	25.11
US6687711084	Sale	200	24.71
US6687711084	Sale	300	25.03
US6687711084	Sale	600	24.99
US6687711084	Sale	100	24.87
US6687711084	Sale	100	24.41
US6687711084	Sale	300	24.66
US6687711084	Sale	2,000	25.39
US6687711084	Sale	900	25.35
US6687711084	Sale	600	25.20
US6687711084	Sale	300	25.25
US6687711084	Sale	400	24.55
US6687711084	Sale	200	25.93
US6687711084	Sale	100	24.47
US6687711084	Sale	200	24.59
US6687711084	Sale	100	24.44
US6687711084	Sale	500	24.56
US6687711084	Sale	100	25.08
US6687711084	Sale	300	24.53
US6687711084	Sale	100	24.67
US6687711084	Sale	300	24.60
US6687711084	Sale	300	24.49
US6687711084	Sale	200	24.51
US6687711084	Sale	500	24.63
US6687711084	Sale	400	24.48
US6687711084	Sale	291	24.54
US6687711084	Sale	300	24.93
US6687711084	Purchase	53	24.77
US6687711084	Sale	272	24.77
US6687711084	Sale	144	24.80
US6687711084	Purchase	100	25.54
US6687711084	Purchase	200	25.46
US6687711084	Purchase	300	25.64
US6687711084	Sale	812	25.68
US6687711084	Sale	224	24.61
US6687711084	Purchase	718	24.78
US6687711084	Sale	3	24.78
US6687711084	Sale	1,103	24.75
US6687711084	Purchase	406	25.52
US6687711084	Sale	7,340	24.76
US6687711084	Sale	12,545	24.74
US6687711084	Purchase	329	25.13
US6687711084	Purchase	400	25.10
US6687711084	Purchase	703	25.12
US6687711084	Sale	3	24.91
US6687711084	Sale	1,264	24.85
US6687711084	Sale	1,014	24.50
US6687711084	Sale	1,800	24.81
US6687711084	Purchase	210	24.98
US6687711084	Sale	400	25.06
US6687711084	Purchase	78	25.11
US6687711084	Purchase	8,988	25.23
US6687711084	Sale	986	24.71
US6687711084	Sale	227	24.40
US6687711084	Purchase	100	25.03
US6687711084	Purchase	41	26.09
US6687711084	Sale	202	24.87
US6687711084	Sale	260	24.41
US6687711084	Sale	463	24.62
US6687711084	Sale	1,303	24.66
US6687711084	Purchase	365	25.42
US6687711084	Purchase	811	25.29
US6687711084	Sale	282	24.52
US6687711084	Purchase	300	25.27
US6687711084	Sale	416	24.64
US6687711084	Sale	3,202	24.55
US6687711084	Sale	100	24.47
US6687711084	Sale	737	24.59
US6687711084	Sale	99	24.44
US6687711084	Sale	2,113	24.56
US6687711084	Sale	4,700	24.53
US6687711084	Sale	687	24.67
US6687711084	Sale	100	24.60
US6687711084	Sale	700	24.39
US6687711084	Sale	611	24.49
US6687711084	Sale	1,515	24.68
US6687711084	Sale	20,042	24.57
US6687711084	Sale	635	24.48
US6687711084	Sale	3,629	24.54
US6687711084	Purchase	2,676	24.77
US6687711084	Sale	25,287	24.77
US6687711084	Purchase	4,654	25.47
US6687711084	Sale	6	25.47
US6687711084	Purchase	1,332	25.75
US6687711084	Purchase	501	24.80
US6687711084	Sale	100	24.80
US6687711084	Purchase	100	25.65
US6687711084	Purchase	400	25.54
US6687711084	Purchase	70	25.30
US6687711084	Purchase	803	24.95
US6687711084	Purchase	1,600	25.55
US6687711084	Purchase	100	25.46
US6687711084	Purchase	3,100	25.64
US6687711084	Purchase	806	25.71
US6687711084	Purchase	564	25.60
US6687711084	Purchase	120	25.67
US6687711084	Purchase	100	25.68
US6687711084	Purchase	400	24.88
US6687711084	Sale	100	24.65
US6687711084	Purchase	100	24.79
US6687711084	Purchase	1	24.78
US6687711084	Sale	183	24.78
US6687711084	Purchase	100	24.75
US6687711084	Purchase	950	25.61
US6687711084	Purchase	2,716	25.70
US6687711084	Purchase	46	25.69
US6687711084	Purchase	100	25.57
US6687711084	Purchase	15,992	25.56
US6687711084	Purchase	297	25.66
US6687711084	Purchase	72	25.53
US6687711084	Sale	750	24.76
US6687711084	Purchase	1,044	25.63
US6687711084	Purchase	1	25.76
US6687711084	Purchase	4,432	25.90
US6687711084	Purchase	771	26.05
US6687711084	Purchase	400	25.13
US6687711084	Purchase	7	25.10
US6687711084	Purchase	766	25.12
US6687711084	Purchase	4	25.04
US6687711084	Purchase	195	25.15
US6687711084	Purchase	1,026	24.85
US6687711084	Purchase	447	24.94
US6687711084	Purchase	1,446	24.81
US6687711084	Sale	100	24.81
US6687711084	Purchase	1,547	24.86
US6687711084	Purchase	1,597	24.98
US6687711084	Purchase	1,971	25.16
US6687711084	Purchase	6,571	25.05
US6687711084	Purchase	853	25.06
US6687711084	Purchase	1,504	25.11
US6687711084	Purchase	200	24.71
US6687711084	Purchase	200	24.40
US6687711084	Purchase	1,288	25.03
US6687711084	Purchase	8	24.99
US6687711084	Purchase	5,676	25.00
US6687711084	Purchase	97	24.41
US6687711084	Purchase	756	24.66
US6687711084	Sale	479	24.66
US6687711084	Sale	92	24.73
US6687711084	Purchase	948	24.52
US6687711084	Sale	100	24.52
US6687711084	Purchase	600	25.20
US6687711084	Purchase	102	26.06
US6687711084	Purchase	2,217	25.34
US6687711084	Purchase	1,561	25.26
US6687711084	Purchase	168	25.93
US6687711084	Purchase	300	25.86
US6687711084	Purchase	100	26.08
US6687711084	Purchase	3,500	24.47
US6687711084	Purchase	1,300	25.97
US6687711084	Purchase	703	25.19
US6687711084	Purchase	100	24.44
US6687711084	Purchase	1,087	24.97
US6687711084	Purchase	4,269	24.56
US6687711084	Purchase	4,802	26.03
US6687711084	Purchase	1,052	24.53
US6687711084	Sale	300	24.67
US6687711084	Purchase	492	24.58
US6687711084	Purchase	403	24.70
US6687711084	Sale	20	24.70
US6687711084	Purchase	200	24.60
US6687711084	Purchase	102	25.09
US6687711084	Purchase	400	24.49
US6687711084	Purchase	2,932	24.51
US6687711084	Purchase	1,164	24.63
US6687711084	Purchase	100	24.68
US6687711084	Purchase	2,000	24.48
US6687711084	Sale	63	24.54
US6687711084	Purchase	102	24.42
US6687711084	Purchase	1	25.21
US6687711084	Purchase	3	25.14
US6687711084	Purchase	35	24.77
US6687711084	Purchase	15	25.47
US6687711084	Purchase	16	24.95
US6687711084	Sale	2	25.55
US6687711084	Purchase	4	25.17
US6687711084	Purchase	1,907	24.65
US6687711084	Purchase	115	24.79
US6687711084	Purchase	670	24.78
US6687711084	Purchase	32	25.28
US6687711084	Purchase	100	24.76
US6687711084	Purchase	3	25.63
US6687711084	Purchase	71	25.32
US6687711084	Purchase	85	25.76
US6687711084	Purchase	2	24.74
US6687711084	Purchase	200	26.05
US6687711084	Purchase	16	25.10
US6687711084	Purchase	77	25.15
US6687711084	Purchase	85	25.23
US6687711084	Purchase	515	24.71
US6687711084	Purchase	3,276	26.09
US6687711084	Purchase	2,549	26.11
US6687711084	Purchase	3,000	24.87
US6687711084	Purchase	2,020	24.62
US6687711084	Purchase	2	25.39
US6687711084	Purchase	7	25.29
US6687711084	Purchase	954	24.73
US6687711084	Purchase	3	24.52
US6687711084	Purchase	36	25.25
US6687711084	Purchase	3,270	26.06
US6687711084	Purchase	2	24.59
US6687711084	Purchase	110	24.44
US6687711084	Purchase	900	24.97
US6687711084	Purchase	100	24.84
US6687711084	Purchase	700	24.67
US6687711084	Purchase	600	26.01
US6687711084	Purchase	675	26.07
US6687711084	Purchase	322	24.70
US6687711084	Purchase	8	24.82
US6687711084	Purchase	1	24.39
US6687711084	Purchase	300	24.72
US6687711084	Purchase	100	24.51
US6687711084	Purchase	62	24.63
US6687711084	Purchase	311	24.68
US6687711084	Purchase	1,585	24.69
US6687711084	Purchase	167	24.54
US6687711084	Sale	604	24.77

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	8^th November 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.