Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	11^th October 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	1,342,212	0.231%	332,100	0.057%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	1,342,920	0.231%	332,100	0.057%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Sale	640	25.76
US6687711084	Purchase	2	25.81
US6687711084	Sale	417	25.81
US6687711084	Purchase	101	25.69
US6687711084	Sale	118	25.69
US6687711084	Sale	639	25.93
US6687711084	Purchase	1	25.91
US6687711084	Sale	78	25.91
US6687711084	Sale	306	25.88
US6687711084	Purchase	1	25.80
US6687711084	Purchase	2	25.77
US6687711084	Purchase	5	25.85
US6687711084	Sale	22	25.85
US6687711084	Sale	871	25.89
US6687711084	Sale	377	25.78
US6687711084	Sale	688	25.87
US6687711084	Sale	16	25.79
US6687711084	Sale	329	25.83
US6687711084	Sale	15	25.82
US6687711084	Purchase	171	25.59
US6687711084	Sale	7	25.90
US6687711084	Sale	175	25.86
US6687711084	Sale	392	25.71
US6687711084	Sale	272	25.94
US6687711084	Sale	572	25.96
US6687711084	Sale	251	25.92
US6687711084	Purchase	162	25.76
US6687711084	Purchase	100	25.74
US6687711084	Purchase	7	25.80
US6687711084	Purchase	100	25.68
US6687711084	Purchase	1,486	25.59
US6687711084	Sale	300	25.76
US6687711084	Purchase	439	25.81
US6687711084	Purchase	5,169	25.74
US6687711084	Sale	1,591	25.74
US6687711084	Sale	200	25.93
US6687711084	Sale	36	25.91
US6687711084	Purchase	20	25.88
US6687711084	Sale	3	25.88
US6687711084	Sale	242	25.77
US6687711084	Purchase	1,063	25.85
US6687711084	Sale	700	25.85
US6687711084	Purchase	200	25.72
US6687711084	Sale	100	25.72
US6687711084	Purchase	70	25.89
US6687711084	Sale	3,726	25.89
US6687711084	Purchase	1,028	25.78
US6687711084	Sale	105	25.78
US6687711084	Sale	302	25.73
US6687711084	Purchase	300	25.87
US6687711084	Purchase	356	25.79
US6687711084	Sale	194	25.79
US6687711084	Purchase	1,082	25.83
US6687711084	Sale	61	25.84
US6687711084	Purchase	488	25.59
US6687711084	Purchase	277	25.90
US6687711084	Purchase	234	25.60
US6687711084	Sale	142	25.86
US6687711084	Purchase	438	25.65
US6687711084	Purchase	74	25.62
US6687711084	Sale	117	25.71
US6687711084	Purchase	100	25.64
US6687711084	Purchase	300	25.63
US6687711084	Sale	25	25.70
US6687711084	Purchase	135	25.76
US6687711084	Purchase	400	25.81
US6687711084	Purchase	312	25.91
US6687711084	Purchase	125	25.98
US6687711084	Purchase	234	25.88
US6687711084	Purchase	113	25.80
US6687711084	Purchase	11	25.85
US6687711084	Purchase	717	25.72
US6687711084	Purchase	3	25.66
US6687711084	Purchase	203	25.89
US6687711084	Purchase	13	25.87
US6687711084	Purchase	100	26.02
US6687711084	Purchase	10	25.83
US6687711084	Purchase	149	25.84
US6687711084	Sale	100	25.84
US6687711084	Purchase	400	25.95
US6687711084	Purchase	100	25.82
US6687711084	Purchase	4,099	25.59
US6687711084	Purchase	70	25.90
US6687711084	Purchase	171	25.61
US6687711084	Purchase	10	25.60
US6687711084	Purchase	207	25.86
US6687711084	Purchase	20	25.62
US6687711084	Purchase	100	25.71
US6687711084	Purchase	37	25.64
US6687711084	Purchase	47	25.63
US6687711084	Purchase	170	25.70
US6687711084	Purchase	365	25.97
US6687711084	Purchase	12	25.92
US6687711084	Sale	9	25.76
US6687711084	Sale	1	25.81
US6687711084	Sale	1	25.98
US6687711084	Sale	86	25.88
US6687711084	Sale	126	25.80
US6687711084	Sale	1	25.77
US6687711084	Sale	46	25.85
US6687711084	Sale	7	25.99
US6687711084	Sale	75	25.68
US6687711084	Sale	51	25.89
US6687711084	Sale	39	25.87
US6687711084	Sale	1	26.02
US6687711084	Sale	101	25.79
US6687711084	Sale	29	25.83
US6687711084	Sale	25	25.84
US6687711084	Sale	1	25.95
US6687711084	Sale	7	25.82
US6687711084	Sale	123	25.59
US6687711084	Sale	23	25.90
US6687711084	Sale	44	25.61
US6687711084	Sale	1	26.00
US6687711084	Sale	3	25.86
US6687711084	Sale	50	25.62
US6687711084	Sale	3	25.92
US6687711084	Sale	200	25.59
US6687711084	Sale	541	25.58

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	12^th October 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.