Form 8.3 - DraftKings Inc

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	04 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	ENTAIN PLC
		GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.0001 class A common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	604,137	0.15%	609,144	0.15%
(2)	Cash-settled derivatives:
		4,928	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	2,735,561	0.67%	1,628,611	0.40%
	TOTAL:	3,344,626	0.82%	2,237,755	0.55%
Class of relevant security:		Convertible Bond US26142RAA23
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	0	0.00%	356,000	0.09%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	0	0.00%	356,000	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.0001 class A common	Purchase	2	49.9500 USD
USD 0.0001 class A common	Purchase	2	48.9300 USD
USD 0.0001 class A common	Purchase	5	49.1900 USD
USD 0.0001 class A common	Purchase	7	48.8900 USD
USD 0.0001 class A common	Purchase	8	49.1025 USD
USD 0.0001 class A common	Purchase	8	48.5400 USD
USD 0.0001 class A common	Purchase	8	49.0425 USD
USD 0.0001 class A common	Purchase	12	48.5533 USD
USD 0.0001 class A common	Purchase	12	48.4700 USD
USD 0.0001 class A common	Purchase	16	48.4537 USD
USD 0.0001 class A common	Purchase	16	48.4100 USD
USD 0.0001 class A common	Purchase	16	48.3862 USD
USD 0.0001 class A common	Purchase	23	48.7952 USD
USD 0.0001 class A common	Purchase	24	48.4141 USD
USD 0.0001 class A common	Purchase	25	48.4900 USD
USD 0.0001 class A common	Purchase	27	49.1574 USD
USD 0.0001 class A common	Purchase	28	48.4264 USD
USD 0.0001 class A common	Purchase	40	48.3300 USD
USD 0.0001 class A common	Purchase	43	49.2304 USD
USD 0.0001 class A common	Purchase	44	48.4636 USD
USD 0.0001 class A common	Purchase	48	48.4633 USD
USD 0.0001 class A common	Purchase	71	48.5000 USD
USD 0.0001 class A common	Purchase	82	49.1037 USD
USD 0.0001 class A common	Purchase	100	48.5050 USD
USD 0.0001 class A common	Purchase	105	50.3642 USD
USD 0.0001 class A common	Purchase	108	49.1459 USD
USD 0.0001 class A common	Purchase	124	48.7704 USD
USD 0.0001 class A common	Purchase	200	49.2350 USD
USD 0.0001 class A common	Purchase	200	48.4975 USD
USD 0.0001 class A common	Purchase	200	48.5125 USD
USD 0.0001 class A common	Purchase	239	48.8920 USD
USD 0.0001 class A common	Purchase	300	48.5150 USD
USD 0.0001 class A common	Purchase	300	48.5066 USD
USD 0.0001 class A common	Purchase	300	48.9733 USD
USD 0.0001 class A common	Purchase	400	48.5075 USD
USD 0.0001 class A common	Purchase	500	48.5140 USD
USD 0.0001 class A common	Purchase	600	49.0000 USD
USD 0.0001 class A common	Purchase	607	48.9950 USD
USD 0.0001 class A common	Purchase	700	48.5135 USD
USD 0.0001 class A common	Purchase	890	48.9784 USD
USD 0.0001 class A common	Purchase	1,025	48.5100 USD
USD 0.0001 class A common	Purchase	1,129	48.9763 USD
USD 0.0001 class A common	Purchase	1,372	48.5986 USD
USD 0.0001 class A common	Purchase	1,499	48.5528 USD
USD 0.0001 class A common	Purchase	1,500	49.2473 USD
USD 0.0001 class A common	Purchase	1,529	48.5027 USD
USD 0.0001 class A common	Purchase	1,600	50.0093 USD
USD 0.0001 class A common	Purchase	1,913	49.0002 USD
USD 0.0001 class A common	Purchase	2,220	48.9872 USD
USD 0.0001 class A common	Purchase	2,423	48.7626 USD
USD 0.0001 class A common	Purchase	2,552	50.3600 USD
USD 0.0001 class A common	Purchase	3,523	49.0127 USD
USD 0.0001 class A common	Purchase	4,706	48.7238 USD
USD 0.0001 class A common	Purchase	5,159	48.5759 USD
USD 0.0001 class A common	Purchase	5,680	49.0236 USD
USD 0.0001 class A common	Purchase	5,693	48.9949 USD
USD 0.0001 class A common	Purchase	6,580	48.7284 USD
USD 0.0001 class A common	Purchase	7,523	49.7003 USD
USD 0.0001 class A common	Purchase	8,821	49.0242 USD
USD 0.0001 class A common	Purchase	9,815	48.5213 USD
USD 0.0001 class A common	Purchase	12,560	48.7093 USD
USD 0.0001 class A common	Purchase	13,109	49.0698 USD
USD 0.0001 class A common	Purchase	16,756	48.8031 USD
USD 0.0001 class A common	Purchase	17,475	49.6252 USD
USD 0.0001 class A common	Purchase	19,354	48.5164 USD
USD 0.0001 class A common	Purchase	23,248	49.1711 USD
USD 0.0001 class A common	Purchase	28,659	49.3862 USD
USD 0.0001 class A common	Purchase	29,201	49.2859 USD
USD 0.0001 class A common	Purchase	38,631	48.6614 USD
USD 0.0001 class A common	Purchase	49,278	49.0407 USD
USD 0.0001 class A common	Purchase	56,235	49.0172 USD
USD 0.0001 class A common	Purchase	98,237	48.6794 USD
USD 0.0001 class A common	Purchase	214,724	49.3120 USD
USD 0.0001 class A common	Sale	8	48.8450 USD
USD 0.0001 class A common	Sale	38	48.5150 USD
USD 0.0001 class A common	Sale	38	48.4900 USD
USD 0.0001 class A common	Sale	49	50.6700 USD
USD 0.0001 class A common	Sale	57	49.1900 USD
USD 0.0001 class A common	Sale	62	48.6025 USD
USD 0.0001 class A common	Sale	82	49.2917 USD
USD 0.0001 class A common	Sale	100	48.3900 USD
USD 0.0001 class A common	Sale	100	49.3300 USD
USD 0.0001 class A common	Sale	100	48.8200 USD
USD 0.0001 class A common	Sale	100	49.8900 USD
USD 0.0001 class A common	Sale	100	49.9200 USD
USD 0.0001 class A common	Sale	115	48.9440 USD
USD 0.0001 class A common	Sale	119	48.3807 USD
USD 0.0001 class A common	Sale	124	48.7704 USD
USD 0.0001 class A common	Sale	128	48.4684 USD
USD 0.0001 class A common	Sale	176	48.8498 USD
USD 0.0001 class A common	Sale	198	48.6070 USD
USD 0.0001 class A common	Sale	200	49.9800 USD
USD 0.0001 class A common	Sale	200	49.9775 USD
USD 0.0001 class A common	Sale	200	48.4250 USD
USD 0.0001 class A common	Sale	225	49.2211 USD
USD 0.0001 class A common	Sale	254	48.9421 USD
USD 0.0001 class A common	Sale	300	49.9866 USD
USD 0.0001 class A common	Sale	306	48.6047 USD
USD 0.0001 class A common	Sale	316	48.4580 USD
USD 0.0001 class A common	Sale	500	48.5120 USD
USD 0.0001 class A common	Sale	500	49.9880 USD
USD 0.0001 class A common	Sale	544	48.6508 USD
USD 0.0001 class A common	Sale	550	49.7872 USD
USD 0.0001 class A common	Sale	556	48.4827 USD
USD 0.0001 class A common	Sale	629	48.7643 USD
USD 0.0001 class A common	Sale	664	48.6460 USD
USD 0.0001 class A common	Sale	713	49.4398 USD
USD 0.0001 class A common	Sale	800	49.7531 USD
USD 0.0001 class A common	Sale	900	50.0277 USD
USD 0.0001 class A common	Sale	1,128	49.6107 USD
USD 0.0001 class A common	Sale	1,400	49.2414 USD
USD 0.0001 class A common	Sale	1,700	48.6173 USD
USD 0.0001 class A common	Sale	1,800	48.5000 USD
USD 0.0001 class A common	Sale	4,180	49.3110 USD
USD 0.0001 class A common	Sale	4,725	48.5546 USD
USD 0.0001 class A common	Sale	7,938	48.5200 USD
USD 0.0001 class A common	Sale	12,634	49.3784 USD
USD 0.0001 class A common	Sale	13,542	49.3773 USD
USD 0.0001 class A common	Sale	13,775	49.1954 USD
USD 0.0001 class A common	Sale	13,835	48.8843 USD
USD 0.0001 class A common	Sale	14,196	49.1233 USD
USD 0.0001 class A common	Sale	14,239	49.0113 USD
USD 0.0001 class A common	Sale	16,217	49.5071 USD
USD 0.0001 class A common	Sale	17,042	48.5134 USD
USD 0.0001 class A common	Sale	19,021	49.6281 USD
USD 0.0001 class A common	Sale	20,715	49.2930 USD
USD 0.0001 class A common	Sale	22,015	49.5128 USD
USD 0.0001 class A common	Sale	22,640	49.3224 USD
USD 0.0001 class A common	Sale	28,042	48.7723 USD
USD 0.0001 class A common	Sale	127,779	49.3557 USD
USD 0.0001 class A common	Sale	150,000	49.0278 USD
USD 0.0001 class A common	Sale	153,563	48.6788 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	5 Oct 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.0001 class A common	Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common	Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-418,200	45.0000	American	20 May 2022
USD 0.0001 class A common	Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	505	40.0000	American	20 May 2022
USD 0.0001 class A common	Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common	Put Options	Written	54,944	50.0000	American	20 May 2022
USD 0.0001 class A common	Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	188,971	50.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common	Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	247,460	45.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	501,727	45.0000	American	20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.