Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	1^st October 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	1,153,656	0.198%	451,517	0.078%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	1,154,364	0.198%	451,517	0.078%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	100	25.47
US6687711084	Sale	171	25.47
US6687711084	Purchase	8	25.30
US6687711084	Purchase	200	25.49
US6687711084	Purchase	100	25.58
US6687711084	Purchase	200	25.51
US6687711084	Purchase	100	25.48
US6687711084	Sale	417	25.48
US6687711084	Purchase	100	25.53
US6687711084	Sale	367	25.53
US6687711084	Purchase	100	25.40
US6687711084	Sale	3,010	25.40
US6687711084	Purchase	400	25.42
US6687711084	Sale	1,551	25.36
US6687711084	Purchase	100	25.59
US6687711084	Sale	370	25.52
US6687711084	Purchase	100	25.38
US6687711084	Sale	322	25.38
US6687711084	Purchase	1,304	25.35
US6687711084	Purchase	100	25.43
US6687711084	Sale	123	25.43
US6687711084	Purchase	800	25.37
US6687711084	Sale	981	25.37
US6687711084	Purchase	38	25.29
US6687711084	Sale	306	25.33
US6687711084	Sale	5	25.34
US6687711084	Sale	1,713	25.56
US6687711084	Purchase	100	25.54
US6687711084	Sale	313	25.54
US6687711084	Sale	14	25.66
US6687711084	Sale	528	25.67
US6687711084	Sale	15	25.72
US6687711084	Purchase	100	25.40
US6687711084	Purchase	400	25.45
US6687711084	Purchase	100	25.59
US6687711084	Purchase	210	25.35
US6687711084	Sale	6,230	25.56
US6687711084	Purchase	100	25.57
US6687711084	Purchase	405	25.62
US6687711084	Purchase	400	25.66
US6687711084	Purchase	10	25.69
US6687711084	Purchase	1,255	25.67
US6687711084	Purchase	600	25.64
US6687711084	Purchase	168	25.72
US6687711084	Purchase	590	25.71
US6687711084	Purchase	800	25.65
US6687711084	Purchase	300	25.47
US6687711084	Purchase	9	25.30
US6687711084	Purchase	400	25.51
US6687711084	Purchase	1,787	25.48
US6687711084	Purchase	714	25.53
US6687711084	Purchase	200	25.40
US6687711084	Purchase	100	25.44
US6687711084	Purchase	200	25.42
US6687711084	Purchase	39	25.36
US6687711084	Purchase	13,645	25.45
US6687711084	Purchase	6,103	25.50
US6687711084	Purchase	817	25.59
US6687711084	Purchase	2,893	25.46
US6687711084	Purchase	200	25.28
US6687711084	Purchase	100	25.38
US6687711084	Purchase	120	25.55
US6687711084	Purchase	700	25.37
US6687711084	Purchase	232	25.34
US6687711084	Purchase	9,503	25.56
US6687711084	Purchase	110	25.54
US6687711084	Purchase	1,580	25.62
US6687711084	Purchase	200	25.70
US6687711084	Purchase	1,676	25.66
US6687711084	Purchase	1,100	25.69
US6687711084	Purchase	10,200	25.67
US6687711084	Purchase	500	25.64
US6687711084	Purchase	200	25.72
US6687711084	Purchase	100	25.68
US6687711084	Purchase	513	25.71
US6687711084	Purchase	9,253	25.65
US6687711084	Purchase	100	25.63
US6687711084	Purchase	2,381	25.61
US6687711084	Purchase	762	25.47
US6687711084	Sale	361	25.47
US6687711084	Sale	30	25.30
US6687711084	Sale	351	25.39
US6687711084	Purchase	3	25.49
US6687711084	Sale	440	25.58
US6687711084	Sale	400	25.51
US6687711084	Purchase	38	25.48
US6687711084	Sale	100	25.48
US6687711084	Sale	327	25.53
US6687711084	Purchase	13	25.40
US6687711084	Sale	382	25.44
US6687711084	Sale	67	25.45
US6687711084	Purchase	48	25.59
US6687711084	Sale	438	25.59
US6687711084	Purchase	100	25.52
US6687711084	Sale	364	25.52
US6687711084	Sale	978	25.46
US6687711084	Purchase	3	25.38
US6687711084	Sale	204	25.38
US6687711084	Purchase	12	25.35
US6687711084	Sale	128	25.35
US6687711084	Sale	680	25.43
US6687711084	Sale	8,488	25.55
US6687711084	Purchase	54	25.37
US6687711084	Sale	212	25.37
US6687711084	Sale	314	25.29
US6687711084	Purchase	21	25.33
US6687711084	Sale	112	25.33
US6687711084	Sale	100	25.27
US6687711084	Purchase	3	25.34
US6687711084	Purchase	268	25.56
US6687711084	Sale	16,094	25.56
US6687711084	Sale	338	25.57
US6687711084	Sale	75	25.41
US6687711084	Sale	1,737	25.54
US6687711084	Sale	6	25.60
US6687711084	Purchase	167	25.62
US6687711084	Sale	447	25.62
US6687711084	Purchase	629	25.70
US6687711084	Sale	900	25.70
US6687711084	Purchase	662	25.66
US6687711084	Sale	1,902	25.66
US6687711084	Purchase	622	25.69
US6687711084	Sale	3,255	25.69
US6687711084	Purchase	388	25.67
US6687711084	Sale	1,477	25.67
US6687711084	Purchase	57	25.64
US6687711084	Sale	1,410	25.64
US6687711084	Sale	100	25.72
US6687711084	Purchase	656	25.68
US6687711084	Sale	200	25.68
US6687711084	Purchase	397	25.71
US6687711084	Purchase	598	25.65
US6687711084	Sale	1,206	25.65
US6687711084	Purchase	464	25.63
US6687711084	Sale	668	25.63
US6687711084	Sale	200	25.61
US6687711084	Purchase	241	25.73
US6687711084	Sale	109	25.73
US6687711084	Purchase	215	25.74
US6687711084	Sale	5,001	25.39
US6687711084	Purchase	806	25.58
US6687711084	Sale	1,974	25.40
US6687711084	Sale	100	25.42
US6687711084	Purchase	2	25.36
US6687711084	Sale	700	25.36
US6687711084	Purchase	249	25.59
US6687711084	Sale	300	25.38
US6687711084	Sale	100	25.43
US6687711084	Purchase	140	25.56
US6687711084	Purchase	1,140	25.60
US6687711084	Purchase	1,106	25.62
US6687711084	Purchase	339	25.70
US6687711084	Purchase	100	25.69
US6687711084	Purchase	200	25.67
US6687711084	Purchase	1,367	25.64
US6687711084	Purchase	400	25.71
US6687711084	Purchase	1,442	25.65
US6687711084	Purchase	1,922	25.63
US6687711084	Purchase	200	25.61
US6687711084	Purchase	200	25.73
US6687711084	Purchase	858	25.54

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	4^th October 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.