Form 8.3 - DraftKings Inc

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	29 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	ENTAIN PLC
		GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.0001 class A common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	571,266	0.14%	574,751	0.14%
(2)	Cash-settled derivatives:
		4,928	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	2,456,985	0.61%	1,489,011	0.37%
	TOTAL:	3,033,179	0.75%	2,063,762	0.51%
Class of relevant security:		Convertible Bond US26142RAA23
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	0	0.00%	356,000	0.09%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	0	0.00%	356,000	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.0001 class A common	Purchase	1	48.2700 USD
USD 0.0001 class A common	Purchase	3	48.8400 USD
USD 0.0001 class A common	Purchase	12	49.6300 USD
USD 0.0001 class A common	Purchase	36	49.0700 USD
USD 0.0001 class A common	Purchase	39	48.6874 USD
USD 0.0001 class A common	Purchase	52	48.4500 USD
USD 0.0001 class A common	Purchase	100	48.7650 USD
USD 0.0001 class A common	Purchase	100	49.7050 USD
USD 0.0001 class A common	Purchase	100	48.7700 USD
USD 0.0001 class A common	Purchase	112	48.6413 USD
USD 0.0001 class A common	Purchase	200	49.1800 USD
USD 0.0001 class A common	Purchase	200	48.4175 USD
USD 0.0001 class A common	Purchase	200	49.2150 USD
USD 0.0001 class A common	Purchase	200	48.6850 USD
USD 0.0001 class A common	Purchase	200	49.0175 USD
USD 0.0001 class A common	Purchase	300	48.2766 USD
USD 0.0001 class A common	Purchase	300	48.5700 USD
USD 0.0001 class A common	Purchase	301	48.2483 USD
USD 0.0001 class A common	Purchase	310	48.3687 USD
USD 0.0001 class A common	Purchase	328	48.4099 USD
USD 0.0001 class A common	Purchase	341	49.0034 USD
USD 0.0001 class A common	Purchase	400	49.0600 USD
USD 0.0001 class A common	Purchase	400	48.2900 USD
USD 0.0001 class A common	Purchase	400	48.2725 USD
USD 0.0001 class A common	Purchase	600	48.2741 USD
USD 0.0001 class A common	Purchase	702	48.3290 USD
USD 0.0001 class A common	Purchase	800	48.2593 USD
USD 0.0001 class A common	Purchase	828	48.2824 USD
USD 0.0001 class A common	Purchase	976	49.1667 USD
USD 0.0001 class A common	Purchase	1,100	48.2909 USD
USD 0.0001 class A common	Purchase	1,182	49.4379 USD
USD 0.0001 class A common	Purchase	1,189	48.3059 USD
USD 0.0001 class A common	Purchase	1,200	48.2950 USD
USD 0.0001 class A common	Purchase	2,380	48.8808 USD
USD 0.0001 class A common	Purchase	2,445	50.0000 USD
USD 0.0001 class A common	Purchase	2,500	48.3170 USD
USD 0.0001 class A common	Purchase	2,900	48.3241 USD
USD 0.0001 class A common	Purchase	3,818	49.0689 USD
USD 0.0001 class A common	Purchase	5,501	48.6727 USD
USD 0.0001 class A common	Purchase	7,452	48.6044 USD
USD 0.0001 class A common	Purchase	7,900	48.4100 USD
USD 0.0001 class A common	Purchase	8,996	49.5000 USD
USD 0.0001 class A common	Purchase	11,149	49.2712 USD
USD 0.0001 class A common	Purchase	12,560	48.8625 USD
USD 0.0001 class A common	Purchase	18,413	48.8088 USD
USD 0.0001 class A common	Purchase	18,887	48.9054 USD
USD 0.0001 class A common	Purchase	19,261	49.5339 USD
USD 0.0001 class A common	Purchase	87,587	48.3200 USD
USD 0.0001 class A common	Purchase	97,704	49.2716 USD
USD 0.0001 class A common	Purchase	121,902	48.6616 USD
USD 0.0001 class A common	Sale	3	48.8400 USD
USD 0.0001 class A common	Sale	20	50.1900 USD
USD 0.0001 class A common	Sale	24	48.2650 USD
USD 0.0001 class A common	Sale	24	48.2200 USD
USD 0.0001 class A common	Sale	39	48.6874 USD
USD 0.0001 class A common	Sale	48	48.2600 USD
USD 0.0001 class A common	Sale	69	48.2700 USD
USD 0.0001 class A common	Sale	81	48.5311 USD
USD 0.0001 class A common	Sale	100	49.6000 USD
USD 0.0001 class A common	Sale	136	49.2336 USD
USD 0.0001 class A common	Sale	140	48.6022 USD
USD 0.0001 class A common	Sale	180	48.3402 USD
USD 0.0001 class A common	Sale	200	49.6900 USD
USD 0.0001 class A common	Sale	227	49.4888 USD
USD 0.0001 class A common	Sale	303	49.6102 USD
USD 0.0001 class A common	Sale	305	49.4490 USD
USD 0.0001 class A common	Sale	309	49.4973 USD
USD 0.0001 class A common	Sale	354	49.1141 USD
USD 0.0001 class A common	Sale	439	49.3413 USD
USD 0.0001 class A common	Sale	700	48.2800 USD
USD 0.0001 class A common	Sale	863	49.4951 USD
USD 0.0001 class A common	Sale	1,150	49.1956 USD
USD 0.0001 class A common	Sale	1,177	49.5619 USD
USD 0.0001 class A common	Sale	2,048	49.5568 USD
USD 0.0001 class A common	Sale	3,168	49.3505 USD
USD 0.0001 class A common	Sale	3,415	49.5498 USD
USD 0.0001 class A common	Sale	3,927	48.7247 USD
USD 0.0001 class A common	Sale	4,254	49.0681 USD
USD 0.0001 class A common	Sale	5,349	49.5346 USD
USD 0.0001 class A common	Sale	5,879	48.7953 USD
USD 0.0001 class A common	Sale	6,510	48.7143 USD
USD 0.0001 class A common	Sale	7,652	48.6065 USD
USD 0.0001 class A common	Sale	7,952	48.4100 USD
USD 0.0001 class A common	Sale	8,286	49.6378 USD
USD 0.0001 class A common	Sale	10,768	48.9587 USD
USD 0.0001 class A common	Sale	12,478	49.5735 USD
USD 0.0001 class A common	Sale	13,033	48.9570 USD
USD 0.0001 class A common	Sale	17,904	48.8501 USD
USD 0.0001 class A common	Sale	31,376	48.3534 USD
USD 0.0001 class A common	Sale	82,919	49.2191 USD
USD 0.0001 class A common	Sale	97,342	48.8974 USD
USD 0.0001 class A common	Sale	153,507	48.3200 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	30 Sep 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.0001 class A common	Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common	Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-278,600	45.0000	American	20 May 2022
USD 0.0001 class A common	Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common	Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	188,971	50.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common	Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	247,460	45.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	278,600	45.0000	American	20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.