FORM 8.3 - DRAFTKINGS INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

23 September 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

532,019

0.13%

537,281

0.13%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

102,783,788

25.48%

41,892,230

10.38%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

2,087,485

0.52%

1,210,411

0.30%

 

 

 

 

 

 

 

 

TOTAL:

105,403,292

26.13%

43,639,922

10.82%

 

 

 

 

Class of relevant security:

Convertible Bond US26142RAA23

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

0

0.00%

442,000

0.11%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

0

0.00%

442,000

0.11%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase

9

52.5900 USD
USD 0.0001 class A common Purchase

40

52.2100 USD
USD 0.0001 class A common Purchase

72

53.4400 USD
USD 0.0001 class A common Purchase

100

51.6300 USD
USD 0.0001 class A common Purchase

100

51.6850 USD
USD 0.0001 class A common Purchase

100

51.9650 USD
USD 0.0001 class A common Purchase

100

51.9250 USD
USD 0.0001 class A common Purchase

147

52.9568 USD
USD 0.0001 class A common Purchase

154

53.0103 USD
USD 0.0001 class A common Purchase

154

52.9993 USD
USD 0.0001 class A common Purchase

155

52.4054 USD
USD 0.0001 class A common Purchase

168

52.5384 USD
USD 0.0001 class A common Purchase

172

52.8612 USD
USD 0.0001 class A common Purchase

214

52.6914 USD
USD 0.0001 class A common Purchase

226

52.4825 USD
USD 0.0001 class A common Purchase

249

52.7748 USD
USD 0.0001 class A common Purchase

272

53.1279 USD
USD 0.0001 class A common Purchase

277

52.9603 USD
USD 0.0001 class A common Purchase

300

51.8500 USD
USD 0.0001 class A common Purchase

337

53.1851 USD
USD 0.0001 class A common Purchase

360

53.0000 USD
USD 0.0001 class A common Purchase

367

53.3650 USD
USD 0.0001 class A common Purchase

369

51.8355 USD
USD 0.0001 class A common Purchase

800

51.8300 USD
USD 0.0001 class A common Purchase

844

53.3064 USD
USD 0.0001 class A common Purchase

855

52.0125 USD
USD 0.0001 class A common Purchase

900

51.6400 USD
USD 0.0001 class A common Purchase

1,113

52.0317 USD
USD 0.0001 class A common Purchase

1,426

53.4585 USD
USD 0.0001 class A common Purchase

1,694

52.0690 USD
USD 0.0001 class A common Purchase

2,143

52.4442 USD
USD 0.0001 class A common Purchase

3,587

52.9675 USD
USD 0.0001 class A common Purchase

6,466

53.1189 USD
USD 0.0001 class A common Purchase

8,349

52.0033 USD
USD 0.0001 class A common Purchase

8,724

51.7500 USD
USD 0.0001 class A common Purchase

8,903

51.7582 USD
USD 0.0001 class A common Purchase

11,692

52.9412 USD
USD 0.0001 class A common Purchase

13,223

52.4914 USD
USD 0.0001 class A common Purchase

17,638

52.3789 USD
USD 0.0001 class A common Purchase

22,093

52.1042 USD
USD 0.0001 class A common Purchase

30,365

52.1924 USD
USD 0.0001 class A common Purchase

38,693

52.4312 USD
USD 0.0001 class A common Purchase

40,272

52.7387 USD
USD 0.0001 class A common Purchase

41,241

52.4596 USD
USD 0.0001 class A common Purchase

48,101

52.7975 USD
USD 0.0001 class A common Purchase

135,775

52.8128 USD
USD 0.0001 class A common Purchase

162,950

52.4417 USD
USD 0.0001 class A common Sale

1

51.9700 USD
USD 0.0001 class A common Sale

11

52.3327 USD
USD 0.0001 class A common Sale

25

53.2616 USD
USD 0.0001 class A common Sale

42

53.4100 USD
USD 0.0001 class A common Sale

44

52.6095 USD
USD 0.0001 class A common Sale

76

52.4565 USD
USD 0.0001 class A common Sale

79

53.2169 USD
USD 0.0001 class A common Sale

80

52.4922 USD
USD 0.0001 class A common Sale

100

51.6300 USD
USD 0.0001 class A common Sale

100

51.8200 USD
USD 0.0001 class A common Sale

105

53.3959 USD
USD 0.0001 class A common Sale

116

52.3012 USD
USD 0.0001 class A common Sale

118

52.4279 USD
USD 0.0001 class A common Sale

122

52.5440 USD
USD 0.0001 class A common Sale

132

52.4325 USD
USD 0.0001 class A common Sale

134

52.3404 USD
USD 0.0001 class A common Sale

190

53.3469 USD
USD 0.0001 class A common Sale

215

52.5576 USD
USD 0.0001 class A common Sale

249

52.7748 USD
USD 0.0001 class A common Sale

300

53.2140 USD
USD 0.0001 class A common Sale

335

52.9919 USD
USD 0.0001 class A common Sale

350

53.2215 USD
USD 0.0001 class A common Sale

383

52.9678 USD
USD 0.0001 class A common Sale

400

53.3887 USD
USD 0.0001 class A common Sale

500

53.1600 USD
USD 0.0001 class A common Sale

622

53.1574 USD
USD 0.0001 class A common Sale

900

51.6400 USD
USD 0.0001 class A common Sale

976

53.2147 USD
USD 0.0001 class A common Sale

1,013

52.0526 USD
USD 0.0001 class A common Sale

1,179

52.7550 USD
USD 0.0001 class A common Sale

1,258

53.4575 USD
USD 0.0001 class A common Sale

1,300

51.9284 USD
USD 0.0001 class A common Sale

1,400

53.4578 USD
USD 0.0001 class A common Sale

1,409

53.3140 USD
USD 0.0001 class A common Sale

3,219

53.3647 USD
USD 0.0001 class A common Sale

4,200

52.2701 USD
USD 0.0001 class A common Sale

4,482

52.6833 USD
USD 0.0001 class A common Sale

5,147

53.0424 USD
USD 0.0001 class A common Sale

5,229

53.1612 USD
USD 0.0001 class A common Sale

5,305

52.4228 USD
USD 0.0001 class A common Sale

6,939

52.3685 USD
USD 0.0001 class A common Sale

7,174

52.9186 USD
USD 0.0001 class A common Sale

8,724

51.7500 USD
USD 0.0001 class A common Sale

9,144

52.2748 USD
USD 0.0001 class A common Sale

9,258

51.7809 USD
USD 0.0001 class A common Sale

11,252

52.2794 USD
USD 0.0001 class A common Sale

11,591

52.8675 USD
USD 0.0001 class A common Sale

12,146

52.7423 USD
USD 0.0001 class A common Sale

14,727

52.4236 USD
USD 0.0001 class A common Sale

17,562

51.7679 USD
USD 0.0001 class A common Sale

17,582

53.0399 USD
USD 0.0001 class A common Sale

26,489

52.4789 USD
USD 0.0001 class A common Sale

30,852

52.1995 USD
USD 0.0001 class A common Sale

39,188

52.4031 USD
USD 0.0001 class A common Sale

55,851

52.7972 USD
USD 0.0001 class A common Sale

65,744

52.7862 USD
USD 0.0001 class A common Sale

226,120

52.5148 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-61,085

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

98,071

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

 

Call Options

Purchased

9,502,950

0.0001

European

5 Aug 2024

 

Call Options

Purchased

9,502,950

50.4800

European

5 Aug 2024

 

Call Options

Purchased

20,922,615

56.6600

European

30 Apr 2024

 

Call Options

Purchased

20,922,615

0.0001

European

30 Apr 2024

 

Call Options

Purchased

41,892,230

 

European

30 Apr 2024

 

Call Options

Written

-41,892,230

 

European

30 Apr 2024

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 746776
Time of Receipt (offset from UTC): 20210924T163212+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC