Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	17^th September 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	899,345	0.155%	389,265	0.067%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	900,053	0.155%	389,265	0.067%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	117	25.77
US6687711084	Purchase	30	25.75
US6687711084	Purchase	81	25.79
US6687711084	Sale	2,400	25.79
US6687711084	Purchase	25	25.73
US6687711084	Purchase	727	25.86
US6687711084	Purchase	396	25.88
US6687711084	Purchase	96	25.83
US6687711084	Purchase	15	25.80
US6687711084	Purchase	230	25.82
US6687711084	Purchase	127	25.76
US6687711084	Purchase	192	25.78
US6687711084	Purchase	67	25.74
US6687711084	Purchase	6	25.71
US6687711084	Purchase	15	25.72
US6687711084	Purchase	1,293	25.69
US6687711084	Sale	32,656	25.69
US6687711084	Sale	4	25.67
US6687711084	Purchase	100	25.70
US6687711084	Purchase	1,500	25.77
US6687711084	Purchase	408	25.75
US6687711084	Purchase	100	25.79
US6687711084	Sale	995	25.79
US6687711084	Purchase	2,868	25.73
US6687711084	Purchase	500	25.84
US6687711084	Purchase	10	25.85
US6687711084	Purchase	10	25.80
US6687711084	Purchase	500	25.82
US6687711084	Purchase	5,200	25.76
US6687711084	Purchase	1,004	25.78
US6687711084	Purchase	100	25.74
US6687711084	Purchase	400	25.81
US6687711084	Purchase	100	25.72
US6687711084	Sale	168,493	25.69
US6687711084	Purchase	100	25.70
US6687711084	Sale	5	25.70
US6687711084	Sale	93	25.77
US6687711084	Purchase	32,922	25.75
US6687711084	Purchase	600	25.79
US6687711084	Sale	100	25.79
US6687711084	Purchase	4,939	25.73
US6687711084	Sale	1,189	25.73
US6687711084	Purchase	200	25.86
US6687711084	Purchase	300	25.88
US6687711084	Purchase	100	25.83
US6687711084	Purchase	648	25.84
US6687711084	Purchase	1,566	25.85
US6687711084	Purchase	1,688	25.80
US6687711084	Sale	211	25.80
US6687711084	Purchase	452	25.82
US6687711084	Purchase	14,306	25.76
US6687711084	Purchase	18,649	25.78
US6687711084	Purchase	10,218	25.74
US6687711084	Sale	195	25.65
US6687711084	Sale	185	25.66
US6687711084	Purchase	100	25.71
US6687711084	Purchase	2,801	25.81
US6687711084	Purchase	1,156	25.72
US6687711084	Purchase	27,227	25.69
US6687711084	Purchase	100	25.95
US6687711084	Purchase	97	25.67
US6687711084	Purchase	33	25.87
US6687711084	Sale	100	25.87
US6687711084	Purchase	321	25.70
US6687711084	Sale	1,236	25.70
US6687711084	Purchase	1,893	25.77
US6687711084	Sale	1,261	25.77
US6687711084	Purchase	1,372	25.75
US6687711084	Sale	1,673	25.75
US6687711084	Purchase	1,848	25.79
US6687711084	Sale	753	25.79
US6687711084	Purchase	390	25.73
US6687711084	Sale	324	25.73
US6687711084	Purchase	543	25.88
US6687711084	Purchase	784	25.83
US6687711084	Sale	5	25.84
US6687711084	Purchase	211	25.85
US6687711084	Purchase	1,000	25.80
US6687711084	Sale	400	25.80
US6687711084	Purchase	1,005	25.82
US6687711084	Sale	472	25.82
US6687711084	Purchase	2,280	25.76
US6687711084	Sale	602	25.76
US6687711084	Purchase	773	25.78
US6687711084	Sale	1,606	25.78
US6687711084	Purchase	1,445	25.74
US6687711084	Sale	508	25.74
US6687711084	Sale	200	25.65
US6687711084	Purchase	458	25.71
US6687711084	Sale	1,919	25.71
US6687711084	Purchase	1,093	25.81
US6687711084	Sale	3,514	25.81
US6687711084	Purchase	382	25.72
US6687711084	Sale	1,659	25.72
US6687711084	Purchase	4,419	25.69
US6687711084	Sale	53,857	25.69
US6687711084	Sale	47	25.89
US6687711084	Purchase	100	25.90
US6687711084	Purchase	400	25.68
US6687711084	Purchase	400	25.77
US6687711084	Sale	66	25.77
US6687711084	Sale	73	25.75
US6687711084	Purchase	19,426	25.79
US6687711084	Sale	60	25.79
US6687711084	Sale	37	25.73
US6687711084	Purchase	300	25.80
US6687711084	Sale	45	25.80
US6687711084	Sale	28	25.82
US6687711084	Sale	109	25.76
US6687711084	Sale	38	25.78
US6687711084	Purchase	100	25.74
US6687711084	Sale	32	25.74
US6687711084	Purchase	377	25.71
US6687711084	Sale	8	25.71
US6687711084	Purchase	200	25.81
US6687711084	Sale	122	25.81
US6687711084	Sale	142	25.72
US6687711084	Sale	19,426	25.69
US6687711084	Purchase	4	25.77
US6687711084	Sale	325	25.77
US6687711084	Purchase	72	25.79
US6687711084	Purchase	31	25.80
US6687711084	Purchase	10	25.82
US6687711084	Sale	521	25.76
US6687711084	Purchase	102	25.74
US6687711084	Purchase	6	25.81
US6687711084	Purchase	257	25.69

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	20^th September 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.