Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	8^th September 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	815,311	0.140%	441,481	0.076%
(2) Cash-settled derivatives:	12,249	0.002%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	827,560	0.142%	441,481	0.076%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	10,500,000	1.680%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	10,500,000	1.680%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	31,398	27.42
US6687711084	Sale	31,398	27.42
US6687711084	Sale	171	27.04
US6687711084	Purchase	171	27.42
US6687711084	Sale	1	26.99
US6687711084	Sale	11	27.13
US6687711084	Sale	1	27.00
US6687711084	Sale	306	27.14
US6687711084	Sale	3	27.03
US6687711084	Sale	55	26.96
US6687711084	Sale	2	27.02
US6687711084	Sale	410	27.16
US6687711084	Sale	107	27.18
US6687711084	Sale	100	27.15
US6687711084	Sale	402	27.17
US6687711084	Sale	500	27.25
US6687711084	Sale	45	27.22
US6687711084	Sale	51	27.19
US6687711084	Sale	800	27.26
US6687711084	Sale	100	27.36
US6687711084	Sale	100	27.39
US6687711084	Sale	100	27.38
US6687711084	Sale	100	27.37
US6687711084	Sale	1,291	27.27
US6687711084	Sale	145	27.29
US6687711084	Sale	427	27.44
US6687711084	Sale	946	27.46
US6687711084	Sale	1,865	27.47
US6687711084	Sale	77	27.43
US6687711084	Sale	607	27.45
US6687711084	Sale	274	27.48
US6687711084	Sale	352	27.49
US6687711084	Sale	100	27.50
US6687711084	Sale	100	27.23
US6687711084	Sale	17	27.36
US6687711084	Sale	15,495	27.42
US6687711084	Sale	200	27.13
US6687711084	Sale	97	27.12
US6687711084	Sale	231	27.07
US6687711084	Sale	100	27.10
US6687711084	Sale	301	27.18
US6687711084	Sale	230	27.15
US6687711084	Sale	13,774	27.25
US6687711084	Sale	218	27.32
US6687711084	Sale	4	27.34
US6687711084	Sale	701	27.36
US6687711084	Sale	508	27.35
US6687711084	Sale	59	27.38
US6687711084	Sale	100	27.37
US6687711084	Sale	770	27.27
US6687711084	Sale	2,600	27.30
US6687711084	Sale	720	27.44
US6687711084	Sale	43,384	27.46
US6687711084	Sale	2,172	27.47
US6687711084	Sale	2,014	27.43
US6687711084	Sale	5,630	27.45
US6687711084	Sale	1,800	27.48
US6687711084	Sale	534	27.49
US6687711084	Purchase	100	27.04
US6687711084	Sale	190	27.04
US6687711084	Purchase	433	27.42
US6687711084	Sale	7,248	27.42
US6687711084	Purchase	98	26.99
US6687711084	Sale	90	27.13
US6687711084	Sale	121	27.12
US6687711084	Purchase	270	27.14
US6687711084	Sale	341	27.14
US6687711084	Sale	100	26.97
US6687711084	Purchase	2	27.10
US6687711084	Sale	41	27.10
US6687711084	Sale	242	27.05
US6687711084	Sale	1	27.03
US6687711084	Purchase	317	27.11
US6687711084	Sale	335	27.11
US6687711084	Purchase	10	27.09
US6687711084	Sale	28	27.09
US6687711084	Sale	1	27.06
US6687711084	Purchase	302	27.02
US6687711084	Purchase	3	27.16
US6687711084	Sale	18	27.16
US6687711084	Purchase	117	27.18
US6687711084	Sale	130	27.18
US6687711084	Purchase	1	27.15
US6687711084	Sale	8	27.15
US6687711084	Purchase	4	27.17
US6687711084	Sale	32	27.17
US6687711084	Sale	1	27.08
US6687711084	Sale	265	27.20
US6687711084	Purchase	2,309	27.25
US6687711084	Sale	413	27.25
US6687711084	Sale	54	27.22
US6687711084	Sale	1,556	27.24
US6687711084	Sale	1,811	27.19
US6687711084	Sale	856	27.23
US6687711084	Sale	6,856	27.26
US6687711084	Sale	235	27.21
US6687711084	Sale	219	27.32
US6687711084	Sale	820	27.34
US6687711084	Sale	296	27.36
US6687711084	Sale	38	27.40
US6687711084	Purchase	300	27.41
US6687711084	Sale	81	27.41
US6687711084	Purchase	200	27.39
US6687711084	Sale	24	27.39
US6687711084	Sale	1,676	27.35
US6687711084	Sale	734	27.38
US6687711084	Sale	1,589	27.33
US6687711084	Sale	694	27.37
US6687711084	Sale	5,615	27.28
US6687711084	Purchase	1,171	27.27
US6687711084	Sale	1,809	27.27
US6687711084	Sale	1,381	27.31
US6687711084	Sale	801	27.29
US6687711084	Sale	103	27.30
US6687711084	Sale	1,652	27.44
US6687711084	Purchase	1,184	27.46
US6687711084	Sale	15,282	27.46
US6687711084	Purchase	1,206	27.47
US6687711084	Sale	3,084	27.47
US6687711084	Purchase	100	27.43
US6687711084	Sale	625	27.43
US6687711084	Purchase	30	27.45
US6687711084	Sale	1,382	27.45
US6687711084	Purchase	306	27.48
US6687711084	Sale	1,216	27.48
US6687711084	Purchase	3	27.51
US6687711084	Sale	14	27.51
US6687711084	Purchase	100	27.49
US6687711084	Sale	350	27.49
US6687711084	Purchase	140	27.50
US6687711084	Sale	104	27.50
US6687711084	Purchase	34	27.52
US6687711084	Sale	100	26.97
US6687711084	Sale	143	27.15
US6687711084	Sale	472	27.25
US6687711084	Sale	10	27.36
US6687711084	Sale	100	27.40
US6687711084	Sale	200	27.39
US6687711084	Sale	200	27.37
US6687711084	Sale	1,192	27.44
US6687711084	Sale	2,977	27.46
US6687711084	Sale	4,761	27.47
US6687711084	Sale	1,286	27.43
US6687711084	Sale	2,266	27.45
US6687711084	Sale	1,206	27.48
US6687711084	Sale	383	27.49
US6687711084	Sale	2	27.01
US6687711084	Sale	1	27.42
US6687711084	Sale	1	27.08
US6687711084	Sale	3	27.22
US6687711084	Sale	3	27.23
US6687711084	Sale	2	27.21
US6687711084	Sale	7	27.34
US6687711084	Sale	3	27.39
US6687711084	Sale	9	27.33
US6687711084	Sale	1	27.37
US6687711084	Sale	55	27.27
US6687711084	Sale	1	27.46
US6687711084	Sale	2	27.47
US6687711084	Sale	3	27.43
US6687711084	Sale	9,644	27.25
US6687711084	Sale	5,356	27.26

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position		Number of reference securities	Price per unit (USD)
US6687711084	Equity Swap	Reducing a long position	232		27.04

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	9^th September 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.