Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 June 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

543,199

0.24%

1,719,928

0.76%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

285,805

0.13%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

853,204

0.38%

1,744,128

0.77%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

240.8700 USD

Purchase

34

241.4600 USD

Purchase

40

242.1800 USD

Purchase

51

240.4900 USD

Purchase

100

243.3500 USD

Purchase

100

243.5100 USD

Purchase

109

240.5605 USD

Purchase

120

243.5683 USD

Purchase

129

243.5800 USD

Purchase

129

241.1062 USD

Purchase

170

243.0747 USD

Purchase

200

243.1550 USD

Purchase

200

243.6675 USD

Purchase

200

240.9000 USD

Purchase

261

240.7867 USD

Purchase

278

241.1674 USD

Purchase

291

240.7278 USD

Purchase

350

240.3752 USD

Purchase

370

243.8021 USD

Purchase

408

240.5649 USD

Purchase

459

241.0269 USD

Purchase

465

240.7568 USD

Purchase

600

240.9416 USD

Purchase

730

241.0713 USD

Purchase

799

244.1100 USD

Purchase

832

243.7774 USD

Purchase

838

242.3784 USD

Purchase

1,047

241.2825 USD

Purchase

1,200

241.1949 USD

Purchase

1,221

241.3603 USD

Purchase

4,114

241.0849 USD

Purchase

6,759

241.6989 USD

Purchase

6,962

240.9346 USD

Purchase

7,344

241.3510 USD

Purchase

8,338

241.2615 USD

Purchase

10,571

240.9300 USD

Purchase

11,018

241.0936 USD

Purchase

25,903

241.1481 USD

Purchase

38,646

241.0826 USD

Sale

2

240.4500 USD

Sale

3

240.3200 USD

Sale

5

240.1300 USD

Sale

7

240.7600 USD

Sale

9

242.7300 USD

Sale

9

240.1800 USD

Sale

9

240.6533 USD

Sale

10

241.2000 USD

Sale

12

240.8450 USD

Sale

18

241.1183 USD

Sale

24

240.3700 USD

Sale

34

240.9955 USD

Sale

40

242.1800 USD

Sale

51

241.5017 USD

Sale

51

241.6958 USD

Sale

69

241.4923 USD

Sale

76

241.8346 USD

Sale

87

241.1282 USD

Sale

95

240.6911 USD

Sale

98

241.0250 USD

Sale

100

241.2500 USD

Sale

104

242.8160 USD

Sale

107

240.2596 USD

Sale

108

241.3833 USD

Sale

109

240.5957 USD

Sale

128

241.3601 USD

Sale

128

242.3271 USD

Sale

153

241.1864 USD

Sale

155

241.5806 USD

Sale

200

240.9350 USD

Sale

270

241.1796 USD

Sale

297

242.7719 USD

Sale

323

240.7487 USD

Sale

400

240.9375 USD

Sale

500

241.3180 USD

Sale

512

242.7430 USD

Sale

555

242.9611 USD

Sale

600

240.9333 USD

Sale

753

240.7682 USD

Sale

799

244.1100 USD

Sale

844

241.2280 USD

Sale

1,180

240.6115 USD

Sale

1,227

243.1734 USD

Sale

1,376

241.8412 USD

Sale

1,550

242.4373 USD

Sale

1,734

241.5569 USD

Sale

2,769

243.2701 USD

Sale

3,027

241.3308 USD

Sale

3,354

241.3642 USD

Sale

3,498

241.4678 USD

Sale

4,096

241.9378 USD

Sale

4,750

241.1741 USD

Sale

5,332

241.2615 USD

Sale

6,891

240.9868 USD

Sale

8,897

240.8396 USD

Sale

10,989

240.9961 USD

Sale

17,063

240.8110 USD

Sale

20,632

241.2228 USD

Sale

25,969

240.9300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Jun 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 740357
Time of Receipt (offset from UTC): 20210629T101120+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC