FORM 8.3 – SIGNATURE AVIATION PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

SIGNATURE AVIATION PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

25 March 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

32,002,611

3.86%

12,003,860

1.45%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,517,824

1.39%

29,871,013

3.60%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

43,520,435

5.25%

41,874,873

5.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

37p ordinary

Purchase

265

4.0630 GBP

37p ordinary

Purchase

663

4.0599 GBP

37p ordinary

Purchase

833

4.0600 GBP

37p ordinary

Purchase

931

4.0608 GBP

37p ordinary

Purchase

1,058

4.0615 GBP

37p ordinary

Purchase

1,125

4.0743 GBP

37p ordinary

Purchase

1,471

4.0610 GBP

37p ordinary

Purchase

1,623

4.0700 GBP

37p ordinary

Purchase

1,892

4.0690 GBP

37p ordinary

Purchase

1,999

4.0606 GBP

37p ordinary

Purchase

2,253

4.0750 GBP

37p ordinary

Purchase

2,795

4.0597 GBP

37p ordinary

Purchase

3,551

4.0727 GBP

37p ordinary

Purchase

5,384

4.0620 GBP

37p ordinary

Purchase

6,611

4.0613 GBP

37p ordinary

Purchase

7,352

4.0604 GBP

37p ordinary

Purchase

15,066

4.0669 GBP

37p ordinary

Purchase

17,241

4.0584 GBP

37p ordinary

Purchase

18,926

4.0618 GBP

37p ordinary

Purchase

19,194

4.0593 GBP

37p ordinary

Purchase

22,128

4.0587 GBP

37p ordinary

Purchase

32,800

4.0646 GBP

37p ordinary

Purchase

35,841

4.0607 GBP

37p ordinary

Purchase

40,535

4.0601 GBP

37p ordinary

Purchase

43,341

4.0684 GBP

37p ordinary

Sale

265

4.0630 GBP

37p ordinary

Sale

696

4.0660 GBP

37p ordinary

Sale

833

4.0600 GBP

37p ordinary

Sale

1,638

4.0693 GBP

37p ordinary

Sale

1,802

4.0622 GBP

37p ordinary

Sale

2,253

4.0750 GBP

37p ordinary

Sale

2,253

4.0754 GBP

37p ordinary

Sale

4,957

4.0673 GBP

37p ordinary

Sale

8,140

4.0701 GBP

37p ordinary

Sale

10,225

4.0681 GBP

37p ordinary

Sale

11,552

4.0620 GBP

37p ordinary

Sale

13,652

4.0694 GBP

37p ordinary

Sale

16,457

4.0719 GBP

37p ordinary

Sale

187,962

4.0670 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

37p ordinary

CFD

Long

1,306

4.0619 GBP

37p ordinary

SWAP

Long

13,219

4.0702 GBP

37p ordinary

SWAP

Long

38,097

4.0698 GBP

37p ordinary

SWAP

Long

41,658

4.0694 GBP

37p ordinary

SWAP

Long

42,187

4.0689 GBP

37p ordinary

SWAP

Long

79,428

4.0659 GBP

37p ordinary

SWAP

Short

1,279

4.0710 GBP

37p ordinary

SWAP

Short

1,569

4.0620 GBP

37p ordinary

CFD

Short

4,128

4.0692 GBP

37p ordinary

SWAP

Short

6,002

4.0619 GBP

37p ordinary

SWAP

Short

38,554

4.0702 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 733783
Time of Receipt (offset from UTC): 20210326T142624+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC