Form 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

3 FEB 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

432,599

0.19%

2,390,045

1.05%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

604,593

0.26%

30,257

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

23,000

0.01%

23,000

0.01%

 

 

 

 

TOTAL:

 

 

 

 

1,060,192

0.46%

2,443,302

1.07%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

206.4000 USD
Purchase

3

205.6000 USD
Purchase

4

205.8700 USD
Purchase

4

209.9500 USD
Purchase

17

205.2750 USD
Purchase

43

205.7100 USD
Purchase

66

205.1600 USD
Purchase

66

204.9600 USD
Purchase

66

204.9800 USD
Purchase

68

208.1000 USD
Purchase

84

205.2800 USD
Purchase

100

205.6800 USD
Purchase

100

207.4400 USD
Purchase

100

205.2000 USD
Purchase

180

206.1932 USD
Purchase

181

208.6139 USD
Purchase

190

206.4818 USD
Purchase

198

205.2466 USD
Purchase

200

207.7900 USD
Purchase

305

209.5000 USD
Purchase

465

206.1166 USD
Purchase

845

205.7355 USD
Purchase

1,320

205.2285 USD
Purchase

2,142

205.8455 USD
Purchase

5,136

207.9604 USD
Purchase

5,320

206.6468 USD
Purchase

5,412

205.9957 USD
Purchase

7,284

206.9555 USD
Purchase

7,387

206.8826 USD
Purchase

9,240

205.8214 USD
Purchase

11,540

205.2713 USD
Purchase

12,595

206.8194 USD
Purchase

18,938

205.2700 USD
Sale

1

209.1900 USD
Sale

2

206.0500 USD
Sale

3

209.2266 USD
Sale

5

207.1600 USD
Sale

5

208.6600 USD
Sale

17

205.2750 USD
Sale

100

209.7900 USD
Sale

100

207.4600 USD
Sale

200

207.7900 USD
Sale

200

205.6000 USD
Sale

200

206.1050 USD
Sale

200

206.5875 USD
Sale

210

205.5607 USD
Sale

263

206.4946 USD
Sale

311

206.6779 USD
Sale

355

206.4525 USD
Sale

367

206.2229 USD
Sale

396

206.4971 USD
Sale

452

206.9042 USD
Sale

465

206.1166 USD
Sale

517

206.6578 USD
Sale

561

206.4974 USD
Sale

591

206.9741 USD
Sale

700

206.1884 USD
Sale

870

206.6411 USD
Sale

900

206.5833 USD
Sale

1,270

206.8187 USD
Sale

2,062

207.0021 USD
Sale

2,852

206.7412 USD
Sale

3,493

206.6225 USD
Sale

3,791

207.2624 USD
Sale

4,072

208.3637 USD
Sale

6,144

205.3333 USD
Sale

6,402

206.7873 USD
Sale

6,503

205.2728 USD
Sale

7,029

206.9696 USD
Sale

16,525

205.9275 USD
Sale

19,361

205.2700 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

4 FEB 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 729018
Time of Receipt (offset from UTC): 20210204T122020+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC