Form 8.5 (EPT/NON-RI) - G4S PLC Amendment

LONDON--()-- 

FORM 8.5 (EPT/NON-RI) Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d) Date position held/dealing undertaken: 16 November 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

26,509,026

1.71%

4,272,146

0.28%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

3,203,361

0.21%

25,314,280

1.63%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

29,712,387

1.91%

29,586,426

1.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

25p ordinary Purchase

306,405

18.0300 DKK

17.64 DKK

25p ordinary Purchase

830,646

2.1820 GBP

2.137 GBP

25p ordinary Sale

39,530

17.9018 DKK

17.8005 DKK

25p ordinary Sale

959,476

2.1819 GBP

2.135 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per
relevant description

reference

unit
security

securities

25p ordinary SWAP Long

24

2.1710 GBP
25p ordinary SWAP Long

106

2.1513 GBP
25p ordinary SWAP Long

115

2.1715 GBP
25p ordinary SWAP Long

164

2.1583 GBP
25p ordinary CFD Long

440

17.7085 DKK
25p ordinary SWAP Long

467

2.1713 GBP
25p ordinary SWAP Long

526

2.1593 GBP
25p ordinary SWAP Long

700

2.1414 GBP
25p ordinary SWAP Long

708

2.1752 GBP
25p ordinary SWAP Long

855

2.1787 GBP
25p ordinary SWAP Long

1,930

2.1640 GBP
25p ordinary SWAP Long

2,181

2.1585 GBP
25p ordinary SWAP Long

3,595

2.1512 GBP
25p ordinary SWAP Long

3,824

2.1697 GBP
25p ordinary CFD Long

5,302

17.9054 DKK
25p ordinary SWAP Long

8,606

2.1783 GBP
25p ordinary CFD Long

10,193

17.7973 DKK
25p ordinary SWAP Long

10,472

2.1800 GBP
25p ordinary SWAP Long

13,509

2.1613 GBP
25p ordinary SWAP Long

14,475

2.1541 GBP
25p ordinary SWAP Long

23,567

2.1819 GBP
25p ordinary CFD Long

29,429

2.1686 GBP
25p ordinary SWAP Long

45,945

2.1641 GBP
25p ordinary SWAP Long

58,748

2.1592 GBP
25p ordinary SWAP Long

92,469

2.1676 GBP
25p ordinary SWAP Long

94,090

2.1610 GBP
25p ordinary SWAP Long

153,430

2.1404 GBP
25p ordinary CFD Long

281,300

2.1625 GBP
25p ordinary CFD Long

285,000

17.7000 DKK
25p ordinary CFD Short

352

2.1618 GBP
25p ordinary CFD Short

433

17.6415 DKK
25p ordinary SWAP Short

5,000

2.1702 GBP
25p ordinary SWAP Short

5,678

2.1778 GBP
25p ordinary SWAP Short

6,636

2.1469 GBP
25p ordinary CFD Short

9,116

2.1473 GBP
25p ordinary SWAP Short

15,827

2.1456 GBP
25p ordinary CFD Short

18,947

2.1617 GBP
25p ordinary CFD Short

31,607

2.1619 GBP
25p ordinary SWAP Short

45,342

2.1642 GBP
25p ordinary SWAP Short

63,863

2.1587 GBP
25p ordinary CFD Short

84,328

2.1821 GBP
25p ordinary SWAP Short

173,486

2.1658 GBP
25p ordinary SWAP Short

252,062

2.1677 GBP
25p ordinary CFD Short

282,377

17.9440 DKK
25p ordinary CFD Short

285,000

2.1346 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

19 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 721151
Time of Receipt (offset from UTC): 20201119T062817+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC