Form 8.3 - Take-Two Interactive Software Inc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

13 November 2020

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common stock

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

272,804

0.24%

221,261

0.19%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

217,364

0.19%

25,445

0.02%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

528,768

0.46%

315,506

0.27%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

Common stock Purchase

50

162.4900 USD
Common stock Purchase

100

161.8600 USD
Common stock Purchase

100

162.1500 USD
Common stock Purchase

100

161.9200 USD
Common stock Purchase

103

162.1900 USD
Common stock Purchase

120

162.1783 USD
Common stock Purchase

200

162.2950 USD
Common stock Purchase

202

162.0562 USD
Common stock Purchase

300

162.0033 USD
Common stock Purchase

300

162.1066 USD
Common stock Purchase

443

161.3597 USD
Common stock Purchase

513

161.8139 USD
Common stock Purchase

520

161.8607 USD
Common stock Purchase

553

161.9232 USD
Common stock Purchase

583

161.5555 USD
Common stock Purchase

656

162.0988 USD
Common stock Purchase

800

161.3923 USD
Common stock Purchase

886

161.3978 USD
Common stock Purchase

910

161.9741 USD
Common stock Purchase

968

161.5092 USD
Common stock Purchase

1,029

161.6970 USD
Common stock Purchase

1,090

161.4458 USD
Common stock Purchase

1,102

161.5658 USD
Common stock Purchase

1,282

161.5610 USD
Common stock Purchase

1,360

162.1040 USD
Common stock Purchase

1,693

161.8300 USD
Common stock Purchase

3,117

161.8330 USD
Common stock Purchase

4,723

161.7466 USD
Common stock Purchase

7,883

161.1688 USD
Common stock Purchase

8,191

162.0212 USD
Common stock Purchase

8,986

161.9734 USD
Common stock Purchase

14,995

161.7797 USD
Common stock Purchase

22,869

161.8136 USD
Common stock Sale

3

162.1700 USD
Common stock Sale

9

161.7600 USD
Common stock Sale

33

162.2509 USD
Common stock Sale

33

162.2881 USD
Common stock Sale

33

162.2381 USD
Common stock Sale

34

162.2586 USD
Common stock Sale

34

160.5800 USD
Common stock Sale

54

162.3205 USD
Common stock Sale

60

162.2792 USD
Common stock Sale

60

162.2460 USD
Common stock Sale

63

162.1876 USD
Common stock Sale

69

162.2178 USD
Common stock Sale

100

161.7800 USD
Common stock Sale

100

161.6900 USD
Common stock Sale

101

161.7005 USD
Common stock Sale

102

161.0700 USD
Common stock Sale

119

161.8690 USD
Common stock Sale

200

162.2800 USD
Common stock Sale

200

161.2250 USD
Common stock Sale

259

161.1560 USD
Common stock Sale

300

161.6466 USD
Common stock Sale

301

161.4169 USD
Common stock Sale

399

161.8150 USD
Common stock Sale

462

161.1908 USD
Common stock Sale

476

161.1800 USD
Common stock Sale

501

160.9425 USD
Common stock Sale

799

162.0581 USD
Common stock Sale

820

161.9739 USD
Common stock Sale

825

162.1204 USD
Common stock Sale

922

161.1260 USD
Common stock Sale

1,218

161.6373 USD
Common stock Sale

1,333

161.2726 USD
Common stock Sale

1,359

161.2309 USD
Common stock Sale

1,782

161.1313 USD
Common stock Sale

2,013

161.8289 USD
Common stock Sale

2,701

161.9686 USD
Common stock Sale

3,466

161.8765 USD
Common stock Sale

3,880

161.7177 USD
Common stock Sale

4,500

161.6871 USD
Common stock Sale

4,718

161.8300 USD
Common stock Sale

5,837

162.0461 USD
Common stock Sale

6,366

161.9789 USD
Common stock Sale

8,471

161.5699 USD
Common stock Sale

11,551

161.8405 USD
Common stock Sale

18,803

161.8323 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product Writing,

Number

Exercise

Type

Expiry

of

description purchasing,

of

price

 

date

relevant

selling,

securities

per unit

 

security

varying etc

to which

 

 

option

 

 

relates

 

Common stock

Call Options Purchased

7,700

140.0000

American

15 Jan 2021

Common stock

Call Options Purchased

8,000

160.0000

American

21 Jan 2022

Common stock

Call Options Written

-21,600

160.0000

American

21 Jan 2022

Common stock

Call Options Written

-13,600

170.0000

American

21 Jan 2022

Common stock

Call Options Written

-4,900

160.0000

American

15 Jan 2021

Common stock

Call Options Written

-3,500

110.0000

American

15 Jan 2021

Common stock

Call Options Written

-2,800

185.0000

American

21 Jan 2022

Common stock

Call Options Written

-2,500

120.0000

American

15 Jan 2021

Common stock

Put Options Purchased

-11,700

160.0000

American

21 Jan 2022

Common stock

Put Options Purchased

-4,800

115.0000

American

21 Jan 2022

Common stock

Put Options Purchased

-2,400

45.0000

American

15 Jan 2021

Common stock

Put Options Purchased

-1,000

130.0000

American

21 Jan 2022

Common stock

Put Options Written

400

185.0000

American

21 Jan 2022

Common stock

Put Options Written

1,000

130.0000

American

21 Jan 2022

Common stock

Put Options Written

1,200

165.0000

American

21 Jan 2022

Common stock

Put Options Written

1,600

170.0000

American

21 Jan 2022

Common stock

Put Options Written

1,600

180.0000

American

21 Jan 2022

Common stock

Put Options Written

17,100

160.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 720796
Time of Receipt (offset from UTC): 20201116T112047+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC