LONDON--(BUSINESS WIRE)--
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | AON PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 19 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities |
|
|
|
|
248,354 |
0.11% |
836,315 |
0.36% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
425,211 |
0.18% |
29,700 |
0.01% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
purchase/sell: | 2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
||
TOTAL: |
|
|
|
|
|
676,165 |
0.29% |
870,515 |
0.38% |
||
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
1 |
196.4900 USD |
Purchase |
1 |
196.4000 USD |
Purchase |
2 |
196.7900 USD |
Purchase |
2 |
197.3200 USD |
Purchase |
4 |
196.2400 USD |
Purchase |
5 |
197.7200 USD |
Purchase |
7 |
195.8100 USD |
Purchase |
14 |
197.1100 USD |
Purchase |
100 |
197.4900 USD |
Purchase |
100 |
197.6400 USD |
Purchase |
100 |
195.4700 USD |
Purchase |
100 |
197.8400 USD |
Purchase |
100 |
196.4800 USD |
Purchase |
120 |
196.5100 USD |
Purchase |
200 |
197.1950 USD |
Purchase |
206 |
196.5589 USD |
Purchase |
221 |
197.1363 USD |
Purchase |
260 |
196.0953 USD |
Purchase |
379 |
196.9548 USD |
Purchase |
453 |
196.7584 USD |
Purchase |
668 |
195.4972 USD |
Purchase |
800 |
196.4353 USD |
Purchase |
1,200 |
196.6340 USD |
Purchase |
1,201 |
196.6733 USD |
Purchase |
1,347 |
196.5922 USD |
Purchase |
2,100 |
196.5880 USD |
Purchase |
2,600 |
196.2861 USD |
Purchase |
2,814 |
196.0584 USD |
Purchase |
4,148 |
195.5391 USD |
Purchase |
6,010 |
196.0977 USD |
Purchase |
8,078 |
195.5401 USD |
Purchase |
10,729 |
195.5400 USD |
Purchase |
14,846 |
196.5391 USD |
Sale |
2 |
196.4200 USD |
Sale |
7 |
195.8100 USD |
Sale |
7 |
196.5500 USD |
Sale |
10 |
197.2610 USD |
Sale |
60 |
196.0300 USD |
Sale |
100 |
196.0000 USD |
Sale |
100 |
197.3900 USD |
Sale |
100 |
196.7900 USD |
Sale |
100 |
196.2300 USD |
Sale |
114 |
197.1100 USD |
Sale |
120 |
196.5100 USD |
Sale |
200 |
196.8550 USD |
Sale |
208 |
197.7028 USD |
Sale |
600 |
195.4900 USD |
Sale |
600 |
196.6933 USD |
Sale |
700 |
196.9257 USD |
Sale |
800 |
196.3321 USD |
Sale |
819 |
197.2434 USD |
Sale |
830 |
196.1323 USD |
Sale |
1,145 |
197.0044 USD |
Sale |
1,200 |
196.7418 USD |
Sale |
1,500 |
196.5460 USD |
Sale |
3,167 |
196.9023 USD |
Sale |
4,703 |
195.5401 USD |
Sale |
9,081 |
195.5400 USD |
Sale |
9,627 |
195.5955 USD |
Sale |
11,130 |
196.2355 USD |
Sale |
11,415 |
196.2543 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
unit | |||
SWAP |
Long |
924 |
197.0443 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 20 May 2020 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options |
Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
Call Options |
Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
Call Options |
Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.