Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

11 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

90,736

0.03%

7

0.00%

 

(2)

Derivatives (other than options):

659,745

0.20%

2,030,031

0.62%

 

(3)

Options and agreements to
purchase/sell:

0

0.00%

0

0.00%

 
TOTAL:

750,481

0.23%

2,030,038

0.62%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

22,362

193.0200 USD
Sale

551,088

193.0200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

42,500

165 USD American 21 Jan 2022 26.5000 USD
Call Option Purchasing

1,100

200 USD American 21 Aug 2020 2.2000 USD
Call Option Purchasing

1,500

220 USD American 21 Aug 2020 0.2100 USD
Call Option Purchasing

1,400

230 USD American 19 Jun 2020 0.0800 USD
Call Option Purchasing

7,200

260 USD American 15 Jan 2021 0.4000 USD
Call Option Selling

600

150 USD American 15 Jan 2021 40.9000 USD
Call Option Selling

3,400

160 USD American 15 Jan 2021 26.3000 USD
Call Option Selling

1,700

170 USD American 15 May 2020 22.6000 USD
Call Option Selling

9,500

170 USD American 19 Jun 2020 20.6500 USD
Call Option Selling

6,400

175 USD American 15 May 2020 19.5300 USD
Call Option Selling

600

175 USD American 15 Jan 2021 18.5000 USD
Call Option Selling

32,500

175 USD American 21 Jan 2022 18.0000 USD
Call Option Selling

6,400

185 USD American 15 Jan 2021 11.0000 USD
Call Option Selling

1,200

190 USD American 15 May 2020 4.0000 USD
Call Option Selling

4,400

190 USD American 15 Jan 2021 9.4000 USD
Call Option Selling

9,100

195 USD American 15 Jan 2021 5.4500 USD
Put Option Purchasing

33,200

140 USD American 19 Jun 2020 0.0100 USD
Put Option Purchasing

8,200

150 USD American 15 May 2020 0.7700 USD
Put Option Purchasing

600

150 USD American 19 Jun 2020 0.2000 USD
Put Option Purchasing

100

165 USD American 15 May 2020 0.0500 USD
Put Option Purchasing

2,700

180 USD American 15 May 2020 0.1500 USD
Put Option Purchasing

200

190 USD American 21 Aug 2020 4.2000 USD
Put Option Purchasing

4,500

195 USD American 21 Aug 2020 4.2500 USD
Put Option Purchasing

3,700

215 USD American 15 Jan 2021 23.5000 USD
Put Option Selling

1,200

65 USD American 15 Jan 2021 0.0500 USD
Put Option Selling

4,500

70 USD American 15 Jan 2021 0.4700 USD
Put Option Selling

16,500

115 USD American 15 Jan 2021 0.4600 USD
Put Option Selling

29,400

150 USD American 15 Jan 2021 0.3500 USD
Put Option Selling

2,400

160 USD American 15 Jan 2021 2.8000 USD
Put Option Selling

6,300

170 USD American 19 Jun 2020 0.0900 USD
Put Option Selling

5,100

170 USD American 15 Jan 2021 1.9500 USD
Put Option Selling

900

175 USD American 21 Aug 2020 0.7500 USD
Put Option Selling

7,200

180 USD American 15 Jan 2021 4.9000 USD
Put Option Selling

600

185 USD American 15 May 2020 0.0300 USD
Put Option Selling

900

185 USD American 15 Jan 2021 5.0000 USD
Put Option Selling

1,000

195 USD American 15 May 2020 2.9300 USD
Put Option Selling

100

195 USD American 19 Jun 2020 2.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

12May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
UNKNOWN

0

UNKNOWN

0

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699458
Time of Receipt (offset from UTC): 20200512T094729+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC