Form 8.3 -  ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

06 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,646,381

1.11%

2,966,625

0.90%

 

(2)

Derivatives (other than options):

2,887,345

0.88%

2,368,331

0.72%

 

(3)

Options and agreements to
purchase/sell:

180,700

0.05%

137,300

0.04%

 
TOTAL:

6,714,426

2.04%

5,472,256

1.66%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

195.4600 USD
Purchase

2

194.2800 USD
Purchase

2

194.1800 USD
Purchase

7

194.1671 USD
Purchase

8

194.1650 USD
Purchase

10

194.1600 USD
Purchase

10

194.7000 USD
Purchase

12

194.2275 USD
Purchase

12

194.6400 USD
Purchase

15

194.4100 USD
Purchase

22

195.4800 USD
Purchase

26

194.1000 USD
Purchase

50

195.4900 USD
Purchase

51

194.0400 USD
Purchase

100

194.0900 USD
Purchase

100

195.4100 USD
Purchase

100

195.1600 USD
Purchase

100

194.8700 USD
Purchase

100

194.8500 USD
Purchase

100

195.8300 USD
Purchase

100

195.8600 USD
Purchase

198

195.6400 USD
Purchase

200

195.7700 USD
Purchase

300

195.6833 USD
Purchase

300

195.1833 USD
Purchase

300

195.0000 USD
Purchase

300

195.1400 USD
Purchase

500

194.6820 USD
Purchase

650

194.9041 USD
Purchase

700

195.1614 USD
Purchase

900

195.3088 USD
Purchase

930

194.7337 USD
Purchase

1,037

195.0995 USD
Purchase

1,138

195.4540 USD
Purchase

1,300

194.9569 USD
Purchase

1,314

195.3704 USD
Purchase

1,413

194.1306 USD
Purchase

1,944

193.8905 USD
Purchase

2,016

193.8955 USD
Purchase

3,021

195.2241 USD
Purchase

3,222

195.1280 USD
Purchase

3,600

195.6028 USD
Purchase

3,678

195.2704 USD
Purchase

4,007

194.8220 USD
Purchase

4,556

195.0738 USD
Purchase

5,006

195.3838 USD
Purchase

6,323

195.0304 USD
Purchase

7,087

195.3674 USD
Purchase

7,242

195.3763 USD
Purchase

7,528

194.0288 USD
Purchase

8,901

195.3295 USD
Purchase

10,997

195.5340 USD
Purchase

12,629

195.1291 USD
Purchase

13,941

195.2173 USD
Purchase

14,784

193.8900 USD
Purchase

15,172

195.4404 USD
Purchase

27,254

195.5240 USD
Purchase

32,106

195.4729 USD
Purchase

35,000

195.2214 USD
Purchase

36,900

195.4185 USD
Purchase

52,267

194.4627 USD
Purchase

54,162

195.0593 USD
Purchase

63,100

195.0759 USD
Purchase

67,275

195.1406 USD
Purchase

75,087

194.7500 USD
Purchase

153,682

195.2414 USD
Purchase

279,282

195.0933 USD
Purchase

327,700

195.4316 USD
Purchase

330,000

195.0590 USD
Sale

1

195.4600 USD
Sale

1

195.7900 USD
Sale

2

194.3100 USD
Sale

2

194.0750 USD
Sale

3

195.3033 USD
Sale

3

195.3566 USD
Sale

4

194.7150 USD
Sale

4

194.1500 USD
Sale

6

194.1733 USD
Sale

7

195.3842 USD
Sale

7

194.3414 USD
Sale

9

194.2700 USD
Sale

10

194.3600 USD
Sale

10

195.3700 USD
Sale

12

194.4791 USD
Sale

13

194.3900 USD
Sale

32

194.3812 USD
Sale

36

194.2783 USD
Sale

37

194.3729 USD
Sale

38

194.5218 USD
Sale

43

194.2386 USD
Sale

49

195.4800 USD
Sale

50

195.4900 USD
Sale

57

194.2803 USD
Sale

60

194.3426 USD
Sale

69

194.8600 USD
Sale

86

196.1000 USD
Sale

100

194.0700 USD
Sale

100

194.6200 USD
Sale

100

195.4400 USD
Sale

100

195.0300 USD
Sale

100

195.7100 USD
Sale

101

195.6099 USD
Sale

101

195.7685 USD
Sale

126

194.0920 USD
Sale

131

195.4830 USD
Sale

136

193.9261 USD
Sale

171

195.7883 USD
Sale

200

194.6500 USD
Sale

200

195.5900 USD
Sale

200

195.7600 USD
Sale

200

195.7700 USD
Sale

200

194.8912 USD
Sale

200

196.0100 USD
Sale

298

193.9391 USD
Sale

300

195.8766 USD
Sale

300

195.5933 USD
Sale

304

193.9086 USD
Sale

329

195.2816 USD
Sale

353

195.6169 USD
Sale

400

195.8325 USD
Sale

400

195.2012 USD
Sale

446

195.5912 USD
Sale

600

195.6233 USD
Sale

706

195.6244 USD
Sale

771

195.5613 USD
Sale

800

195.6150 USD
Sale

808

195.6382 USD
Sale

842

195.5888 USD
Sale

872

195.5974 USD
Sale

900

195.4538 USD
Sale

906

195.8039 USD
Sale

912

194.3072 USD
Sale

1,043

195.8297 USD
Sale

1,175

194.5657 USD
Sale

1,200

195.5880 USD
Sale

1,329

194.8624 USD
Sale

1,400

195.1614 USD
Sale

1,537

195.3162 USD
Sale

1,800

195.6028 USD
Sale

1,810

194.3790 USD
Sale

1,812

194.6071 USD
Sale

1,980

194.8861 USD
Sale

2,016

193.8955 USD
Sale

2,300

195.5979 USD
Sale

2,500

194.9068 USD
Sale

2,900

195.2641 USD
Sale

2,900

194.3661 USD
Sale

2,990

194.2607 USD
Sale

3,370

194.0778 USD
Sale

3,862

195.2010 USD
Sale

4,152

195.4729 USD
Sale

4,744

195.5166 USD
Sale

5,673

194.8543 USD
Sale

6,522

195.3096 USD
Sale

8,981

195.1169 USD
Sale

9,527

194.3763 USD
Sale

10,200

195.3948 USD
Sale

15,130

195.3963 USD
Sale

20,941

195.2161 USD
Sale

21,900

195.4266 USD
Sale

27,123

193.8900 USD
Sale

65,100

195.1500 USD
Sale

75,087

194.7500 USD
Sale

81,396

194.8023 USD
Sale

110,000

195.0704 USD
Sale

129,282

195.2016 USD
Sale

200,000

195.0875 USD
Sale

125,000

195.0000 USD
Sale

315,000

195.0309 USD
Sale

500,000

195.5600 USD

 

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Selling

100

195 USD American 15 Jan 2021 7.4000 USD
Put Option Selling

200

115 USD American 15 Jan 2021 0.0100 USD
Put Option Selling

2,000

150 USD American 19 Jun 2020 0.0100 USD
Put Option Selling

100

195 USD American 15 May 2020 1.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Purchased

600

175.0000

American Jan 15, 2021
Call Options Purchased

6,400

185.0000

American Jan 15, 2021
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Written

8,200

150.0000

American May 15, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-1,100

200.0000

American Aug 21, 2020
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-16,500

115.0000

American Jan 15, 2021
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

1,200

190.0000

American May 15, 2020
Call Options Purchased

500

165.0000

American Jan 15, 2021
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Purchased

-1,000

195.0000

American May 15, 2020
Put Options Purchased

-5,100

170.0000

American Jan 15, 2021
Call Options Purchased

1,700

170.0000

American May 15, 2020
Put Options Written

600

170.0000

American May 15, 2020
Put Options Written

33,200

140.0000

American Jun 19, 2020
Put Options Purchased

-900

175.0000

American Aug 21, 2020
Put Options Purchased

-2,000

190.0000

American May 15, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-6,300

170.0000

American Jun 19, 2020
Call Options Purchased

4,400

190.0000

American Jan 15, 2021
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Written

600

150.0000

American Jun 19, 2020
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Purchased

-32,300

150.0000

American Jan 15, 2021
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Written

2,700

180.0000

American May 15, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Put Options Purchased

-900

185.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Purchased

-7,200

180.0000

American Jan 15, 2021
Put Options Purchased

-600

185.0000

American May 15, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Call Options Purchased

9,100

195.0000

American Jan 15, 2021
Put Options Purchased

-100

195.0000

American Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 699441
Time of Receipt (offset from UTC): 20200511T124524+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC