LONDON--(BUSINESS WIRE)--
FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 14 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
3,235,849 |
0.22% |
4,112,002 |
0.28% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,234,641 |
0.15% |
1,434,400 |
0.10% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 2,256,400 |
0.15% |
1,256,500 |
0.08% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
7,726,890 |
0.52% |
6,802,902 |
0.46% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
13 |
87.8700 USD |
Purchase |
29 |
87.4800 USD |
Purchase |
56 |
87.5600 USD |
Purchase |
70 |
87.4700 USD |
Purchase |
74 |
87.5300 USD |
Purchase |
100 |
87.9700 USD |
Purchase |
100 |
88.1500 USD |
Purchase |
100 |
87.4400 USD |
Purchase |
100 |
87.4900 USD |
Purchase |
100 |
87.4750 USD |
Purchase |
190 |
87.7947 USD |
Purchase |
200 |
87.2375 USD |
Purchase |
200 |
87.0200 USD |
Purchase |
490 |
88.1075 USD |
Purchase |
573 |
87.3262 USD |
Purchase |
600 |
87.4991 USD |
Purchase |
664 |
87.5083 USD |
Purchase |
669 |
87.6568 USD |
Purchase |
762 |
87.1355 USD |
Purchase |
779 |
87.5887 USD |
Purchase |
1,000 |
87.8220 USD |
Purchase |
1,000 |
87.3790 USD |
Purchase |
1,077 |
87.6506 USD |
Purchase |
1,537 |
87.7951 USD |
Purchase |
1,690 |
87.1100 USD |
Purchase |
1,765 |
87.5167 USD |
Purchase |
2,100 |
87.5392 USD |
Purchase |
2,400 |
87.5362 USD |
Purchase |
2,500 |
95.0000 USD |
Purchase |
2,700 |
87.9500 USD |
Purchase |
2,744 |
87.9378 USD |
Purchase |
2,855 |
88.0209 USD |
Purchase |
3,674 |
87.4962 USD |
Purchase |
4,100 |
87.9015 USD |
Purchase |
4,400 |
87.6372 USD |
Purchase |
5,800 |
105.0000 USD |
Purchase |
6,856 |
87.6153 USD |
Purchase |
7,246 |
87.5370 USD |
Purchase |
10,105 |
87.8604 USD |
Purchase |
11,425 |
87.5529 USD |
Purchase |
15,000 |
87.8652 USD |
Purchase |
15,800 |
87.8023 USD |
Purchase |
18,800 |
87.9269 USD |
Purchase |
18,984 |
87.7044 USD |
Purchase |
24,423 |
87.6457 USD |
Purchase |
31,227 |
87.9594 USD |
Purchase |
40,515 |
87.8843 USD |
Purchase |
44,400 |
87.6709 USD |
Purchase |
63,976 |
88.0128 USD |
Purchase |
77,940 |
87.8984 USD |
Purchase |
91,191 |
87.9067 USD |
Purchase |
98,523 |
87.6150 USD |
Purchase |
119,349 |
88.2000 USD |
Purchase |
168,778 |
87.7969 USD |
Sale |
30 |
87.9400 USD |
Sale |
56 |
87.5600 USD |
Sale |
100 |
88.1100 USD |
Sale |
100 |
88.0300 USD |
Sale |
100 |
87.0800 USD |
Sale |
100 |
88.1400 USD |
Sale |
100 |
88.0200 USD |
Sale |
100 |
88.0100 USD |
Sale |
100 |
88.0000 USD |
Sale |
100 |
88.0400 USD |
Sale |
100 |
87.8900 USD |
Sale |
100 |
87.7700 USD |
Sale |
100 |
88.0650 USD |
Sale |
100 |
88.0900 USD |
Sale |
100 |
88.0800 USD |
Sale |
103 |
88.0197 USD |
Sale |
129 |
87.4761 USD |
Sale |
144 |
88.0451 USD |
Sale |
198 |
87.5004 USD |
Sale |
200 |
88.1900 USD |
Sale |
200 |
87.6850 USD |
Sale |
200 |
88.0325 USD |
Sale |
200 |
87.6100 USD |
Sale |
204 |
87.9186 USD |
Sale |
210 |
87.6669 USD |
Sale |
232 |
87.8717 USD |
Sale |
270 |
87.4700 USD |
Sale |
300 |
87.9083 USD |
Sale |
300 |
87.7400 USD |
Sale |
300 |
87.5416 USD |
Sale |
354 |
87.6426 USD |
Sale |
364 |
87.9562 USD |
Sale |
400 |
87.6137 USD |
Sale |
400 |
87.7150 USD |
Sale |
400 |
87.8550 USD |
Sale |
400 |
130.0000 USD |
Sale |
460 |
87.8795 USD |
Sale |
490 |
88.1075 USD |
Sale |
573 |
87.7834 USD |
Sale |
600 |
87.9275 USD |
Sale |
600 |
87.9366 USD |
Sale |
600 |
87.9216 USD |
Sale |
705 |
87.9103 USD |
Sale |
736 |
87.9272 USD |
Sale |
800 |
88.1837 USD |
Sale |
800 |
87.6275 USD |
Sale |
800 |
87.8375 USD |
Sale |
813 |
87.7534 USD |
Sale |
891 |
87.9881 USD |
Sale |
927 |
87.6397 USD |
Sale |
1,000 |
87.6900 USD |
Sale |
1,000 |
88.0060 USD |
Sale |
1,000 |
87.8440 USD |
Sale |
1,300 |
87.7842 USD |
Sale |
1,362 |
87.9537 USD |
Sale |
1,475 |
87.9706 USD |
Sale |
1,513 |
87.7925 USD |
Sale |
1,600 |
88.0981 USD |
Sale |
1,690 |
87.1100 USD |
Sale |
1,900 |
87.5465 USD |
Sale |
2,256 |
87.7871 USD |
Sale |
2,354 |
87.8269 USD |
Sale |
2,546 |
88.0086 USD |
Sale |
2,700 |
87.9500 USD |
Sale |
2,818 |
87.8419 USD |
Sale |
3,529 |
87.7724 USD |
Sale |
3,537 |
87.7750 USD |
Sale |
3,541 |
87.6844 USD |
Sale |
3,895 |
87.6367 USD |
Sale |
3,992 |
87.9583 USD |
Sale |
4,071 |
87.6813 USD |
Sale |
4,703 |
87.9469 USD |
Sale |
4,809 |
87.8082 USD |
Sale |
4,904 |
87.7975 USD |
Sale |
4,958 |
87.8852 USD |
Sale |
5,000 |
95.0000 USD |
Sale |
5,215 |
87.6860 USD |
Sale |
5,413 |
87.8056 USD |
Sale |
5,525 |
88.0636 USD |
Sale |
6,465 |
87.9472 USD |
Sale |
7,158 |
87.8077 USD |
Sale |
8,413 |
87.9299 USD |
Sale |
8,634 |
87.5870 USD |
Sale |
10,226 |
87.8293 USD |
Sale |
11,200 |
87.8792 USD |
Sale |
11,419 |
87.7765 USD |
Sale |
12,803 |
88.0541 USD |
Sale |
13,251 |
87.9561 USD |
Sale |
13,400 |
87.7529 USD |
Sale |
14,071 |
87.8807 USD |
Sale |
15,125 |
87.6506 USD |
Sale |
15,662 |
87.5974 USD |
Sale |
15,700 |
87.6866 USD |
Sale |
15,980 |
87.6742 USD |
Sale |
18,800 |
87.9269 USD |
Sale |
19,076 |
87.9376 USD |
Sale |
19,350 |
87.6988 USD |
Sale |
23,800 |
87.5037 USD |
Sale |
31,380 |
87.6974 USD |
Sale |
36,052 |
87.8949 USD |
Sale |
40,600 |
87.8079 USD |
Sale |
45,300 |
87.7532 USD |
Sale |
60,918 |
87.6371 USD |
Sale |
77,940 |
87.8984 USD |
Sale |
107,013 |
88.2000 USD |
Sale |
118,732 |
87.8257 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP |
Long |
8,660 |
87.6957 USD |
SWAP |
Long |
13,251 |
87.9361 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option |
Purchasing |
100 |
38 USD |
American |
21 Jan 2022 |
50.4000 USD |
Call Option |
Purchasing |
200 |
40 USD |
American |
21 Jan 2022 |
48.1500 USD |
Call Option |
Purchasing |
100 |
45 USD |
American |
21 Jan 2022 |
42.9500 USD |
Call Option |
Purchasing |
1,100 |
63 USD |
American |
17 Jan 2020 |
26.0000 USD |
Call Option |
Purchasing |
2,200 |
63 USD |
American |
21 Feb 2020 |
25.8500 USD |
Call Option |
Purchasing |
200 |
63 USD |
American |
19 Jun 2020 |
25.8000 USD |
Call Option |
Purchasing |
800 |
65 USD |
American |
17 Jan 2020 |
23.5000 USD |
Call Option |
Purchasing |
400 |
68 USD |
American |
19 Jun 2020 |
20.7500 USD |
Call Option |
Purchasing |
3,200 |
70 USD |
American |
21 Feb 2020 |
18.4000 USD |
Call Option |
Purchasing |
8,300 |
75 USD |
American |
17 Jan 2020 |
13.5000 USD |
Call Option |
Purchasing |
1,200 |
78 USD |
American |
21 Feb 2020 |
10.9000 USD |
Call Option |
Purchasing |
3,800 |
83 USD |
American |
17 Jan 2020 |
5.9500 USD |
Call Option |
Purchasing |
10,300 |
85 USD |
American |
17 Jan 2020 |
3.5500 USD |
Call Option |
Purchasing |
400 |
86 USD |
American |
24 Jan 2020 |
0.4600 USD |
Call Option |
Purchasing |
100 |
87 USD |
American |
17 Jan 2020 |
1.4100 USD |
Call Option |
Purchasing |
4,600 |
88 USD |
American |
17 Jan 2020 |
1.0000 USD |
Call Option |
Purchasing |
200 |
88 USD |
American |
21 Feb 2020 |
2.9900 USD |
Call Option |
Purchasing |
100 |
90 USD |
American |
17 Jan 2020 |
0.2000 USD |
Call Option |
Purchasing |
1,000 |
90 USD |
American |
24 Jan 2020 |
0.6900 USD |
Call Option |
Purchasing |
200 |
90 USD |
American |
21 Feb 2020 |
1.7700 USD |
Call Option |
Purchasing |
2,200 |
95 USD |
American |
20 Mar 2020 |
1.0581 USD |
Call Option |
Purchasing |
100 |
98 USD |
American |
21 Feb 2020 |
0.2500 USD |
Call Option |
Purchasing |
100 |
110 USD |
American |
19 Jun 2020 |
0.3300 USD |
Call Option |
Selling |
1,200 |
87 USD |
American |
17 Jan 2020 |
1.2083 USD |
Call Option |
Selling |
16,300 |
88 USD |
American |
17 Jan 2020 |
0.7131 USD |
Call Option |
Selling |
1,200 |
88 USD |
American |
17 Jan 2020 |
0.9416 USD |
Call Option |
Selling |
25,300 |
89 USD |
American |
17 Jan 2020 |
0.5141 USD |
Call Option |
Selling |
8,200 |
90 USD |
American |
17 Jan 2020 |
0.2467 USD |
Call Option |
Selling |
1,000 |
90 USD |
American |
24 Jan 2020 |
0.5400 USD |
Call Option |
Selling |
100 |
90 USD |
American |
15 May 2020 |
3.4500 USD |
Call Option |
Selling |
7,200 |
91 USD |
American |
17 Jan 2020 |
0.1291 USD |
Call Option |
Selling |
1,200 |
92 USD |
American |
17 Jan 2020 |
0.0800 USD |
Call Option |
Selling |
1,300 |
92 USD |
American |
17 Jan 2020 |
0.1300 USD |
Call Option |
Selling |
100 |
93 USD |
American |
21 Feb 2020 |
0.9700 USD |
Call Option |
Selling |
100 |
95 USD |
American |
21 Feb 2020 |
0.4900 USD |
Call Option |
Selling |
2,000 |
130 USD |
American |
15 Jan 2021 |
0.5000 USD |
Put Option |
Purchasing |
200 |
70 USD |
American |
21 Aug 2020 |
1.5000 USD |
Put Option |
Purchasing |
500 |
85 USD |
American |
21 Feb 2020 |
1.7920 USD |
Put Option |
Purchasing |
100 |
87 USD |
American |
17 Jan 2020 |
0.6400 USD |
Put Option |
Purchasing |
500 |
88 USD |
American |
21 Feb 2020 |
2.7500 USD |
Put Option |
Selling |
2,000 |
58 USD |
American |
15 Jan 2021 |
1.5200 USD |
Put Option |
Selling |
100 |
60 USD |
American |
21 Feb 2020 |
0.0700 USD |
Put Option |
Selling |
5,000 |
63 USD |
American |
15 Jan 2021 |
2.2100 USD |
Put Option |
Selling |
300 |
87 USD |
American |
17 Jan 2020 |
0.8900 USD |
Put Option |
Selling |
1,400 |
88 USD |
American |
17 Jan 2020 |
0.8000 USD |
Put Option |
Selling |
100 |
88 USD |
American |
17 Jan 2020 |
1.0400 USD |
Put Option |
Selling |
400 |
88 USD |
American |
7 Feb 2020 |
2.0300 USD |
Put Option |
Selling |
1,200 |
89 USD |
American |
17 Jan 2020 |
1.9900 USD |
Put Option |
Selling |
400 |
130 USD |
American |
17 Jan 2020 |
40.3000 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options |
Purchased |
1,000 |
72.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
363,000 |
65.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
101,800 |
60.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
10,800 |
87.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
3,300 |
87.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
200 |
50.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
8,500 |
88.0000 |
American |
Jan 31, 2020 |
Call Options |
Purchased |
400 |
89.5000 |
American |
Jan 24, 2020 |
Put Options |
Written |
1,200 |
85.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
13,600 |
75.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
2,900 |
70.0000 |
American |
May 15, 2020 |
Put Options |
Written |
2,600 |
75.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
11,700 |
82.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
4,000 |
37.5000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
100 |
72.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
9,200 |
85.5000 |
American |
Jan 31, 2020 |
Put Options |
Written |
4,500 |
77.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
1,000 |
82.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
600 |
75.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-1,300 |
86.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,300 |
120.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,900 |
57.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100 |
80.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-2,800 |
50.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-900 |
135.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-600 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-600 |
55.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,200 |
87.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-1,400 |
89.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-17,700 |
90.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-100 |
70.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-100 |
95.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-1,000 |
130.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-3,300 |
93.0000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-4,500 |
115.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-20,000 |
92.0000 |
American |
Feb 7, 2020 |
Call Options |
Written |
-200 |
105.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-3,000 |
135.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-48,100 |
85.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-3,700 |
130.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,000 |
47.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-100 |
50.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-1,000 |
90.0000 |
American |
Jan 24, 2020 |
Call Options |
Written |
-8,600 |
91.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-400 |
92.0000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-11,700 |
97.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
302,100 |
60.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
19,600 |
92.0000 |
American |
Jan 31, 2020 |
Call Options |
Purchased |
3,700 |
95.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
50,000 |
57.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
4,200 |
45.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
1,000 |
92.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
2,600 |
88.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
600 |
62.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
85.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
6,800 |
92.5000 |
American |
May 15, 2020 |
Put Options |
Written |
5,000 |
62.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
49,000 |
95.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
8,400 |
95.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
4,200 |
85.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
3,900 |
50.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
73,000 |
70.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
15,400 |
42.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
3,500 |
47.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
1,000 |
145.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
9,100 |
95.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
4,000 |
57.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,300 |
72.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
400 |
120.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
900 |
82.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-10,000 |
110.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-300 |
88.0000 |
American |
Jan 24, 2020 |
Put Options |
Purchased |
-1,000 |
47.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-11,600 |
130.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100 |
85.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-12,100 |
55.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100 |
95.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-18,200 |
110.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
95.0000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-1,500 |
75.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,200 |
95.0000 |
American |
Feb 7, 2020 |
Call Options |
Written |
-200 |
97.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-400 |
87.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-1,400 |
89.0000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-2,400 |
55.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-200 |
83.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-400 |
95.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-100 |
82.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-200 |
91.5000 |
American |
Jan 31, 2020 |
Call Options |
Purchased |
900 |
90.5000 |
American |
Feb 28, 2020 |
Put Options |
Written |
400 |
87.5000 |
American |
Feb 7, 2020 |
Call Options |
Purchased |
3,000 |
105.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
22,200 |
91.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
2,200 |
95.0000 |
American |
Mar 20, 2020 |
Put Options |
Written |
1,800 |
57.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
16,500 |
62.5000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
3,000 |
97.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
100 |
77.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
900 |
88.5000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-300 |
110.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-800 |
125.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-3,900 |
85.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-13,200 |
95.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-23,300 |
60.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-6,300 |
85.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,200 |
90.5000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-120,000 |
85.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-1,600 |
110.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-900 |
85.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,700 |
90.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-2,000 |
45.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-900 |
110.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-4,200 |
85.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-1,300 |
75.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-1,900 |
97.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,300 |
50.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,900 |
115.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-7,600 |
72.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-3,500 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-700 |
80.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-3,600 |
97.5000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-100 |
100.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-600 |
42.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-3,000 |
75.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-4,400 |
40.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
156,100 |
65.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
5,700 |
90.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
300 |
85.0000 |
American |
May 15, 2020 |
Put Options |
Written |
175,000 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
2,500 |
47.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
400 |
90.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
2,700 |
87.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
3,200 |
55.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
400 |
32.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,000 |
65.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
5,100 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
800 |
85.0000 |
American |
Feb 7, 2020 |
Call Options |
Purchased |
1,300 |
92.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
85.0000 |
American |
Jan 31, 2020 |
Put Options |
Written |
37,300 |
57.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
4,000 |
62.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
1,800 |
82.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
7,800 |
80.0000 |
American |
May 15, 2020 |
Put Options |
Written |
1,000 |
42.5000 |
American |
Jan 21, 2022 |
Put Options |
Written |
200 |
37.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
6,400 |
90.0000 |
American |
Aug 21, 2020 |
Call Options |
Purchased |
800 |
155.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
600 |
80.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,300 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-15,900 |
88.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-12,500 |
90.0000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-200 |
110.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-79,900 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100 |
100.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-2,000 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,000 |
42.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-51,100 |
92.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-200 |
87.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,200 |
92.5000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-2,800 |
42.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-3,000 |
90.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-2,100 |
97.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-6,800 |
105.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-200 |
70.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-2,200 |
40.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-200 |
92.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,200 |
72.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-4,200 |
93.5000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-5,200 |
85.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-13,000 |
100.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,500 |
105.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-4,600 |
115.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-9,100 |
87.5000 |
American |
May 15, 2020 |
Call Options |
Written |
-10,900 |
92.5000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
8,700 |
90.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
200 |
110.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
600 |
77.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
7,400 |
87.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
300 |
65.0000 |
American |
May 15, 2020 |
Put Options |
Written |
12,100 |
70.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
200 |
67.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
1,100 |
60.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
100 |
83.5000 |
American |
Jan 31, 2020 |
Put Options |
Written |
1,900 |
55.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
8,300 |
86.5000 |
American |
Jan 24, 2020 |
Put Options |
Written |
3,400 |
67.5000 |
American |
Jan 17, 2020 |
Put Options |
Written |
100 |
77.5000 |
American |
May 15, 2020 |
Put Options |
Written |
28,300 |
62.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
13,800 |
75.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
500 |
82.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
100 |
77.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
35,500 |
90.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
4,800 |
86.0000 |
American |
Jan 24, 2020 |
Put Options |
Written |
17,100 |
85.0000 |
American |
Jan 24, 2020 |
Put Options |
Purchased |
-500 |
84.0000 |
American |
Feb 7, 2020 |
Put Options |
Purchased |
-26,000 |
92.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,300 |
115.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-2,700 |
125.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-7,200 |
91.0000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-4,700 |
35.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-70,000 |
67.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-300 |
97.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,200 |
130.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-700 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-400 |
94.5000 |
American |
Feb 7, 2020 |
Put Options |
Purchased |
-400 |
92.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-1,800 |
100.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-2,600 |
72.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-900 |
60.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-3,300 |
145.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-3,700 |
75.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-4,800 |
55.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-100 |
60.0000 |
American |
Feb 21, 2020 |
Call Options |
Written |
-2,500 |
115.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-700 |
42.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,500 |
185.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,200 |
92.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,500 |
82.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-200 |
70.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-100,300 |
120.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-400 |
100.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-700 |
95.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
300 |
35.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
90,000 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
13,500 |
80.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
100 |
90.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
30,000 |
70.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
2,000 |
93.5000 |
American |
Feb 14, 2020 |
Put Options |
Written |
1,500 |
62.5000 |
American |
May 15, 2020 |
Put Options |
Written |
1,400 |
55.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
125.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
400 |
90.0000 |
American |
Jan 31, 2020 |
Put Options |
Written |
400 |
50.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
100 |
57.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
1,100 |
75.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
500 |
87.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-300 |
60.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-600 |
86.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-100 |
180.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-4,400 |
70.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-400 |
92.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-1,100 |
92.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-2,100 |
115.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-100 |
89.5000 |
American |
Jan 31, 2020 |
Put Options |
Purchased |
-700 |
92.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,900 |
40.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-2,800 |
81.5000 |
American |
Feb 7, 2020 |
Put Options |
Purchased |
-3,800 |
87.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-9,400 |
72.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,000 |
150.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-400 |
82.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-4,700 |
120.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-18,000 |
95.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
275,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
100 |
94.0000 |
American |
Jan 17, 2020 |
Call Options |
Purchased |
200 |
55.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
100 |
65.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
5,000 |
67.5000 |
American |
Feb 21, 2020 |
Put Options |
Written |
500 |
45.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
18,300 |
85.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
8,400 |
100.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
2,200 |
105.0000 |
American |
May 15, 2020 |
Put Options |
Written |
3,500 |
87.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,300 |
105.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
500 |
45.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
5,800 |
105.0000 |
American |
Jan 17, 2020 |
Put Options |
Written |
300 |
65.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
1,000 |
77.5000 |
American |
Jun 19, 2020 |
Put Options |
Written |
100 |
130.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
14,500 |
67.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
4,200 |
80.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-4,100 |
87.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-400 |
82.5000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-100 |
75.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-400 |
87.0000 |
American |
Feb 14, 2020 |
Call Options |
Written |
-6,800 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,000 |
115.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-67,400 |
100.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-18,500 |
89.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-300 |
83.0000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-100 |
85.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-15,300 |
95.0000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-900 |
40.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-3,900 |
100.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
600 |
72.5000 |
American |
May 15, 2020 |
Call Options |
Purchased |
500 |
90.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
1,500 |
80.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,700 |
57.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
1,100 |
45.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
100 |
85.0000 |
American |
Jan 21, 2022 |
Put Options |
Written |
15,700 |
80.0000 |
American |
Feb 21, 2020 |
Put Options |
Written |
1,100 |
67.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
400 |
85.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
7,300 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
5,000 |
100.0000 |
American |
May 15, 2020 |
Put Options |
Written |
17,000 |
65.0000 |
American |
Feb 21, 2020 |
Call Options |
Purchased |
400 |
82.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-1,500 |
140.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,500 |
110.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-8,800 |
90.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-100,000 |
85.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-26,000 |
90.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-500 |
87.5000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-1,700 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-500 |
47.5000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-1,400 |
91.5000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-4,600 |
100.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-7,700 |
92.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-7,900 |
77.5000 |
American |
Feb 21, 2020 |
Put Options |
Purchased |
-100 |
87.5000 |
American |
Jan 31, 2020 |
Call Options |
Written |
-3,100 |
135.0000 |
American |
Jan 17, 2020 |
Call Options |
Written |
-5,700 |
95.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,000 |
87.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,200 |
82.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-4,500 |
72.5000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-700 |
96.0000 |
American |
Jan 17, 2020 |
Put Options |
Purchased |
-9,700 |
100.0000 |
American |
Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.