Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	6^th December 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	165,834	0.029%	1,280,285	0.220%
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	8,000	0.001%	-	-
TOTAL:	173,834	0.030%	1,280,285	0.220%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	10,000,000	1.600%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	10,000,000	1.600%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Sale	400	24.36
US6687711084	Sale	300	24.34
US6687711084	Sale	100	24.23
US6687711084	Sale	621	24.38
US6687711084	Sale	1,200	24.39
US6687711084	Sale	600	24.01
US6687711084	Sale	300	23.98
US6687711084	Sale	167	23.94
US6687711084	Sale	149	24.29
US6687711084	Sale	100	23.93
US6687711084	Sale	500	24.00
US6687711084	Sale	300	24.06
US6687711084	Sale	100	24.52
US6687711084	Sale	100	24.50
US6687711084	Sale	101	23.99
US6687711084	Sale	51	24.51
US6687711084	Sale	88	24.47
US6687711084	Sale	400	24.05
US6687711084	Sale	300	24.08
US6687711084	Sale	1,800	24.40
US6687711084	Sale	100	24.35
US6687711084	Sale	119	24.32
US6687711084	Sale	55	24.49
US6687711084	Sale	1	24.42
US6687711084	Sale	101	24.43
US6687711084	Sale	22	24.44
US6687711084	Sale	2,801	24.37
US6687711084	Sale	691	24.33
US6687711084	Sale	374	24.31
US6687711084	Sale	838	24.24
US6687711084	Sale	417	24.28
US6687711084	Sale	300	24.41
US6687711084	Sale	200	24.46
US6687711084	Sale	100	24.09
US6687711084	Sale	100	24.27
US6687711084	Sale	18	24.57
US6687711084	Sale	200	24.03
US6687711084	Sale	12,479	24.34
US6687711084	Sale	3,041	24.38
US6687711084	Sale	6,894	24.39
US6687711084	Sale	543	24.01
US6687711084	Sale	417	24.07
US6687711084	Sale	1	23.93
US6687711084	Sale	452	24.30
US6687711084	Sale	359	24.50
US6687711084	Sale	407	24.02
US6687711084	Sale	2,829	24.40
US6687711084	Sale	2,800	24.32
US6687711084	Sale	1	24.49
US6687711084	Sale	377	24.42
US6687711084	Sale	1	24.45
US6687711084	Sale	506	24.37
US6687711084	Sale	803	24.31
US6687711084	Sale	300	24.28
US6687711084	Sale	72	24.27
US6687711084	Sale	439	24.17
US6687711084	Sale	365	24.22
US6687711084	Sale	387	24.03
US6687711084	Purchase	300	24.34
US6687711084	Sale	2,224	24.34
US6687711084	Purchase	977	24.38
US6687711084	Sale	100	24.38
US6687711084	Purchase	668	24.39
US6687711084	Sale	500	24.18
US6687711084	Sale	100	23.94
US6687711084	Sale	200	24.29
US6687711084	Sale	29	23.93
US6687711084	Sale	258	24.06
US6687711084	Sale	400	24.30
US6687711084	Sale	300	24.16
US6687711084	Sale	3	24.47
US6687711084	Purchase	649	24.40
US6687711084	Sale	1,511	24.40
US6687711084	Purchase	100	24.35
US6687711084	Sale	200	24.32
US6687711084	Purchase	31	24.42
US6687711084	Sale	100	24.42
US6687711084	Sale	539	24.43
US6687711084	Sale	300	24.44
US6687711084	Sale	1,299	24.37
US6687711084	Sale	2,700	24.33
US6687711084	Sale	200	24.24
US6687711084	Sale	200	24.26
US6687711084	Purchase	79	24.41
US6687711084	Sale	2	24.48
US6687711084	Purchase	1,430	24.36
US6687711084	Sale	398	24.36
US6687711084	Purchase	6,078	24.34
US6687711084	Sale	6,528	24.34
US6687711084	Purchase	1,221	24.23
US6687711084	Purchase	456	24.13
US6687711084	Purchase	1,048	24.38
US6687711084	Purchase	12,621	24.39
US6687711084	Sale	2,270	24.39
US6687711084	Sale	55	24.01
US6687711084	Sale	1,200	23.98
US6687711084	Purchase	88	24.29
US6687711084	Purchase	152	24.30
US6687711084	Purchase	58	24.53
US6687711084	Purchase	361	24.50
US6687711084	Sale	234	23.99
US6687711084	Purchase	6,890	24.40
US6687711084	Purchase	305	24.35
US6687711084	Sale	1,800	24.35
US6687711084	Purchase	4,100	24.32
US6687711084	Sale	22	24.32
US6687711084	Purchase	9	24.49
US6687711084	Purchase	166	24.42
US6687711084	Purchase	448	24.43
US6687711084	Sale	1,212	24.43
US6687711084	Purchase	429	24.55
US6687711084	Purchase	1,210	24.37
US6687711084	Sale	133	24.37
US6687711084	Sale	200	24.14
US6687711084	Purchase	3,449	24.33
US6687711084	Purchase	2,280	24.31
US6687711084	Purchase	39	24.24
US6687711084	Purchase	115	24.26
US6687711084	Purchase	92	24.28
US6687711084	Purchase	4,084	24.41
US6687711084	Sale	100	23.95
US6687711084	Purchase	420	24.46
US6687711084	Purchase	147	24.27
US6687711084	Sale	200	24.27
US6687711084	Purchase	372	24.48
US6687711084	Purchase	19	24.22
US6687711084	Purchase	1,228	24.21
US6687711084	Sale	165	24.36
US6687711084	Sale	70	24.34
US6687711084	Purchase	44	24.23
US6687711084	Purchase	64	24.38
US6687711084	Sale	917	24.38
US6687711084	Sale	935	24.39
US6687711084	Sale	100	24.29
US6687711084	Sale	100	24.51
US6687711084	Sale	937	24.40
US6687711084	Purchase	48	24.35
US6687711084	Sale	1	24.32
US6687711084	Purchase	16	24.49
US6687711084	Purchase	21	24.42
US6687711084	Sale	72	24.43
US6687711084	Purchase	16	24.44
US6687711084	Sale	16	24.44
US6687711084	Sale	265	24.37
US6687711084	Sale	102	24.33
US6687711084	Purchase	21	24.31
US6687711084	Sale	100	24.24
US6687711084	Sale	100	24.28
US6687711084	Purchase	2	24.41
US6687711084	Sale	716	24.41
US6687711084	Purchase	21	24.27
US6687711084	Sale	200	24.54
US6687711084	Purchase	83	24.36
US6687711084	Purchase	1,679	24.34
US6687711084	Sale	30	24.34
US6687711084	Sale	276	24.13
US6687711084	Sale	6	24.07
US6687711084	Sale	15	24.29
US6687711084	Sale	97	24.06
US6687711084	Sale	23	24.50
US6687711084	Sale	4	24.02
US6687711084	Sale	40	24.05
US6687711084	Purchase	4	24.35
US6687711084	Sale	4	24.32
US6687711084	Sale	31	24.37
US6687711084	Sale	20	24.33
US6687711084	Sale	8	24.31
US6687711084	Sale	23	24.41
US6687711084	Sale	27	24.46
US6687711084	Sale	4	24.25
US6687711084	Sale	23	24.54
US6687711084	Sale	17	24.20
US6687711084	Purchase	9,317	24.29
US6687711084	Purchase	3,990	24.30
US6687711084	Purchase	100	24.26
US6687711084	Purchase	1,293	24.28

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	7^th December 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US6687711084	Call Option	Purchased	8,000	25.00	American	20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

Category Code: RET

Sequence Number: 752298

Time of Receipt (offset from UTC): 20211207T120932+0000