FORM 8.3 - NORTONLIFELOCK INC.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	02 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,614,180	0.28%	881,843	0.15%
(2)	Cash-settled derivatives:
		636,598	0.11%	1,513,168	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	2,100	0.00%
(4)
	TOTAL:	2,250,778	0.39%	2,397,111	0.41%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	386,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	386,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	2	24.0700 USD
USD 0.01 common	Purchase	8	24.1700 USD
USD 0.01 common	Purchase	8	24.1900 USD
USD 0.01 common	Purchase	8	24.1600 USD
USD 0.01 common	Purchase	16	24.1650 USD
USD 0.01 common	Purchase	78	23.9543 USD
USD 0.01 common	Purchase	100	23.8600 USD
USD 0.01 common	Purchase	100	23.8050 USD
USD 0.01 common	Purchase	100	24.1640 USD
USD 0.01 common	Purchase	100	24.0400 USD
USD 0.01 common	Purchase	123	24.1875 USD
USD 0.01 common	Purchase	182	24.0767 USD
USD 0.01 common	Purchase	200	23.9775 USD
USD 0.01 common	Purchase	200	24.0950 USD
USD 0.01 common	Purchase	200	24.0120 USD
USD 0.01 common	Purchase	280	23.8000 USD
USD 0.01 common	Purchase	300	24.2083 USD
USD 0.01 common	Purchase	385	23.9200 USD
USD 0.01 common	Purchase	400	24.0424 USD
USD 0.01 common	Purchase	632	24.0963 USD
USD 0.01 common	Purchase	820	24.1020 USD
USD 0.01 common	Purchase	997	24.0381 USD
USD 0.01 common	Purchase	1,208	23.9990 USD
USD 0.01 common	Purchase	1,729	23.9824 USD
USD 0.01 common	Purchase	1,956	23.9694 USD
USD 0.01 common	Purchase	3,619	24.0384 USD
USD 0.01 common	Purchase	5,794	23.9248 USD
USD 0.01 common	Purchase	6,851	23.9243 USD
USD 0.01 common	Purchase	10,026	24.0896 USD
USD 0.01 common	Purchase	11,401	24.0531 USD
USD 0.01 common	Purchase	12,091	24.0390 USD
USD 0.01 common	Purchase	17,176	24.0183 USD
USD 0.01 common	Purchase	20,526	24.0718 USD
USD 0.01 common	Purchase	32,213	24.0900 USD
USD 0.01 common	Purchase	53,934	24.1421 USD
USD 0.01 common	Purchase	77,041	23.9422 USD
USD 0.01 common	Sale	1	23.7700 USD
USD 0.01 common	Sale	100	23.8050 USD
USD 0.01 common	Sale	100	24.1414 USD
USD 0.01 common	Sale	100	23.9800 USD
USD 0.01 common	Sale	100	24.1800 USD
USD 0.01 common	Sale	152	24.2400 USD
USD 0.01 common	Sale	200	24.0120 USD
USD 0.01 common	Sale	200	24.0650 USD
USD 0.01 common	Sale	297	24.0305 USD
USD 0.01 common	Sale	299	24.0531 USD
USD 0.01 common	Sale	300	24.1433 USD
USD 0.01 common	Sale	356	24.1118 USD
USD 0.01 common	Sale	400	24.2250 USD
USD 0.01 common	Sale	504	24.2244 USD
USD 0.01 common	Sale	549	23.9753 USD
USD 0.01 common	Sale	800	23.9562 USD
USD 0.01 common	Sale	907	23.9784 USD
USD 0.01 common	Sale	1,000	24.0020 USD
USD 0.01 common	Sale	1,242	24.0371 USD
USD 0.01 common	Sale	1,314	23.8948 USD
USD 0.01 common	Sale	1,376	23.9495 USD
USD 0.01 common	Sale	1,600	23.9881 USD
USD 0.01 common	Sale	1,708	23.9944 USD
USD 0.01 common	Sale	1,749	24.1516 USD
USD 0.01 common	Sale	1,900	23.9731 USD
USD 0.01 common	Sale	2,896	24.1931 USD
USD 0.01 common	Sale	4,870	23.9976 USD
USD 0.01 common	Sale	6,713	24.0940 USD
USD 0.01 common	Sale	8,763	24.0057 USD
USD 0.01 common	Sale	10,025	24.0896 USD
USD 0.01 common	Sale	11,585	24.0935 USD
USD 0.01 common	Sale	12,890	24.0563 USD
USD 0.01 common	Sale	14,665	24.1662 USD
USD 0.01 common	Sale	34,391	24.1251 USD
USD 0.01 common	Sale	36,701	24.0900 USD
USD 0.01 common	Sale	94,556	23.9416 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	3 Dec 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

Category Code: RET

Sequence Number: 751992

Time of Receipt (offset from UTC): 20211203T105320+0000