Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	13^th October 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	1,497,528	0.257%	322,100	0.055%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			-	-
TOTAL:	1,498,236	0.258%	322,100	0.055%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	10,000	25.08
US6687711084	Sale	10,000	25.08
US6687711084	Purchase	501	25.08
US6687711084	Purchase	111	25.54
US6687711084	Purchase	214	25.34
US6687711084	Purchase	28	25.43
US6687711084	Purchase	44	25.42
US6687711084	Purchase	549	25.32
US6687711084	Purchase	55	25.27
US6687711084	Purchase	100	25.44
US6687711084	Purchase	33	25.33
US6687711084	Purchase	22	25.28
US6687711084	Purchase	8	25.25
US6687711084	Purchase	11	25.30
US6687711084	Purchase	22	25.39
US6687711084	Purchase	100	25.51
US6687711084	Purchase	12	25.24
US6687711084	Purchase	4	25.12
US6687711084	Purchase	100	25.15
US6687711084	Purchase	86	25.10
US6687711084	Purchase	4	25.13
US6687711084	Purchase	24	25.19
US6687711084	Purchase	28	25.14
US6687711084	Purchase	4	25.23
US6687711084	Sale	200	25.35
US6687711084	Purchase	3,150	25.08
US6687711084	Sale	100	25.38
US6687711084	Purchase	61	25.34
US6687711084	Purchase	100	25.29
US6687711084	Sale	100	25.29
US6687711084	Purchase	117	25.50
US6687711084	Sale	200	25.37
US6687711084	Sale	113	25.40
US6687711084	Purchase	1,157	25.32
US6687711084	Sale	182	25.27
US6687711084	Sale	100	25.26
US6687711084	Sale	700	25.31
US6687711084	Sale	200	25.33
US6687711084	Sale	200	25.36
US6687711084	Sale	100	25.30
US6687711084	Purchase	100	25.47
US6687711084	Purchase	106	25.51
US6687711084	Purchase	23,664	25.35
US6687711084	Purchase	12,130	25.08
US6687711084	Purchase	578	25.54
US6687711084	Purchase	2,601	25.38
US6687711084	Purchase	1,700	25.34
US6687711084	Purchase	4,470	25.29
US6687711084	Purchase	700	25.43
US6687711084	Purchase	285	25.55
US6687711084	Purchase	100	25.50
US6687711084	Purchase	200	25.37
US6687711084	Purchase	100	25.40
US6687711084	Purchase	2,373	25.32
US6687711084	Purchase	215	25.27
US6687711084	Sale	95	25.27
US6687711084	Purchase	1,228	25.49
US6687711084	Purchase	400	25.26
US6687711084	Purchase	1,100	25.44
US6687711084	Purchase	1,000	25.31
US6687711084	Purchase	3,182	25.33
US6687711084	Purchase	300	25.28
US6687711084	Purchase	2,000	25.41
US6687711084	Purchase	288	25.25
US6687711084	Purchase	1,411	25.30
US6687711084	Purchase	2,068	25.39
US6687711084	Purchase	100	25.58
US6687711084	Purchase	234	25.46
US6687711084	Purchase	807	25.12
US6687711084	Purchase	7,009	25.16
US6687711084	Purchase	1,000	25.15
US6687711084	Purchase	833	25.10
US6687711084	Purchase	154	25.09
US6687711084	Purchase	300	25.11
US6687711084	Purchase	142	25.22
US6687711084	Purchase	875	25.18
US6687711084	Purchase	16,636	25.17
US6687711084	Purchase	5,047	25.13
US6687711084	Purchase	984	25.14
US6687711084	Purchase	4,471	25.35
US6687711084	Purchase	3,220	25.08
US6687711084	Purchase	100	25.54
US6687711084	Purchase	444	25.38
US6687711084	Purchase	2,726	25.34
US6687711084	Sale	418	25.34
US6687711084	Purchase	4,643	25.29
US6687711084	Sale	137	25.29
US6687711084	Purchase	1,355	25.43
US6687711084	Purchase	22	25.55
US6687711084	Purchase	100	25.50
US6687711084	Purchase	1,845	25.37
US6687711084	Purchase	1,000	25.40
US6687711084	Purchase	700	25.32
US6687711084	Sale	100	25.32
US6687711084	Purchase	475	25.27
US6687711084	Sale	100	25.27
US6687711084	Purchase	100	25.49
US6687711084	Purchase	420	25.26
US6687711084	Sale	1,400	25.26
US6687711084	Purchase	190	25.56
US6687711084	Sale	100	25.56
US6687711084	Purchase	269	25.44
US6687711084	Purchase	3,865	25.31
US6687711084	Purchase	444	25.33
US6687711084	Purchase	481	25.28
US6687711084	Sale	1,053	25.28
US6687711084	Purchase	134	25.52
US6687711084	Sale	125	25.52
US6687711084	Purchase	640	25.36
US6687711084	Purchase	500	25.25
US6687711084	Sale	308	25.25
US6687711084	Purchase	84	25.53
US6687711084	Purchase	7,977	25.30
US6687711084	Sale	600	25.30
US6687711084	Purchase	361	25.39
US6687711084	Purchase	548	25.24
US6687711084	Purchase	1,604	25.12
US6687711084	Purchase	1,322	25.16
US6687711084	Purchase	200	25.15
US6687711084	Sale	200	25.15
US6687711084	Purchase	400	25.20
US6687711084	Purchase	289	25.21
US6687711084	Purchase	485	25.10
US6687711084	Purchase	100	25.09
US6687711084	Purchase	100	25.11
US6687711084	Purchase	553	25.22
US6687711084	Purchase	200	25.48
US6687711084	Sale	188	25.48
US6687711084	Purchase	25	25.45
US6687711084	Purchase	813	25.18
US6687711084	Sale	55	25.18
US6687711084	Purchase	1,309	25.17
US6687711084	Sale	200	25.17
US6687711084	Purchase	34	25.57
US6687711084	Sale	100	25.57
US6687711084	Purchase	622	25.13
US6687711084	Purchase	276	25.19
US6687711084	Purchase	93	25.23
US6687711084	Purchase	1	25.43
US6687711084	Purchase	637	25.07
US6687711084	Purchase	10,000	25.46

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	14^th October 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.