Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	22^nd September 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Gamesys Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	0.01 common (US05875B1061)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	137,246	0.308%	11,983	0.027%
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	200,000	0.449%	65,300	0.154%
TOTAL:	337,246	0.756%	77,283	0.173%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US05875B1061	Purchase	25	44.99
US05875B1061	Sale	5	45.08
US05875B1061	Purchase	10	47.00
US05875B1061	Sale	200	45.99
US05875B1061	Sale	2	46.04
US05875B1061	Purchase	2	47.34
US05875B1061	Purchase	11	46.99
US05875B1061	Purchase	6	47.43
US05875B1061	Purchase	10	47.21
US05875B1061	Sale	52	47.35
US05875B1061	Purchase	156	47.28
US05875B1061	Purchase	10	47.12
US05875B1061	Sale	1,381	47.25
US05875B1061	Purchase	85	46.94
US05875B1061	Purchase	90	46.89
US05875B1061	Purchase	181	47.10
US05875B1061	Purchase	45	47.19
US05875B1061	Purchase	172	47.29
US05875B1061	Purchase	79	47.17
US05875B1061	Purchase	250	47.24
US05875B1061	Purchase	23	47.46
US05875B1061	Purchase	456	47.16
US05875B1061	Purchase	124	45.47
US05875B1061	Purchase	46	46.81
US05875B1061	Purchase	1	46.24
US05875B1061	Purchase	6	46.85
US05875B1061	Purchase	100	46.73
US05875B1061	Purchase	9	46.80
US05875B1061	Purchase	90	46.50
US05875B1061	Purchase	100	46.20
US05875B1061	Purchase	302	47.25
US05875B1061	Purchase	3	47.00
US05875B1061	Purchase	1	47.34
US05875B1061	Purchase	278	46.86
US05875B1061	Purchase	1,577	46.51
US05875B1061	Purchase	100	47.42
US05875B1061	Purchase	100	45.95
US05875B1061	Purchase	343	47.10
US05875B1061	Purchase	619	47.14
US05875B1061	Purchase	632	46.47
US05875B1061	Purchase	2,219	46.59
US05875B1061	Purchase	100	46.42
US05875B1061	Purchase	124	47.19
US05875B1061	Purchase	35	46.70
US05875B1061	Purchase	301	47.29
US05875B1061	Purchase	102	47.11
US05875B1061	Purchase	154	47.21
US05875B1061	Purchase	1,990	47.26
US05875B1061	Purchase	155	47.35
US05875B1061	Purchase	100	47.48
US05875B1061	Purchase	100	47.24
US05875B1061	Purchase	100	47.41
US05875B1061	Purchase	100	47.33
US05875B1061	Sale	900	46.81
US05875B1061	Sale	200	46.85
US05875B1061	Sale	10	45.88
US05875B1061	Purchase	30	45.54
US05875B1061	Sale	49	46.50
US05875B1061	Purchase	758	47.25
US05875B1061	Sale	264	47.25
US05875B1061	Purchase	49	47.00
US05875B1061	Purchase	10	46.90
US05875B1061	Sale	10	46.90
US05875B1061	Sale	300	46.77
US05875B1061	Purchase	33	47.42
US05875B1061	Purchase	100	45.92
US05875B1061	Purchase	20	47.10
US05875B1061	Sale	100	46.87
US05875B1061	Sale	1,000	47.19
US05875B1061	Sale	300	46.97
US05875B1061	Purchase	41	46.91
US05875B1061	Sale	1	47.29
US05875B1061	Purchase	10	47.43
US05875B1061	Sale	100	47.18
US05875B1061	Sale	10	46.95
US05875B1061	Sale	100	47.21
US05875B1061	Sale	300	47.07
US05875B1061	Sale	111	47.36
US05875B1061	Sale	86	47.17
US05875B1061	Sale	3	46.96
US05875B1061	Sale	2	47.32
US05875B1061	Purchase	27	47.59
US05875B1061	Purchase	10	47.46
US05875B1061	Sale	18	45.90
US05875B1061	Sale	3	44.99
US05875B1061	Purchase	300	47.50
US05875B1061	Purchase	400	46.85
US05875B1061	Sale	90	47.25
US05875B1061	Purchase	200	46.69
US05875B1061	Purchase	100	47.00
US05875B1061	Sale	35	46.07
US05875B1061	Purchase	110	47.38
US05875B1061	Sale	16	46.94
US05875B1061	Purchase	200	47.34
US05875B1061	Purchase	900	47.53
US05875B1061	Sale	64	46.86
US05875B1061	Purchase	100	46.79
US05875B1061	Purchase	200	47.42
US05875B1061	Sale	16	47.42
US05875B1061	Sale	36	46.89
US05875B1061	Purchase	100	47.10
US05875B1061	Sale	10	47.14
US05875B1061	Sale	37	45.75
US05875B1061	Purchase	100	46.70
US05875B1061	Sale	8	47.29
US05875B1061	Purchase	267	47.22
US05875B1061	Sale	38	46.84
US05875B1061	Sale	15	46.83
US05875B1061	Sale	9	46.55
US05875B1061	Sale	3	47.35
US05875B1061	Purchase	190	47.23
US05875B1061	Sale	15	47.23
US05875B1061	Purchase	100	47.15
US05875B1061	Purchase	54	47.13
US05875B1061	Sale	9	46.96
US05875B1061	Purchase	1	47.24
US05875B1061	Sale	15	47.27
US05875B1061	Sale	40	47.20
US05875B1061	Sale	8	47.30
US05875B1061	Sale	16	47.16

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	23^rd September 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US05875B1061	Call Option	Sold	65,300	75	American	19/11/2021
US05875B1061	Call Option	Purchased	100,000	50	American	19/11/2021
US05875B1061	Put Option	Sold	100,000	35	American	19/11/2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET

Sequence Number: 746660

Time of Receipt (offset from UTC): 20210923T135429+0100