Form 8.3 - Ultra Electronics Holdings plc

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	ULTRA ELECTRONICS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	02 August 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	692,223	0.97%	71,670	0.10%
(2)	Cash-settled derivatives:
		51,146	0.07%	357,870	0.50%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	743,369	1.04%	429,540	0.60%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
5p ordinary	Purchase	42	31.7342 GBP
5p ordinary	Purchase	88	31.7800 GBP
5p ordinary	Purchase	300	31.6720 GBP
5p ordinary	Purchase	1,097	31.5577 GBP
5p ordinary	Purchase	1,228	31.7215 GBP
5p ordinary	Purchase	2,040	31.7200 GBP
5p ordinary	Sale	2	32.0400 GBP
5p ordinary	Sale	4	31.7800 GBP
5p ordinary	Sale	32	31.7215 GBP
5p ordinary	Sale	64	31.4800 GBP
5p ordinary	Sale	98	31.7815 GBP
5p ordinary	Sale	102	31.6117 GBP
5p ordinary	Sale	117	31.8969 GBP
5p ordinary	Sale	181	32.0059 GBP
5p ordinary	Sale	533	31.6838 GBP
5p ordinary	Sale	733	31.6203 GBP
5p ordinary	Sale	1,336	31.6359 GBP
5p ordinary	Sale	1,820	31.6764 GBP
5p ordinary	Sale	5,087	31.7729 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
5p ordinary	SWAP	Long	181	31.7432 GBP
5p ordinary	CFD	Long	733	31.6203 GBP
5p ordinary	SWAP	Long	1,089	31.8130 GBP
5p ordinary	SWAP	Long	1,198	31.6090 GBP
5p ordinary	SWAP	Long	1,728	31.8486 GBP
5p ordinary	SWAP	Long	2,214	31.6821 GBP
5p ordinary	SWAP	Long	2,547	31.7009 GBP
5p ordinary	SWAP	Short	649	31.7200 GBP
5p ordinary	CFD	Short	733	31.7200 GBP
5p ordinary	SWAP	Short	879	31.7058 GBP
5p ordinary	SWAP	Short	1,097	31.5577 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	3 Aug 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET

Sequence Number: 742976

Time of Receipt (offset from UTC): 20210803T132119+0100