FORM 8.3 - DIALOG SEMICONDUCTOR PLC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DIALOG SEMICONDUCTOR PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	24 February 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	987,185	1.29%	128,608	0.17%
(2)	Cash-settled derivatives:
		96,020	0.13%	773,487	1.01%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	1,083,205	1.41%	902,095	1.18%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	10	64.3600 EUR
10p ordinary	Purchase	27	64.5000 EUR
10p ordinary	Purchase	48	64.3625 EUR
10p ordinary	Purchase	56	64.4100 EUR
10p ordinary	Purchase	58	64.3500 EUR
10p ordinary	Purchase	91	64.5503 EUR
10p ordinary	Purchase	131	64.5100 EUR
10p ordinary	Purchase	163	64.3398 EUR
10p ordinary	Purchase	388	64.4747 EUR
10p ordinary	Purchase	491	64.5582 EUR
10p ordinary	Purchase	558	64.4875 EUR
10p ordinary	Purchase	695	64.4549 EUR
10p ordinary	Purchase	727	64.4683 EUR
10p ordinary	Purchase	761	64.5141 EUR
10p ordinary	Purchase	1,184	64.5200 EUR
10p ordinary	Purchase	1,252	64.5150 EUR
10p ordinary	Purchase	2,211	64.5547 EUR
10p ordinary	Purchase	2,391	64.5454 EUR
10p ordinary	Purchase	3,060	64.4760 EUR
10p ordinary	Purchase	3,422	64.4809 EUR
10p ordinary	Purchase	4,134	64.2800 EUR
10p ordinary	Purchase	8,367	64.3658 EUR
10p ordinary	Purchase	13,484	64.4911 EUR
10p ordinary	Sale	12	64.4600 EUR
10p ordinary	Sale	15	64.4000 EUR
10p ordinary	Sale	37	64.5600 EUR
10p ordinary	Sale	56	64.4100 EUR
10p ordinary	Sale	320	64.4809 EUR
10p ordinary	Sale	438	64.3210 EUR
10p ordinary	Sale	440	64.4562 EUR
10p ordinary	Sale	502	64.5000 EUR
10p ordinary	Sale	562	64.4836 EUR
10p ordinary	Sale	854	64.4238 EUR
10p ordinary	Sale	886	64.4983 EUR
10p ordinary	Sale	1,152	64.4872 EUR
10p ordinary	Sale	1,403	64.2800 EUR
10p ordinary	Sale	1,474	64.4215 EUR
10p ordinary	Sale	1,566	64.4420 EUR
10p ordinary	Sale	2,721	64.5027 EUR
10p ordinary	Sale	5,767	64.4083 EUR

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	CFD	Long	3	64.4200 EUR
10p ordinary	CFD	Long	36	64.4216 EUR
10p ordinary	SWAP	Long	520	64.2800 EUR
10p ordinary	SWAP	Long	617	64.4964 EUR
10p ordinary	CFD	Long	854	64.4238 EUR
10p ordinary	CFD	Long	1,435	64.4215 EUR
10p ordinary	CFD	Long	1,566	64.4420 EUR
10p ordinary	CFD	Short	697	64.2848 EUR
10p ordinary	CFD	Short	3,780	64.2800 EUR
10p ordinary	CFD	Short	6,666	64.5638 EUR
10p ordinary	CFD	Short	13,484	64.4911 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	25 Feb 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
10p ordinary	Call Options	Purchased	18,517	53.1888	European	26 Feb 2021
10p ordinary	Call Options	Purchased	19,361	53.6607	European	12 Mar 2021
10p ordinary	Call Options	Purchased	22,020	69.0099	European	30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET

Sequence Number: 731300

Time of Receipt (offset from UTC): 20210225T112233+0000