LONDON--(BUSINESS WIRE)--
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
|||
Long |
Short |
||||
Number |
(%) | Number |
(%) | ||
(1) |
Relevant securities |
|
|
||
249,353 |
0.11% |
920,764 |
0.40% |
||
|
|
||||
(2) |
Derivatives (other than options): |
|
|
||
481,466 |
0.21% |
29,700 |
0.01% |
||
|
|
||||
(3) |
Options and agreements to |
|
|
||
| purchase/sell: | 2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
||||
| TOTAL: |
|
|
|||
733,419 |
0.32% |
954,964 |
0.41% |
||
|
|
||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 1 |
197.2700 USD |
| Purchase | 18 |
197.2900 USD |
| Purchase | 100 |
196.4000 USD |
| Purchase | 100 |
196.2000 USD |
| Purchase | 100 |
196.6100 USD |
| Purchase | 100 |
196.7100 USD |
| Purchase | 100 |
196.6200 USD |
| Purchase | 107 |
198.0400 USD |
| Purchase | 200 |
196.4050 USD |
| Purchase | 206 |
197.4710 USD |
| Purchase | 496 |
197.1370 USD |
| Purchase | 711 |
197.0027 USD |
| Purchase | 788 |
196.9660 USD |
| Purchase | 2,898 |
196.5539 USD |
| Purchase | 2,965 |
196.7814 USD |
| Purchase | 4,185 |
197.5348 USD |
| Purchase | 5,800 |
197.4748 USD |
| Purchase | 8,622 |
196.4731 USD |
| Purchase | 9,610 |
196.9311 USD |
| Purchase | 14,310 |
196.9130 USD |
| Purchase | 16,656 |
196.6398 USD |
| Purchase | 17,609 |
197.2740 USD |
| Purchase | 17,879 |
196.8879 USD |
| Purchase | 18,066 |
197.0461 USD |
| Purchase | 51,264 |
196.9434 USD |
| Purchase | 105,669 |
196.9500 USD |
| Sale | 12 |
197.3700 USD |
| Sale | 19 |
197.2889 USD |
| Sale | 25 |
197.1100 USD |
| Sale | 30 |
197.0300 USD |
| Sale | 36 |
197.2400 USD |
| Sale | 55 |
196.9627 USD |
| Sale | 100 |
196.2000 USD |
| Sale | 100 |
197.1000 USD |
| Sale | 100 |
197.3600 USD |
| Sale | 100 |
197.5500 USD |
| Sale | 100 |
197.5600 USD |
| Sale | 100 |
197.9150 USD |
| Sale | 100 |
198.5100 USD |
| Sale | 200 |
196.7050 USD |
| Sale | 200 |
197.2050 USD |
| Sale | 211 |
196.6194 USD |
| Sale | 300 |
197.4366 USD |
| Sale | 300 |
197.7166 USD |
| Sale | 300 |
197.3133 USD |
| Sale | 300 |
197.2566 USD |
| Sale | 300 |
197.2513 USD |
| Sale | 320 |
197.3562 USD |
| Sale | 400 |
196.7875 USD |
| Sale | 500 |
197.2210 USD |
| Sale | 587 |
197.2000 USD |
| Sale | 599 |
197.2835 USD |
| Sale | 638 |
196.7575 USD |
| Sale | 665 |
197.2246 USD |
| Sale | 700 |
196.8546 USD |
| Sale | 778 |
196.8583 USD |
| Sale | 788 |
196.9660 USD |
| Sale | 900 |
196.7000 USD |
| Sale | 916 |
196.8762 USD |
| Sale | 1,000 |
196.7090 USD |
| Sale | 1,175 |
197.0962 USD |
| Sale | 1,300 |
196.9736 USD |
| Sale | 1,339 |
196.9677 USD |
| Sale | 1,383 |
197.0541 USD |
| Sale | 1,500 |
196.7346 USD |
| Sale | 3,023 |
197.3232 USD |
| Sale | 3,214 |
196.9109 USD |
| Sale | 3,272 |
197.1762 USD |
| Sale | 3,313 |
197.5929 USD |
| Sale | 4,200 |
196.9857 USD |
| Sale | 5,032 |
197.4985 USD |
| Sale | 5,067 |
196.9394 USD |
| Sale | 6,407 |
197.1684 USD |
| Sale | 7,722 |
196.4352 USD |
| Sale | 8,610 |
196.9087 USD |
| Sale | 13,010 |
196.9070 USD |
| Sale | 15,139 |
196.9747 USD |
| Sale | 75,808 |
196.9113 USD |
| Sale | 108,916 |
196.9500 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities |
Price per |
|
unit | ||
| SWAP | Long | 7,722 |
196.4152 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Jun 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of |
Exercise |
Type | Expiry |
| purchased | relevant securities |
price |
date |
||
to which the option |
|
|
|||
or derivative |
|
|
|||
relates |
|
|
|||
| Call Options | Purchased | 1,100 |
260.0000 |
American | Jul 17, 2020 |
| Call Options | Purchased | 1,500 |
240.0000 |
American | Jul 17, 2020 |
| Call Options | Written | -4,500 |
220.0000 |
American | Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.