LONDON--(BUSINESS WIRE)--
Amendment to Sales
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 06 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities |
|
|
|
|
4,173,108 |
1.27% |
2,881,197 |
0.88% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,687,345 |
0.82% |
2,844,446 |
0.86% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 234,600 |
0.07% |
162,500 |
0.05% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
7,095,053 |
2.16% |
5,888,143 |
1.79% |
||
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
1 |
178.6700 USD |
Purchase |
3 |
178.0250 USD |
Purchase |
8 |
178.1562 USD |
Purchase |
32 |
177.0800 USD |
Purchase |
42 |
178.1647 USD |
Purchase |
49 |
178.0800 USD |
Purchase |
82 |
178.7400 USD |
Purchase |
84 |
178.4907 USD |
Purchase |
93 |
179.2000 USD |
Purchase |
100 |
177.9550 USD |
Purchase |
100 |
177.7050 USD |
Purchase |
100 |
179.2800 USD |
Purchase |
100 |
177.1100 USD |
Purchase |
100 |
178.6500 USD |
Purchase |
100 |
178.7600 USD |
Purchase |
100 |
178.2250 USD |
Purchase |
100 |
178.0900 USD |
Purchase |
101 |
178.6109 USD |
Purchase |
168 |
178.3100 USD |
Purchase |
200 |
177.8800 USD |
Purchase |
200 |
178.5300 USD |
Purchase |
200 |
178.7500 USD |
Purchase |
416 |
178.6799 USD |
Purchase |
461 |
178.1200 USD |
Purchase |
518 |
178.6891 USD |
Purchase |
653 |
178.0966 USD |
Purchase |
826 |
177.7324 USD |
Purchase |
900 |
178.1766 USD |
Purchase |
1,066 |
178.0501 USD |
Purchase |
1,400 |
178.6912 USD |
Purchase |
1,708 |
178.0723 USD |
Purchase |
1,800 |
178.0450 USD |
Purchase |
2,444 |
178.3691 USD |
Purchase |
4,400 |
178.0488 USD |
Purchase |
9,170 |
177.9514 USD |
Purchase |
9,680 |
177.9986 USD |
Purchase |
14,412 |
178.3496 USD |
Purchase |
17,972 |
177.9988 USD |
Purchase |
26,600 |
178.0949 USD |
Purchase |
32,657 |
178.3425 USD |
Purchase |
33,984 |
178.1500 USD |
Purchase |
130,000 |
177.6933 USD |
Sale |
1 |
178.7100 USD |
Sale |
1 |
178.1400 USD |
Sale |
1 |
178.4800 USD |
Sale |
2 |
178.0450 USD |
Sale |
2 |
178.0600 USD |
Sale |
4 |
178.6000 USD |
Sale |
10 |
178.2120 USD |
Sale |
13 |
177.9238 USD |
Sale |
95 |
178.2760 USD |
Sale |
100 |
178.3400 USD |
Sale |
125 |
178.8460 USD |
Sale |
193 |
179.2415 USD |
Sale |
200 |
178.2600 USD |
Sale |
200 |
178.3650 USD |
Sale |
200 |
178.4350 USD |
Sale |
222 |
178.2930 USD |
Sale |
296 |
178.4648 USD |
Sale |
300 |
178.2700 USD |
Sale |
335 |
178.6200 USD |
Sale |
340 |
178.0748 USD |
Sale |
390 |
178.3361 USD |
Sale |
400 |
178.0525 USD |
Sale |
400 |
178.2450 USD |
Sale |
463 |
178.1203 USD |
Sale |
475 |
178.0378 USD |
Sale |
592 |
177.8613 USD |
Sale |
600 |
177.4216 USD |
Sale |
750 |
178.4374 USD |
Sale |
847 |
177.7081 USD |
Sale |
940 |
177.9261 USD |
Sale |
957 |
176.7300 USD |
Sale |
1,126 |
177.8365 USD |
Sale |
1,176 |
177.7854 USD |
Sale |
1,222 |
178.3691 USD |
Sale |
1,300 |
178.1248 USD |
Sale |
1,725 |
178.3833 USD |
Sale |
1,728 |
178.2536 USD |
Sale |
1,841 |
178.1999 USD |
Sale |
1,845 |
177.5751 USD |
Sale |
2,001 |
178.0934 USD |
Sale |
2,200 |
178.1089 USD |
Sale |
2,230 |
177.6366 USD |
Sale |
2,800 |
178.6912 USD |
Sale |
2,872 |
177.6031 USD |
Sale |
2,933 |
177.9605 USD |
Sale |
3,634 |
178.1476 USD |
Sale |
4,208 |
178.4697 USD |
Sale |
4,400 |
178.1347 USD |
Sale |
4,730 |
178.2084 USD |
Sale |
6,606 |
178.2649 USD |
Sale |
6,671 |
177.6465 USD |
Sale |
6,720 |
177.6117 USD |
Sale |
8,300 |
178.4982 USD |
Sale |
8,620 |
178.1500 USD |
Sale |
8,681 |
177.7257 USD |
Sale |
10,248 |
177.6799 USD |
Sale |
11,137 |
178.1489 USD |
Sale |
14,000 |
177.8443 USD |
Sale |
19,221 |
177.6505 USD |
Sale |
22,273 |
177.6600 USD |
Sale |
26,690 |
177.9179 USD |
Sale |
44,416 |
178.1335 USD |
Sale |
47,010 |
177.9321 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option |
Purchasing |
500 |
178 USD |
American |
3 Apr 2020 |
0.1000 USD |
Call Option |
Purchasing |
900 |
178 USD |
American |
17 Apr 2020 |
2.6300 USD |
Call Option |
Purchasing |
100 |
198 USD |
American |
3 Apr 2020 |
0.1000 USD |
Call Option |
Purchasing |
5 |
USD |
|
|
0.2000 USD |
Call Option |
Purchasing |
2 |
USD |
|
|
0.2100 USD |
Call Option |
Purchasing |
6 |
USD |
|
|
0.5000 USD |
Call Option |
Purchasing |
14 |
USD |
|
|
1.9800 USD |
Call Option |
Purchasing |
22 |
USD |
|
|
3.6000 USD |
Call Option |
Selling |
1,000 |
180 USD |
American |
3 Apr 2020 |
0.1000 USD |
Call Option |
Selling |
2,400 |
185 USD |
American |
3 Apr 2020 |
0.5000 USD |
Call Option |
Selling |
1,800 |
193 USD |
American |
3 Apr 2020 |
0.3000 USD |
Put Option |
Purchasing |
1,000 |
158 USD |
American |
3 Apr 2020 |
1.0000 USD |
Put Option |
Purchasing |
100 |
160 USD |
American |
17 Apr 2020 |
0.8000 USD |
Put Option |
Purchasing |
100 |
198 USD |
American |
3 Apr 2020 |
19.3000 USD |
Put Option |
Selling |
100 |
170 USD |
American |
17 Apr 2020 |
3.2000 USD |
Put Option |
Selling |
2,100 |
170 USD |
American |
15 May 2020 |
5.1900 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options |
Purchased |
600 |
175.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
7,100 |
185.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
200 |
190.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-1,400 |
230.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-2,300 |
140.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-1,500 |
220.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-4,500 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
200 |
160.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
6,400 |
175.0000 |
American |
May 15, 2020 |
Put Options |
Written |
43,900 |
105.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
8,200 |
150.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-42,500 |
165.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-1,200 |
65.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-3,300 |
200.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-16,700 |
115.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
2,100 |
190.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
32,500 |
175.0000 |
American |
Jan 21, 2022 |
Call Options |
Purchased |
9,500 |
170.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
500 |
165.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,400 |
165.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-5,200 |
170.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,100 |
195.0000 |
American |
May 15, 2020 |
Put Options |
Written |
35,500 |
140.0000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
3,000 |
170.0000 |
American |
May 15, 2020 |
Put Options |
Written |
600 |
170.0000 |
American |
May 15, 2020 |
Put Options |
Written |
1,400 |
165.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-2,600 |
75.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,200 |
175.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-2,000 |
190.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-6,400 |
170.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
6,700 |
140.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
4,700 |
190.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
300 |
190.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
14,800 |
165.0000 |
American |
Apr 17, 2020 |
Put Options |
Purchased |
-38,300 |
150.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-300 |
177.5000 |
American |
Apr 17, 2020 |
Call Options |
Written |
-7,200 |
260.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
2,000 |
180.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
3,800 |
180.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
3,400 |
160.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
1,300 |
195.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,400 |
150.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-1,100 |
185.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-2,400 |
160.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,200 |
170.0000 |
American |
Apr 17, 2020 |
Call Options |
Purchased |
600 |
150.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
3,700 |
215.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-8,000 |
180.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-800 |
185.0000 |
American |
May 15, 2020 |
Put Options |
Written |
3,900 |
175.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
23,900 |
160.0000 |
American |
Apr 17, 2020 |
Put Options |
Written |
4,500 |
195.0000 |
American |
Aug 21, 2020 |
Call Options |
Purchased |
9,300 |
195.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-4,500 |
145.0000 |
American |
May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.