LONDON--(BUSINESS WIRE)--
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. |
|
| Company dealt in | ALLERGAN PLC |
|
| Class of relevant security to which the | ORD |
|
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 08 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long |
Short |
||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities |
|
|
|
|
4,180,283 |
1.27% |
2,893,795 |
0.88% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,687,345 |
0.82% |
2,844,446 |
0.86% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 232,700 |
0.07% |
162,000 |
0.05% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
7,100,328 |
2.16% |
5,900,241 |
1.79% |
||
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 4 |
179.6500 USD |
| Purchase | 12 |
178.8400 USD |
| Purchase | 17 |
179.8550 USD |
| Purchase | 21 |
178.8238 USD |
| Purchase | 100 |
180.0100 USD |
| Purchase | 100 |
179.8700 USD |
| Purchase | 196 |
178.9004 USD |
| Purchase | 198 |
180.9300 USD |
| Purchase | 200 |
178.5900 USD |
| Purchase | 200 |
178.5970 USD |
| Purchase | 300 |
179.8566 USD |
| Purchase | 300 |
181.0433 USD |
| Purchase | 400 |
178.6625 USD |
| Purchase | 400 |
178.5037 USD |
| Purchase | 400 |
178.8875 USD |
| Purchase | 400 |
180.0175 USD |
| Purchase | 465 |
180.7746 USD |
| Purchase | 518 |
180.9548 USD |
| Purchase | 590 |
181.1735 USD |
| Purchase | 600 |
178.5600 USD |
| Purchase | 686 |
178.6975 USD |
| Purchase | 700 |
180.1085 USD |
| Purchase | 754 |
179.2631 USD |
| Purchase | 800 |
178.7131 USD |
| Purchase | 811 |
180.8633 USD |
| Purchase | 875 |
178.8757 USD |
| Purchase | 930 |
180.3439 USD |
| Purchase | 1,100 |
179.8181 USD |
| Purchase | 1,600 |
179.4300 USD |
| Purchase | 1,600 |
179.7318 USD |
| Purchase | 2,098 |
179.7782 USD |
| Purchase | 2,244 |
179.5522 USD |
| Purchase | 2,410 |
181.0674 USD |
| Purchase | 4,278 |
179.5373 USD |
| Purchase | 5,609 |
179.9339 USD |
| Purchase | 6,978 |
180.1366 USD |
| Purchase | 10,279 |
179.8519 USD |
| Purchase | 13,744 |
180.3785 USD |
| Purchase | 13,753 |
181.0800 USD |
| Purchase | 40,300 |
180.4595 USD |
| Purchase | 40,675 |
180.3946 USD |
| Sale | 1 |
179.1500 USD |
| Sale | 1 |
181.5800 USD |
| Sale | 1 |
179.0600 USD |
| Sale | 1 |
178.8300 USD |
| Sale | 4 |
179.1725 USD |
| Sale | 6 |
178.7466 USD |
| Sale | 8 |
178.6362 USD |
| Sale | 39 |
180.8800 USD |
| Sale | 40 |
179.8200 USD |
| Sale | 67 |
181.3701 USD |
| Sale | 100 |
180.9600 USD |
| Sale | 117 |
181.3293 USD |
| Sale | 200 |
179.8500 USD |
| Sale | 521 |
179.9556 USD |
| Sale | 700 |
181.3957 USD |
| Sale | 1,345 |
179.8108 USD |
| Sale | 2,271 |
181.0753 USD |
| Sale | 2,500 |
181.6609 USD |
| Sale | 2,624 |
180.2342 USD |
| Sale | 2,992 |
178.6457 USD |
| Sale | 3,388 |
180.1316 USD |
| Sale | 4,600 |
180.0898 USD |
| Sale | 5,200 |
179.9931 USD |
| Sale | 6,771 |
181.0800 USD |
| Sale | 7,934 |
181.0863 USD |
| Sale | 35,800 |
180.4868 USD |
| Sale | 37,964 |
180.0184 USD |
| Sale | 40,117 |
180.2693 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
purchasing, |
of |
price |
|
date |
money |
|
selling, |
securities |
|
|
|
paid/ |
|
varying etc |
to which |
|
|
|
received |
|
|
option |
|
|
|
|
|
|
relates |
|
|
|
|
|
| Call Option | Selling |
400 |
185 USD |
American |
15 Jan 2021 |
7.8625 USD |
| Put Option | Purchasing |
200 |
140 USD |
American |
19 Jun 2020 |
2.2500 USD |
| Put Option | Purchasing |
1,000 |
180 USD |
American |
15 May 2020 |
7.0000 USD |
| Put Option | Selling |
500 |
180 USD |
American |
15 Jan 2021 |
12.6300 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
|
|
or derivative |
|
|
|
|
|
relates |
|
|
|
|
| Call Options | Purchased |
6,400 |
185.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
200 |
190.0000 |
American |
Aug 21, 2020 |
| Call Options | Purchased |
600 |
175.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-1,500 |
220.0000 |
American |
Aug 21, 2020 |
| Call Options | Written |
-1,400 |
230.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased |
-2,300 |
140.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-4,500 |
70.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
43,900 |
105.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
6,400 |
175.0000 |
American |
May 15, 2020 |
| Put Options | Written |
200 |
160.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
8,200 |
150.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-16,700 |
115.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-42,500 |
165.0000 |
American |
Jan 21, 2022 |
| Call Options | Written |
-3,300 |
200.0000 |
American |
Aug 21, 2020 |
| Put Options | Purchased |
-1,200 |
65.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
500 |
165.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
2,100 |
190.0000 |
American |
May 15, 2020 |
| Call Options | Purchased |
9,500 |
170.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased |
32,500 |
175.0000 |
American |
Jan 21, 2022 |
| Put Options | Purchased |
-1,100 |
195.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-5,200 |
170.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-1,400 |
165.0000 |
American |
May 15, 2020 |
| Call Options | Purchased |
3,000 |
170.0000 |
American |
May 15, 2020 |
| Put Options | Written |
1,400 |
165.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
35,300 |
140.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
600 |
170.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-2,600 |
75.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-6,400 |
170.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased |
-3,200 |
175.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-2,000 |
190.0000 |
American |
May 15, 2020 |
| Put Options | Written |
300 |
190.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
6,700 |
140.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
4,700 |
190.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
14,800 |
165.0000 |
American |
Apr 17, 2020 |
| Call Options | Written |
-300 |
177.5000 |
American |
Apr 17, 2020 |
| Call Options | Written |
-7,200 |
260.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-38,300 |
150.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
2,000 |
180.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased |
3,400 |
160.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
1,300 |
195.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
2,800 |
180.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-1,100 |
185.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-3,200 |
170.0000 |
American |
Apr 17, 2020 |
| Put Options | Purchased |
-2,400 |
160.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-1,400 |
150.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
3,700 |
215.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
600 |
150.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-7,500 |
180.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-800 |
185.0000 |
American |
May 15, 2020 |
| Put Options | Written |
23,900 |
160.0000 |
American |
Apr 17, 2020 |
| Put Options | Written |
4,500 |
195.0000 |
American |
Aug 21, 2020 |
| Put Options | Written |
3,900 |
175.0000 |
American |
Aug 21, 2020 |
| Call Options | Purchased |
9,300 |
195.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-4,500 |
145.0000 |
American |
May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.