LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 214,361 | 0.01% | 1,169,503 | 0.05% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 522,321 | 0.02% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 736,682 | 0.03% | 1,169,503 | 0.05% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 600,000 | 0.13% | 200,000 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 600,000 |
0.13% |
200,000 | 0.01% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 300 | 3.5500 USD | ||||
| ADR | Purchase | 700 | 3.5400 USD | ||||
| ADR | Purchase | 1,351 | 3.5353 USD | ||||
| ADR | Purchase | 1,600 | 3.5450 USD | ||||
| ADR | Purchase | 1,900 | 3.5602 USD | ||||
| ADR | Purchase | 2,000 | 3.5550 USD | ||||
| ADR | Purchase | 3,200 | 3.5842 USD | ||||
| ADR | Purchase | 3,400 | 3.5595 USD | ||||
| ADR | Purchase | 4,201 | 3.5416 USD | ||||
| ADR | Purchase | 7,100 | 3.5504 USD | ||||
| ADR | Purchase | 10,400 | 3.5448 USD | ||||
| ADR | Purchase | 13,200 | 3.5442 USD | ||||
| ADR | Purchase | 18,100 | 3.5463 USD | ||||
| ADR | Purchase | 19,613 | 3.5717 USD | ||||
| ADR | Purchase | 29,417 | 3.5551 USD | ||||
| ADR | Purchase | 66,800 | 3.5421 USD | ||||
| ADR | Purchase | 79,700 | 3.5424 USD | ||||
| ADR | Purchase | 843,994 | 3.5537 USD | ||||
| ADR | Sale | 100 | 3.5800 USD | ||||
| ADR | Sale | 180 | 3.5600 USD | ||||
| ADR | Sale | 300 | 3.5550 USD | ||||
| ADR | Sale | 300 | 3.5383 USD | ||||
| ADR | Sale | 500 | 3.5520 USD | ||||
| ADR | Sale | 600 | 3.5633 USD | ||||
| ADR | Sale | 730 | 3.5300 USD | ||||
| ADR | Sale | 900 | 3.5655 USD | ||||
| ADR | Sale | 1,000 | 3.5440 USD | ||||
| ADR | Sale | 1,600 | 3.5459 USD | ||||
| ADR | Sale | 1,800 | 3.5588 USD | ||||
| ADR | Sale | 1,952 | 3.5417 USD | ||||
| ADR | Sale | 2,000 | 3.5450 USD | ||||
| ADR | Sale | 2,000 | 3.5722 USD | ||||
| ADR | Sale | 2,400 | 3.5268 USD | ||||
| ADR | Sale | 4,100 | 3.5518 USD | ||||
| ADR | Sale | 4,201 | 3.5416 USD | ||||
| ADR | Sale | 5,317 | 3.5500 USD | ||||
| ADR | Sale | 13,581 | 3.5824 USD | ||||
| ADR | Sale | 19,500 | 3.5407 USD | ||||
| ADR | Sale | 27,700 | 3.5371 USD | ||||
| ADR | Sale | 29,200 | 3.5596 USD | ||||
| ADR | Sale | 52,000 | 3.5452 USD | ||||
| ADR | Sale | 77,300 | 3.5429 USD | ||||
| ADR | Sale | 106,186 | 3.5307 USD | ||||
| ADR | Sale | 206,788 | 3.5663 USD | ||||
| ADR | Sale | 244,155 | 3.5445 USD | ||||
| ADR | Sale | 260,586 | 3.5625 USD | ||||
| Ordinary npv | Sale | 489,928 | 10.6780 ZAR | ||||
| Convertible Bond XS1689727920 | Sale | 600,000 | 83.3500 USD | ||||
| Ordinary npv | Sale | 5,800,000 | 11.0000 ZAR | ||||
| Ordinary npv | Sale | 6,000,000 | 10.7000 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 6,000 | 10.5636 ZAR | |||||
| Ordinary npv | CFD | Long | 47,358 | 10.5935 ZAR | |||||
| Ordinary npv | CFD | Long | 54,631 | 10.6040 ZAR | |||||
| Ordinary npv | CFD | Long | 91,400 | 10.6311 ZAR | |||||
| Ordinary npv | CFD | Long | 148,971 | 10.5485 ZAR | |||||
| Ordinary npv | CFD | Long | 276,641 | 10.6957 ZAR | |||||
| Ordinary npv | CFD | Long | 1,000,000 | 10.9989 ZAR | |||||
| Ordinary npv | CFD | Long | 4,800,000 | 10.9978 ZAR | |||||
| Ordinary npv | CFD | Long | 6,000,000 | 10.6989 ZAR | |||||
| Ordinary npv | CFD | Short | 4,800 | 10.5930 ZAR | |||||
| Ordinary npv | CFD | Short | 90,317 | 10.6066 ZAR | |||||
| Ordinary npv | CFD | Short | 138,549 | 10.5884 ZAR | |||||
| Ordinary npv | CFD | Short | 163,214 | 10.6033 ZAR | |||||
| Ordinary npv | CFD | Short | 278,324 | 10.5753 ZAR | |||||
| Ordinary npv | CFD | Short | 2,907,328 | 10.5704 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 17 Apr 2018 | |
| Contact name: | Elise Tang | |
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.