Form 8.3 - CLINIGEN GROUP PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose CLINIGEN GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 06 December 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 0.1p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

514,928

0.39%

1,406,067

1.05%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

1,350,789

1.01%

440,777

0.33%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,865,717

1.40%

1,846,844

1.38%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

0.1p ordinary

Purchase

87

7.6892 GBP

0.1p ordinary

Purchase

98

7.7892 GBP

0.1p ordinary

Purchase

222

7.7492 GBP

0.1p ordinary

Purchase

271

7.8542 GBP

0.1p ordinary

Purchase

692

7.8600 GBP

0.1p ordinary

Purchase

1,438

7.8591 GBP

0.1p ordinary

Purchase

2,380

7.7971 GBP

0.1p ordinary

Purchase

2,949

7.7651 GBP

0.1p ordinary

Purchase

12,764

7.8250 GBP

0.1p ordinary

Purchase

16,378

7.7792 GBP

0.1p ordinary

Purchase

28,199

7.7288 GBP

0.1p ordinary

Purchase

48,910

7.7845 GBP

0.1p ordinary

Purchase

53,600

7.7944 GBP

0.1p ordinary

Sale

235

7.8950 GBP

0.1p ordinary

Sale

675

7.7897 GBP

0.1p ordinary

Sale

2,130

7.8604 GBP

0.1p ordinary

Sale

2,285

7.8250 GBP

0.1p ordinary

Sale

4,104

7.8630 GBP

0.1p ordinary

Sale

4,191

7.7987 GBP

0.1p ordinary

Sale

11,974

7.7938 GBP

0.1p ordinary

Sale

16,228

7.6808 GBP

0.1p ordinary

Sale

43,466

7.8041 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

0.1p ordinary

SWAP

Long

279

7.7193 GBP

0.1p ordinary

CFD

Long

360

7.8526 GBP

0.1p ordinary

SWAP

Long

541

7.8388 GBP

0.1p ordinary

SWAP

Long

2,285

7.8250 GBP

0.1p ordinary

CFD

Long

2,809

7.8245 GBP

0.1p ordinary

SWAP

Long

4,104

7.8630 GBP

0.1p ordinary

SWAP

Long

4,857

7.8273 GBP

0.1p ordinary

CFD

Long

6,598

7.7465 GBP

0.1p ordinary

SWAP

Long

7,135

7.8206 GBP

0.1p ordinary

SWAP

Long

7,174

7.8372 GBP

0.1p ordinary

SWAP

Long

7,835

7.7518 GBP

0.1p ordinary

SWAP

Long

10,069

7.8259 GBP

0.1p ordinary

SWAP

Short

683

7.8250 GBP

0.1p ordinary

SWAP

Short

1,385

7.8057 GBP

0.1p ordinary

SWAP

Short

3,422

7.6600 GBP

0.1p ordinary

SWAP

Short

3,713

7.8280 GBP

0.1p ordinary

SWAP

Short

6,468

7.7581 GBP

0.1p ordinary

SWAP

Short

9,502

7.7897 GBP

0.1p ordinary

SWAP

Short

10,397

7.7528 GBP

0.1p ordinary

SWAP

Short

12,273

7.8099 GBP

0.1p ordinary

CFD

Short

12,764

7.8250 GBP

0.1p ordinary

SWAP

Short

20,394

7.7946 GBP

0.1p ordinary

SWAP

Short

53,600

7.7944 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 752452
Time of Receipt (offset from UTC): 20211207T132736+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC