Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	1^st December 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	150,068	0.026%	1,211,469	0.208%
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	8,000	0.001%	-	-
TOTAL:	158,068	0.027%	1,211,469	0.208%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	10,000,000	1.600%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	10,000,000	1.600%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	5	24.52
US6687711084	Purchase	45	24.61
US6687711084	Purchase	10	24.51
US6687711084	Purchase	5	24.47
US6687711084	Purchase	5	24.21
US6687711084	Purchase	5	24.35
US6687711084	Sale	8	24.04
US6687711084	Purchase	15	24.18
US6687711084	Purchase	5	24.23
US6687711084	Sale	6	23.84
US6687711084	Sale	11	23.86
US6687711084	Sale	5	23.85
US6687711084	Sale	46	23.94
US6687711084	Sale	25	24.00
US6687711084	Purchase	300	24.77
US6687711084	Purchase	200	24.02
US6687711084	Purchase	100	24.52
US6687711084	Purchase	100	24.60
US6687711084	Purchase	200	24.53
US6687711084	Purchase	700	24.78
US6687711084	Purchase	900	24.48
US6687711084	Purchase	100	24.47
US6687711084	Purchase	1,400	24.75
US6687711084	Purchase	600	23.99
US6687711084	Purchase	100	24.50
US6687711084	Purchase	100	24.98
US6687711084	Purchase	22	24.36
US6687711084	Purchase	1,200	24.44
US6687711084	Purchase	200	24.27
US6687711084	Purchase	400	24.26
US6687711084	Purchase	100	24.09
US6687711084	Purchase	300	24.42
US6687711084	Purchase	300	24.13
US6687711084	Purchase	278	24.22
US6687711084	Purchase	200	24.15
US6687711084	Purchase	500	24.43
US6687711084	Purchase	400	24.04
US6687711084	Purchase	100	24.34
US6687711084	Purchase	200	24.41
US6687711084	Purchase	100	24.10
US6687711084	Purchase	200	24.18
US6687711084	Purchase	801	23.96
US6687711084	Purchase	2,554	23.82
US6687711084	Purchase	300	24.38
US6687711084	Purchase	700	24.23
US6687711084	Purchase	1,400	24.03
US6687711084	Purchase	500	24.25
US6687711084	Purchase	500	24.05
US6687711084	Purchase	500	23.91
US6687711084	Purchase	100	23.93
US6687711084	Purchase	200	23.95
US6687711084	Purchase	200	23.98
US6687711084	Purchase	226	23.86
US6687711084	Purchase	65	24.87
US6687711084	Sale	300	24.80
US6687711084	Purchase	100	23.89
US6687711084	Sale	1,509	24.79
US6687711084	Sale	200	24.52
US6687711084	Sale	400	24.53
US6687711084	Sale	23	24.67
US6687711084	Sale	56	24.64
US6687711084	Sale	1,017	24.48
US6687711084	Sale	100	24.75
US6687711084	Sale	300	24.82
US6687711084	Sale	610	24.50
US6687711084	Sale	2,778	24.45
US6687711084	Sale	100	24.68
US6687711084	Sale	1,524	24.49
US6687711084	Sale	100	24.46
US6687711084	Sale	2,102	24.27
US6687711084	Sale	7	24.15
US6687711084	Sale	1,870	24.43
US6687711084	Sale	300	24.24
US6687711084	Sale	100	24.04
US6687711084	Sale	100	24.39
US6687711084	Sale	2,317	24.33
US6687711084	Sale	100	24.10
US6687711084	Sale	100	24.19
US6687711084	Sale	200	24.16
US6687711084	Sale	400	23.96
US6687711084	Purchase	2,086	23.82
US6687711084	Sale	3,428	24.32
US6687711084	Purchase	318	23.87
US6687711084	Sale	540	23.91
US6687711084	Sale	4,050	23.93
US6687711084	Sale	3,492	23.95
US6687711084	Sale	1,961	23.98
US6687711084	Sale	1,390	23.92
US6687711084	Purchase	65	23.86
US6687711084	Sale	200	23.86
US6687711084	Purchase	300	24.74
US6687711084	Purchase	700	24.77
US6687711084	Purchase	441	23.89
US6687711084	Purchase	1,345	24.52
US6687711084	Sale	700	24.52
US6687711084	Purchase	2,300	24.58
US6687711084	Purchase	497	24.76
US6687711084	Sale	300	24.53
US6687711084	Purchase	455	24.51
US6687711084	Sale	200	24.51
US6687711084	Purchase	200	24.73
US6687711084	Purchase	100	24.72
US6687711084	Sale	523	24.97
US6687711084	Purchase	100	25.00
US6687711084	Purchase	101	24.48
US6687711084	Sale	500	24.48
US6687711084	Purchase	300	24.47
US6687711084	Sale	610	24.47
US6687711084	Purchase	203	24.75
US6687711084	Purchase	1,602	25.03
US6687711084	Purchase	276	23.99
US6687711084	Sale	1,146	24.50
US6687711084	Purchase	100	24.45
US6687711084	Sale	100	24.45
US6687711084	Purchase	54	24.49
US6687711084	Sale	200	24.49
US6687711084	Sale	690	24.46
US6687711084	Sale	970	24.36
US6687711084	Sale	600	24.44
US6687711084	Sale	20	24.27
US6687711084	Purchase	349	24.26
US6687711084	Sale	300	24.26
US6687711084	Purchase	200	24.09
US6687711084	Sale	400	24.09
US6687711084	Purchase	298	25.04
US6687711084	Sale	164	24.42
US6687711084	Purchase	668	24.04
US6687711084	Sale	1,600	24.41
US6687711084	Purchase	100	24.14
US6687711084	Purchase	34	24.10
US6687711084	Sale	1,400	24.10
US6687711084	Purchase	45	24.19
US6687711084	Purchase	31	24.07
US6687711084	Purchase	1,413	23.96
US6687711084	Purchase	419	23.97
US6687711084	Purchase	3,128	23.82
US6687711084	Sale	600	23.82
US6687711084	Purchase	315	24.32
US6687711084	Purchase	51	24.17
US6687711084	Purchase	67	24.03
US6687711084	Purchase	102	23.91
US6687711084	Purchase	83	23.93
US6687711084	Purchase	843	23.95
US6687711084	Purchase	813	23.98
US6687711084	Purchase	100	24.01
US6687711084	Sale	400	23.86
US6687711084	Purchase	13	23.85
US6687711084	Purchase	2,657	23.94
US6687711084	Purchase	671	24.00
US6687711084	Sale	144	24.02
US6687711084	Sale	200	23.89
US6687711084	Purchase	5	24.52
US6687711084	Sale	951	24.52
US6687711084	Sale	75	24.61
US6687711084	Purchase	7	24.58
US6687711084	Sale	374	24.62
US6687711084	Sale	75	24.63
US6687711084	Sale	150	24.60
US6687711084	Purchase	164	24.53
US6687711084	Sale	350	24.53
US6687711084	Sale	1,187	24.51
US6687711084	Purchase	8	24.48
US6687711084	Sale	2,774	24.48
US6687711084	Sale	528	24.47
US6687711084	Sale	100	24.75
US6687711084	Sale	341	24.11
US6687711084	Purchase	173	23.99
US6687711084	Sale	10	24.82
US6687711084	Purchase	7	24.50
US6687711084	Sale	824	24.50
US6687711084	Purchase	52	24.45
US6687711084	Sale	630	24.45
US6687711084	Sale	150	24.59
US6687711084	Purchase	8	24.49
US6687711084	Sale	433	24.49
US6687711084	Purchase	4	24.46
US6687711084	Sale	883	24.46
US6687711084	Sale	525	24.37
US6687711084	Sale	1	24.36
US6687711084	Purchase	7	24.56
US6687711084	Sale	75	24.56
US6687711084	Sale	100	24.44
US6687711084	Sale	399	24.40
US6687711084	Sale	483	24.28
US6687711084	Sale	327	24.27
US6687711084	Sale	2,709	24.26
US6687711084	Sale	216	24.21
US6687711084	Sale	943	24.09
US6687711084	Sale	71	24.42
US6687711084	Sale	716	24.13
US6687711084	Sale	199	24.35
US6687711084	Sale	114	24.22
US6687711084	Sale	728	24.15
US6687711084	Sale	200	24.43
US6687711084	Sale	500	24.24
US6687711084	Sale	365	24.04
US6687711084	Sale	100	24.34
US6687711084	Sale	217	24.39
US6687711084	Sale	170	24.41
US6687711084	Sale	834	24.14
US6687711084	Purchase	3	24.69
US6687711084	Sale	689	24.12
US6687711084	Sale	2,076	24.10
US6687711084	Sale	377	24.19
US6687711084	Sale	169	24.08
US6687711084	Sale	1,622	24.18
US6687711084	Sale	856	24.16
US6687711084	Sale	980	24.06
US6687711084	Sale	216	24.20
US6687711084	Sale	708	24.07
US6687711084	Sale	1,163	23.96
US6687711084	Sale	315	23.97
US6687711084	Sale	100	23.82
US6687711084	Sale	206	24.23
US6687711084	Sale	841	24.17
US6687711084	Sale	2,878	24.03
US6687711084	Sale	23	24.25
US6687711084	Sale	653	24.05
US6687711084	Purchase	186	23.87
US6687711084	Sale	1,146	23.88
US6687711084	Purchase	186	23.91
US6687711084	Sale	195	23.91
US6687711084	Purchase	138	23.93
US6687711084	Sale	600	23.93
US6687711084	Sale	292	23.98
US6687711084	Sale	101	24.01
US6687711084	Purchase	1,398	23.92
US6687711084	Sale	1,200	23.92
US6687711084	Sale	100	23.84
US6687711084	Purchase	204	23.86
US6687711084	Sale	392	23.86
US6687711084	Purchase	181	23.85
US6687711084	Sale	206	23.85
US6687711084	Sale	1,892	23.94
US6687711084	Sale	354	24.30
US6687711084	Purchase	1	24.00
US6687711084	Sale	275	24.00
US6687711084	Purchase	1	23.83
US6687711084	Sale	1,714	23.82
US6687711084	Purchase	11	24.01

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit (USD)
US6687711084	Equity Swap	Closing a long position	42	24.97

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	2^nd December 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US6687711084	Call Option	Purchased	8,000	25.00	American	20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

Category Code: RET

Sequence Number: 752089

Time of Receipt (offset from UTC): 20211202T113724+0000