Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	14^th September 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	772,748	0.133%	358,364	0.062%
(2) Cash-settled derivatives:	708	0.000%	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	773,456	0.133%	358,364	0.062%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,000,000	1.280%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	8,000,000	1.280%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	20,244	26.18
US6687711084	Sale	617	26.18
US6687711084	Sale	342	26.62
US6687711084	Purchase	4	26.44
US6687711084	Purchase	100	26.35
US6687711084	Purchase	2,052	26.34
US6687711084	Purchase	140	26.39
US6687711084	Purchase	3,841	26.30
US6687711084	Purchase	120	26.37
US6687711084	Purchase	11,389	26.29
US6687711084	Purchase	590	26.33
US6687711084	Purchase	700	26.36
US6687711084	Purchase	8,219	26.31
US6687711084	Purchase	3,901	26.32
US6687711084	Purchase	1,060	26.27
US6687711084	Purchase	100	26.40
US6687711084	Purchase	22	26.23
US6687711084	Purchase	40	26.22
US6687711084	Purchase	428	26.21
US6687711084	Purchase	2,739	26.20
US6687711084	Purchase	1,220	26.13
US6687711084	Purchase	100	26.19
US6687711084	Purchase	18,607	26.17
US6687711084	Purchase	3,882	26.15
US6687711084	Purchase	15,168	26.16
US6687711084	Purchase	20	26.11
US6687711084	Purchase	320	26.12
US6687711084	Purchase	3,145	26.14
US6687711084	Purchase	100	26.18
US6687711084	Sale	1,581	26.18
US6687711084	Purchase	100	26.30
US6687711084	Purchase	200	26.36
US6687711084	Purchase	200	26.32
US6687711084	Purchase	200	26.27
US6687711084	Purchase	200	26.20
US6687711084	Purchase	100	26.19
US6687711084	Purchase	381	26.15
US6687711084	Purchase	100	26.12
US6687711084	Purchase	279	26.61
US6687711084	Purchase	6,430	26.18
US6687711084	Purchase	100	26.62
US6687711084	Purchase	204	26.60
US6687711084	Purchase	320	26.56
US6687711084	Purchase	1	26.63
US6687711084	Purchase	1,331	26.57
US6687711084	Purchase	1	26.58
US6687711084	Purchase	1,195	26.35
US6687711084	Purchase	1,698	26.34
US6687711084	Purchase	163	26.39
US6687711084	Purchase	501	26.30
US6687711084	Purchase	414	26.29
US6687711084	Purchase	12,105	26.33
US6687711084	Purchase	100	26.36
US6687711084	Purchase	323	26.31
US6687711084	Purchase	30	26.28
US6687711084	Purchase	900	26.32
US6687711084	Purchase	195	26.42
US6687711084	Purchase	658	26.27
US6687711084	Purchase	100	26.23
US6687711084	Purchase	67	26.22
US6687711084	Purchase	700	26.21
US6687711084	Purchase	1,327	26.20
US6687711084	Purchase	4	26.13
US6687711084	Purchase	1,041	26.19
US6687711084	Purchase	2,977	26.17
US6687711084	Purchase	220	26.15
US6687711084	Purchase	9,153	26.16
US6687711084	Purchase	200	26.11
US6687711084	Purchase	900	26.12
US6687711084	Purchase	1,809	26.14
US6687711084	Purchase	100	26.61
US6687711084	Sale	20	26.61
US6687711084	Purchase	3,550	26.18
US6687711084	Sale	5,438	26.18
US6687711084	Sale	2,157	26.62
US6687711084	Sale	14	26.60
US6687711084	Sale	20	26.56
US6687711084	Sale	108	26.50
US6687711084	Sale	1,288	26.59
US6687711084	Sale	40	26.63
US6687711084	Purchase	179	26.57
US6687711084	Sale	21	26.55
US6687711084	Sale	59	26.54
US6687711084	Sale	100	26.46
US6687711084	Sale	200	26.53
US6687711084	Sale	200	26.51
US6687711084	Sale	2,658	26.35
US6687711084	Purchase	13	26.34
US6687711084	Sale	1,699	26.34
US6687711084	Sale	500	26.39
US6687711084	Purchase	227	26.30
US6687711084	Sale	389	26.30
US6687711084	Sale	1,599	26.37
US6687711084	Purchase	122	26.29
US6687711084	Sale	221	26.29
US6687711084	Purchase	524	26.33
US6687711084	Sale	1,860	26.33
US6687711084	Sale	1,613	26.36
US6687711084	Purchase	1,941	26.31
US6687711084	Sale	2,187	26.31
US6687711084	Purchase	6,676	26.32
US6687711084	Sale	5,643	26.32
US6687711084	Sale	410	26.38
US6687711084	Sale	111	26.26
US6687711084	Sale	16	26.45
US6687711084	Sale	9	26.41
US6687711084	Sale	700	26.27
US6687711084	Sale	82	26.40
US6687711084	Sale	118	26.23
US6687711084	Purchase	100	26.22
US6687711084	Sale	200	26.22
US6687711084	Purchase	1	26.21
US6687711084	Sale	229	26.21
US6687711084	Purchase	524	26.20
US6687711084	Sale	280	26.20
US6687711084	Purchase	283	26.13
US6687711084	Sale	4,421	26.13
US6687711084	Purchase	2,471	26.19
US6687711084	Sale	273	26.19
US6687711084	Sale	497	26.17
US6687711084	Purchase	61	26.15
US6687711084	Sale	4,089	26.15
US6687711084	Sale	5,798	26.16
US6687711084	Purchase	183	26.11
US6687711084	Sale	604	26.11
US6687711084	Sale	427	26.12
US6687711084	Sale	299	26.14
US6687711084	Sale	100	26.10
US6687711084	Purchase	289	26.61
US6687711084	Purchase	24,077	26.18
US6687711084	Purchase	200	26.62
US6687711084	Purchase	200	26.60
US6687711084	Purchase	200	26.50
US6687711084	Purchase	400	26.59
US6687711084	Purchase	100	26.63
US6687711084	Purchase	400	26.57
US6687711084	Purchase	100	26.55
US6687711084	Purchase	411	26.54
US6687711084	Purchase	100	26.58
US6687711084	Purchase	100	26.51
US6687711084	Purchase	391	26.35
US6687711084	Purchase	332	26.34
US6687711084	Purchase	100	26.39
US6687711084	Purchase	119	26.30
US6687711084	Purchase	823	26.37
US6687711084	Purchase	300	26.36
US6687711084	Purchase	10	26.28
US6687711084	Purchase	30	26.25
US6687711084	Purchase	300	26.38
US6687711084	Purchase	300	26.41
US6687711084	Purchase	500	26.42
US6687711084	Purchase	471	26.40
US6687711084	Purchase	5	26.21
US6687711084	Purchase	11	26.20
US6687711084	Purchase	15	26.15
US6687711084	Purchase	40	26.16
US6687711084	Purchase	15	26.11
US6687711084	Purchase	6	26.27
US6687711084	Purchase	38	26.21
US6687711084	Sale	24,067	26.18

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	15^th September 2021
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET

Sequence Number: 746040

Time of Receipt (offset from UTC): 20210915T115940+0100