LONDON--(BUSINESS WIRE)--
FORM 8.3 Amendment to Purchase & Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
|
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
|
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 15 July 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | ||||
Interests |
Short Positions |
||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities owned |
|
|
|
|
| and/or controlled: | 2,036,400 |
0.35% |
284,005 |
0.05% |
|
|
|
|
|
||
(2) |
Cash-settled derivatives: |
|
|
|
|
24,339 |
0.00% |
1,279,498 |
0.22% |
||
|
|
|
|
||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
| and agreements to purchase/sell: | 500 |
0.00% |
2,100 |
0.00% |
|
|
|
|
|
||
|
|
|
|
||
| TOTAL: | 2,061,239 |
0.35% |
1,565,603 |
0.27% |
|
|
|
|
|
||
| Class of relevant security: | Convertible Bond US668771AA66 |
|
|
||
Interests |
Short Positions |
||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities owned |
|
|
|
|
| and/or controlled: | 129,000 |
0.02% |
0 |
0.00% |
|
|
|
|
|
||
(2) |
Cash-settled derivatives: |
|
|
|
|
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
| and agreements to purchase/sell: | 0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
||
|
|
|
|
||
| TOTAL: | 129,000 |
0.02% |
0 |
0.00% |
|
|
|
|
|
||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
USD 0.01 common |
Purchase |
23 |
25.6304 USD |
USD 0.01 common |
Purchase |
100 |
25.5700 USD |
USD 0.01 common |
Purchase |
100 |
25.5850 USD |
USD 0.01 common |
Purchase |
220 |
25.8187 USD |
USD 0.01 common |
Purchase |
225 |
25.7055 USD |
USD 0.01 common |
Purchase |
264 |
25.8700 USD |
USD 0.01 common |
Purchase |
589 |
25.8096 USD |
USD 0.01 common |
Purchase |
600 |
25.8450 USD |
USD 0.01 common |
Purchase |
600 |
25.5408 USD |
USD 0.01 common |
Purchase |
900 |
25.7811 USD |
USD 0.01 common |
Purchase |
1,400 |
25.7317 USD |
USD 0.01 common |
Purchase |
1,410 |
25.7804 USD |
USD 0.01 common |
Purchase |
1,500 |
25.9100 USD |
USD 0.01 common |
Purchase |
1,541 |
25.7449 USD |
USD 0.01 common |
Purchase |
1,600 |
25.6890 USD |
USD 0.01 common |
Purchase |
2,063 |
25.7232 USD |
USD 0.01 common |
Purchase |
2,173 |
25.8950 USD |
USD 0.01 common |
Purchase |
2,300 |
25.8156 USD |
USD 0.01 common |
Purchase |
2,515 |
25.7685 USD |
USD 0.01 common |
Purchase |
3,945 |
25.8467 USD |
USD 0.01 common |
Purchase |
3,960 |
25.7750 USD |
USD 0.01 common |
Purchase |
4,024 |
25.8293 USD |
USD 0.01 common |
Purchase |
4,670 |
25.8217 USD |
USD 0.01 common |
Purchase |
4,688 |
25.8363 USD |
USD 0.01 common |
Purchase |
4,800 |
25.7779 USD |
USD 0.01 common |
Purchase |
6,229 |
25.6565 USD |
USD 0.01 common |
Purchase |
8,200 |
26.5900 USD |
USD 0.01 common |
Purchase |
10,706 |
25.7369 USD |
USD 0.01 common |
Purchase |
10,808 |
25.7174 USD |
USD 0.01 common |
Purchase |
12,804 |
25.7516 USD |
USD 0.01 common |
Purchase |
13,614 |
25.8600 USD |
USD 0.01 common |
Purchase |
15,515 |
25.7364 USD |
USD 0.01 common |
Purchase |
19,381 |
25.8691 USD |
USD 0.01 common |
Purchase |
20,095 |
25.6670 USD |
USD 0.01 common |
Purchase |
21,600 |
25.5667 USD |
USD 0.01 common |
Purchase |
24,801 |
25.6953 USD |
USD 0.01 common |
Purchase |
39,821 |
25.7947 USD |
USD 0.01 common |
Purchase |
48,113 |
25.7414 USD |
USD 0.01 common |
Purchase |
58,062 |
25.7712 USD |
USD 0.01 common |
Purchase |
68,753 |
25.8045 USD |
USD 0.01 common |
Purchase |
69,043 |
25.7711 USD |
USD 0.01 common |
Purchase |
69,418 |
25.7520 USD |
USD 0.01 common |
Purchase |
83,223 |
25.8619 USD |
USD 0.01 common |
Purchase |
90,000 |
25.6566 USD |
USD 0.01 common |
Purchase |
100,000 |
25.6258 USD |
USD 0.01 common |
Purchase |
233,100 |
25.7547 USD |
USD 0.01 common |
Purchase |
249,094 |
25.7714 USD |
USD 0.01 common |
Purchase |
1,097,925 |
25.7863 USD |
USD 0.01 common |
Sale |
2 |
25.8625 USD |
USD 0.01 common |
Sale |
3 |
25.8366 USD |
USD 0.01 common |
Sale |
12 |
25.8437 USD |
USD 0.01 common |
Sale |
13 |
25.8592 USD |
USD 0.01 common |
Sale |
13 |
25.8480 USD |
USD 0.01 common |
Sale |
14 |
25.8800 USD |
USD 0.01 common |
Sale |
15 |
25.8166 USD |
USD 0.01 common |
Sale |
17 |
25.8752 USD |
USD 0.01 common |
Sale |
17 |
25.8400 USD |
USD 0.01 common |
Sale |
18 |
25.8816 USD |
USD 0.01 common |
Sale |
21 |
25.8666 USD |
USD 0.01 common |
Sale |
23 |
25.8521 USD |
USD 0.01 common |
Sale |
27 |
25.8159 USD |
USD 0.01 common |
Sale |
49 |
25.8900 USD |
USD 0.01 common |
Sale |
100 |
25.9000 USD |
USD 0.01 common |
Sale |
100 |
25.5700 USD |
USD 0.01 common |
Sale |
100 |
25.8300 USD |
USD 0.01 common |
Sale |
100 |
25.8200 USD |
USD 0.01 common |
Sale |
100 |
25.7500 USD |
USD 0.01 common |
Sale |
105 |
26.0271 USD |
USD 0.01 common |
Sale |
146 |
25.4500 USD |
USD 0.01 common |
Sale |
147 |
25.9466 USD |
USD 0.01 common |
Sale |
183 |
25.4554 USD |
USD 0.01 common |
Sale |
190 |
25.8390 USD |
USD 0.01 common |
Sale |
198 |
25.8205 USD |
USD 0.01 common |
Sale |
200 |
25.4725 USD |
USD 0.01 common |
Sale |
200 |
25.4675 USD |
USD 0.01 common |
Sale |
200 |
25.5000 USD |
USD 0.01 common |
Sale |
201 |
25.8700 USD |
USD 0.01 common |
Sale |
205 |
25.7804 USD |
USD 0.01 common |
Sale |
265 |
25.7694 USD |
USD 0.01 common |
Sale |
300 |
25.5316 USD |
USD 0.01 common |
Sale |
300 |
25.5933 USD |
USD 0.01 common |
Sale |
330 |
25.4630 USD |
USD 0.01 common |
Sale |
400 |
25.6250 USD |
USD 0.01 common |
Sale |
400 |
25.6675 USD |
USD 0.01 common |
Sale |
400 |
25.4475 USD |
USD 0.01 common |
Sale |
500 |
25.7600 USD |
USD 0.01 common |
Sale |
500 |
25.6660 USD |
USD 0.01 common |
Sale |
500 |
25.4550 USD |
USD 0.01 common |
Sale |
600 |
25.4641 USD |
USD 0.01 common |
Sale |
600 |
25.5408 USD |
USD 0.01 common |
Sale |
649 |
25.7349 USD |
USD 0.01 common |
Sale |
665 |
25.7142 USD |
USD 0.01 common |
Sale |
669 |
25.6823 USD |
USD 0.01 common |
Sale |
800 |
25.5381 USD |
USD 0.01 common |
Sale |
900 |
25.8261 USD |
USD 0.01 common |
Sale |
900 |
25.7655 USD |
USD 0.01 common |
Sale |
900 |
25.6022 USD |
USD 0.01 common |
Sale |
900 |
25.9377 USD |
USD 0.01 common |
Sale |
900 |
25.8961 USD |
USD 0.01 common |
Sale |
900 |
25.6344 USD |
USD 0.01 common |
Sale |
900 |
25.4766 USD |
USD 0.01 common |
Sale |
947 |
25.7404 USD |
USD 0.01 common |
Sale |
1,054 |
25.6046 USD |
USD 0.01 common |
Sale |
1,152 |
25.5359 USD |
USD 0.01 common |
Sale |
1,198 |
25.7590 USD |
USD 0.01 common |
Sale |
1,234 |
25.5958 USD |
USD 0.01 common |
Sale |
1,308 |
25.6245 USD |
USD 0.01 common |
Sale |
1,352 |
25.8481 USD |
USD 0.01 common |
Sale |
1,400 |
25.8600 USD |
USD 0.01 common |
Sale |
1,449 |
25.8165 USD |
USD 0.01 common |
Sale |
1,481 |
25.7246 USD |
USD 0.01 common |
Sale |
1,500 |
25.6506 USD |
USD 0.01 common |
Sale |
1,564 |
26.0307 USD |
USD 0.01 common |
Sale |
1,910 |
25.5517 USD |
USD 0.01 common |
Sale |
1,962 |
25.7574 USD |
USD 0.01 common |
Sale |
2,943 |
25.7436 USD |
USD 0.01 common |
Sale |
4,500 |
25.6485 USD |
USD 0.01 common |
Sale |
4,621 |
25.5915 USD |
USD 0.01 common |
Sale |
5,631 |
25.6634 USD |
USD 0.01 common |
Sale |
8,200 |
26.5900 USD |
USD 0.01 common |
Sale |
9,303 |
25.7901 USD |
USD 0.01 common |
Sale |
9,500 |
25.7910 USD |
USD 0.01 common |
Sale |
10,287 |
25.8563 USD |
USD 0.01 common |
Sale |
10,291 |
25.8221 USD |
USD 0.01 common |
Sale |
11,752 |
25.7700 USD |
USD 0.01 common |
Sale |
11,798 |
25.7748 USD |
USD 0.01 common |
Sale |
12,180 |
25.7950 USD |
USD 0.01 common |
Sale |
12,408 |
25.7138 USD |
USD 0.01 common |
Sale |
13,056 |
25.8534 USD |
USD 0.01 common |
Sale |
14,021 |
25.8189 USD |
USD 0.01 common |
Sale |
14,579 |
25.6498 USD |
USD 0.01 common |
Sale |
17,000 |
25.5612 USD |
USD 0.01 common |
Sale |
19,108 |
25.8570 USD |
USD 0.01 common |
Sale |
23,200 |
25.7242 USD |
USD 0.01 common |
Sale |
24,048 |
25.7558 USD |
USD 0.01 common |
Sale |
27,336 |
25.7565 USD |
USD 0.01 common |
Sale |
30,655 |
25.7363 USD |
USD 0.01 common |
Sale |
42,802 |
25.7734 USD |
USD 0.01 common |
Sale |
45,432 |
25.9115 USD |
USD 0.01 common |
Sale |
46,108 |
25.7633 USD |
USD 0.01 common |
Sale |
49,399 |
25.7386 USD |
USD 0.01 common |
Sale |
50,284 |
25.7637 USD |
USD 0.01 common |
Sale |
60,479 |
25.7857 USD |
USD 0.01 common |
Sale |
72,540 |
25.8156 USD |
USD 0.01 common |
Sale |
79,459 |
25.7954 USD |
USD 0.01 common |
Sale |
90,000 |
25.6567 USD |
USD 0.01 common |
Sale |
100,000 |
25.6258 USD |
USD 0.01 common |
Sale |
118,778 |
25.8141 USD |
USD 0.01 common |
Sale |
132,500 |
25.8029 USD |
USD 0.01 common |
Sale |
149,130 |
25.6736 USD |
USD 0.01 common |
Sale |
155,400 |
25.7547 USD |
USD 0.01 common |
Sale |
310,784 |
25.7576 USD |
USD 0.01 common |
Sale |
580,978 |
25.8132 USD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 19 Jul 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.