Form 8.3 - RWS Holdings Plc - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

RWS HOLDINGS PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

28 October 2020

(f) In addition to the company in 1(c) above, is the discloser making 

YES:

  disclosures in respect of any other party to the offer?

SDL PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 1p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

402,368

0.15%

1,381,373

0.50%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

1,304,367

0.47%

232,095

0.08%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

1,706,735

0.62%

1,613,468

0.59%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

219

5.6049   GBP

1p ordinary

Purchase

482

5.6100   GBP

1p ordinary

Purchase

1,684

5.5797   GBP

1p ordinary

Purchase

3,712

5.6090   GBP

1p ordinary

Purchase

7,941

5.6000   GBP

1p ordinary

Sale

17

5.5994   GBP

1p ordinary

Sale

32

5.5982   GBP

1p ordinary

Sale

51

5.5997   GBP

1p ordinary

Sale

199

5.6044   GBP

1p ordinary

Sale

200

5.5998   GBP

1p ordinary

Sale

289

5.6232   GBP

1p ordinary

Sale

1,684

5.5800   GBP

1p ordinary

Sale

23,378

5.6002   GBP

1p ordinary

Sale

127,358

5.6057   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

  SWAP  

Long

3

5.5961   GBP

1p ordinary

  SWAP  

Long

8

5.5969   GBP

1p ordinary

  SWAP  

Long

17

5.5994   GBP

1p ordinary

  SWAP  

Long

19

5.6239   GBP

1p ordinary

  SWAP  

Long

21

5.5990   GBP

1p ordinary

  SWAP  

Long

25

5.6236   GBP

1p ordinary

  SWAP  

Long

34

5.6227   GBP

1p ordinary

  SWAP  

Long

51

5.5997   GBP

1p ordinary

  SWAP  

Long

146

5.5899   GBP

1p ordinary

  SWAP  

Long

199

5.6044   GBP

1p ordinary

  SWAP  

Long

200

5.5998   GBP

1p ordinary

  SWAP  

Long

211

5.6231   GBP

1p ordinary

  SWAP  

Long

2,473

5.5975   GBP

1p ordinary

  CFD  

Long

3,287

5.5995   GBP

1p ordinary

  SWAP  

Long

6,066

5.5982   GBP

1p ordinary

  CFD  

Long

6,104

5.6028   GBP

1p ordinary

  SWAP  

Long

127,358

5.6057   GBP

1p ordinary

  SWAP  

Short

430

5.6002   GBP

1p ordinary

  CFD  

Short

437

5.6033   GBP

1p ordinary

  SWAP  

Short

897

5.5948   GBP

1p ordinary

  SWAP  

Short

1,991

5.6000   GBP

1p ordinary

  CFD  

Short

3,297

5.6135   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

3 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 719182
Time of Receipt (offset from UTC): 20201103T044919+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC