Form 8.3 - AON PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

241,839

0.10%

1,411,869

0.61%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

533,391

0.23%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

777,830

0.34%

1,446,069

0.63%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

17

192.0314 USD

Purchase

44

193.3600 USD

Purchase

67

190.9900 USD

Purchase

98

189.4900 USD

Purchase

100

193.3300 USD

Purchase

100

189.9600 USD

Purchase

100

188.1100 USD

Purchase

113

189.9800 USD

Purchase

187

189.9700 USD

Purchase

258

186.7888 USD

Purchase

500

189.3130 USD

Purchase

513

190.7691 USD

Purchase

536

190.3135 USD

Purchase

554

191.3370 USD

Purchase

649

189.1083 USD

Purchase

1,707

191.8173 USD

Purchase

1,861

190.4289 USD

Purchase

1,901

188.5690 USD

Purchase

2,286

189.2750 USD

Purchase

2,344

188.8201 USD

Purchase

2,890

186.7329 USD

Purchase

5,400

186.3426 USD

Purchase

6,800

188.1288 USD

Purchase

8,251

186.7900 USD

Purchase

18,823

188.3725 USD

Purchase

19,523

187.7622 USD

Purchase

21,325

193.4626 USD

Purchase

22,748

188.8217 USD

Purchase

24,075

191.5073 USD

Purchase

59,489

189.7259 USD

Purchase

101,503

187.4327 USD

Sale

17

192.0314 USD

Sale

44

193.3600 USD

Sale

44

193.2800 USD

Sale

61

193.4400 USD

Sale

84

187.2985 USD

Sale

100

193.1500 USD

Sale

100

187.4400 USD

Sale

100

188.1100 USD

Sale

100

188.0850 USD

Sale

100

193.2400 USD

Sale

116

187.6924 USD

Sale

121

193.2500 USD

Sale

147

193.9000 USD

Sale

200

190.5150 USD

Sale

221

191.8017 USD

Sale

300

187.3733 USD

Sale

305

190.7929 USD

Sale

387

186.7888 USD

Sale

400

189.9703 USD

Sale

402

186.3800 USD

Sale

421

191.1130 USD

Sale

569

188.5087 USD

Sale

575

190.4973 USD

Sale

663

191.6373 USD

Sale

764

190.9475 USD

Sale

816

190.9887 USD

Sale

878

189.8831 USD

Sale

1,057

190.9032 USD

Sale

1,076

187.4416 USD

Sale

1,200

190.1358 USD

Sale

1,276

190.4838 USD

Sale

1,279

191.0420 USD

Sale

1,449

190.7855 USD

Sale

1,473

188.6471 USD

Sale

1,479

191.0937 USD

Sale

1,699

190.4845 USD

Sale

1,707

191.8173 USD

Sale

2,616

190.0405 USD

Sale

3,217

188.6322 USD

Sale

3,617

190.5877 USD

Sale

3,813

187.5952 USD

Sale

4,276

193.2840 USD

Sale

5,400

186.3426 USD

Sale

6,458

189.3803 USD

Sale

8,572

186.7900 USD

Sale

8,700

187.9132 USD

Sale

10,383

189.7292 USD

Sale

11,265

187.8389 USD

Sale

11,552

191.2280 USD

Sale

12,220

190.3733 USD

Sale

14,861

190.2393 USD

Sale

19,548

188.8511 USD

Sale

21,425

193.4620 USD

Sale

127,337

187.6990 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,641

190.8259 USD

SWAP

Long

2,637

190.8239 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Jun 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 702689
Time of Receipt (offset from UTC): 20200624T090106+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC