LONDON--(BUSINESS WIRE)--
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 June 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
241,839 |
0.10% |
1,411,869 |
0.61% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
533,391 |
0.23% |
29,700 |
0.01% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 2,600 |
0.00% |
4,500 |
0.00% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
777,830 |
0.34% |
1,446,069 |
0.63% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
17 |
192.0314 USD |
Purchase |
44 |
193.3600 USD |
Purchase |
67 |
190.9900 USD |
Purchase |
98 |
189.4900 USD |
Purchase |
100 |
193.3300 USD |
Purchase |
100 |
189.9600 USD |
Purchase |
100 |
188.1100 USD |
Purchase |
113 |
189.9800 USD |
Purchase |
187 |
189.9700 USD |
Purchase |
258 |
186.7888 USD |
Purchase |
500 |
189.3130 USD |
Purchase |
513 |
190.7691 USD |
Purchase |
536 |
190.3135 USD |
Purchase |
554 |
191.3370 USD |
Purchase |
649 |
189.1083 USD |
Purchase |
1,707 |
191.8173 USD |
Purchase |
1,861 |
190.4289 USD |
Purchase |
1,901 |
188.5690 USD |
Purchase |
2,286 |
189.2750 USD |
Purchase |
2,344 |
188.8201 USD |
Purchase |
2,890 |
186.7329 USD |
Purchase |
5,400 |
186.3426 USD |
Purchase |
6,800 |
188.1288 USD |
Purchase |
8,251 |
186.7900 USD |
Purchase |
18,823 |
188.3725 USD |
Purchase |
19,523 |
187.7622 USD |
Purchase |
21,325 |
193.4626 USD |
Purchase |
22,748 |
188.8217 USD |
Purchase |
24,075 |
191.5073 USD |
Purchase |
59,489 |
189.7259 USD |
Purchase |
101,503 |
187.4327 USD |
Sale |
17 |
192.0314 USD |
Sale |
44 |
193.3600 USD |
Sale |
44 |
193.2800 USD |
Sale |
61 |
193.4400 USD |
Sale |
84 |
187.2985 USD |
Sale |
100 |
193.1500 USD |
Sale |
100 |
187.4400 USD |
Sale |
100 |
188.1100 USD |
Sale |
100 |
188.0850 USD |
Sale |
100 |
193.2400 USD |
Sale |
116 |
187.6924 USD |
Sale |
121 |
193.2500 USD |
Sale |
147 |
193.9000 USD |
Sale |
200 |
190.5150 USD |
Sale |
221 |
191.8017 USD |
Sale |
300 |
187.3733 USD |
Sale |
305 |
190.7929 USD |
Sale |
387 |
186.7888 USD |
Sale |
400 |
189.9703 USD |
Sale |
402 |
186.3800 USD |
Sale |
421 |
191.1130 USD |
Sale |
569 |
188.5087 USD |
Sale |
575 |
190.4973 USD |
Sale |
663 |
191.6373 USD |
Sale |
764 |
190.9475 USD |
Sale |
816 |
190.9887 USD |
Sale |
878 |
189.8831 USD |
Sale |
1,057 |
190.9032 USD |
Sale |
1,076 |
187.4416 USD |
Sale |
1,200 |
190.1358 USD |
Sale |
1,276 |
190.4838 USD |
Sale |
1,279 |
191.0420 USD |
Sale |
1,449 |
190.7855 USD |
Sale |
1,473 |
188.6471 USD |
Sale |
1,479 |
191.0937 USD |
Sale |
1,699 |
190.4845 USD |
Sale |
1,707 |
191.8173 USD |
Sale |
2,616 |
190.0405 USD |
Sale |
3,217 |
188.6322 USD |
Sale |
3,617 |
190.5877 USD |
Sale |
3,813 |
187.5952 USD |
Sale |
4,276 |
193.2840 USD |
Sale |
5,400 |
186.3426 USD |
Sale |
6,458 |
189.3803 USD |
Sale |
8,572 |
186.7900 USD |
Sale |
8,700 |
187.9132 USD |
Sale |
10,383 |
189.7292 USD |
Sale |
11,265 |
187.8389 USD |
Sale |
11,552 |
191.2280 USD |
Sale |
12,220 |
190.3733 USD |
Sale |
14,861 |
190.2393 USD |
Sale |
19,548 |
188.8511 USD |
Sale |
21,425 |
193.4620 USD |
Sale |
127,337 |
187.6990 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP |
Long |
1,641 |
190.8259 USD |
SWAP |
Long |
2,637 |
190.8239 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Jun 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options |
Purchased |
1,100 |
260.0000 |
American |
Jul 17, 2020 |
Call Options |
Purchased |
1,500 |
240.0000 |
American |
Jul 17, 2020 |
Call Options |
Written |
-4,500 |
220.0000 |
American |
Jul 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.