FORM 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

11 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,069,216

1.24%

2,260,877

0.69%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,329,303

0.71%

 

(3)

Options and agreements to
purchase/sell:

687,000

0.21%

507,000

0.15%

 
TOTAL:

6,733,416

2.05%

5,097,180

1.55%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

186.6200 USD

Purchase

16

186.2800 USD

Purchase

78

186.4728 USD

Purchase

100

186.5850 USD

Purchase

100

185.9350 USD

Purchase

100

186.5150 USD

Purchase

100

186.4700 USD

Purchase

100

186.7900 USD

Purchase

100

186.1300 USD

Purchase

111

186.8000 USD

Purchase

112

186.4300 USD

Purchase

114

186.6339 USD

Purchase

153

186.6300 USD

Purchase

200

186.3225 USD

Purchase

200

186.4397 USD

Purchase

200

186.5600 USD

Purchase

200

186.2550 USD

Purchase

200

186.5700 USD

Purchase

200

186.5325 USD

Purchase

228

186.0714 USD

Purchase

400

186.6775 USD

Purchase

400

186.3642 USD

Purchase

500

186.7520 USD

Purchase

600

186.0133 USD

Purchase

600

186.5710 USD

Purchase

627

186.6464 USD

Purchase

669

186.1290 USD

Purchase

765

186.5687 USD

Purchase

851

186.0814 USD

Purchase

949

186.5604 USD

Purchase

1,059

186.2884 USD

Purchase

1,248

186.5975 USD

Purchase

1,365

186.1603 USD

Purchase

1,479

186.6436 USD

Purchase

1,600

186.5768 USD

Purchase

1,610

186.1011 USD

Purchase

1,726

186.4651 USD

Purchase

1,819

186.5207 USD

Purchase

1,913

186.6175 USD

Purchase

2,502

186.5906 USD

Purchase

2,731

186.5519 USD

Purchase

3,681

186.6000 USD

Purchase

4,300

186.2233 USD

Purchase

5,300

186.4665 USD

Purchase

5,800

186.3062 USD

Purchase

6,242

186.4716 USD

Purchase

6,587

186.6284 USD

Purchase

9,379

186.5213 USD

Purchase

36,030

186.6399 USD

Purchase

51,449

186.4359 USD

Purchase

52,223

186.6400 USD

Sale

30

186.6191 USD

Sale

32

185.6100 USD

Sale

66

186.1900 USD

Sale

78

186.4728 USD

Sale

100

185.9950 USD

Sale

100

186.3200 USD

Sale

100

186.4300 USD

Sale

100

186.4400 USD

Sale

100

186.4600 USD

Sale

100

186.4700 USD

Sale

100

186.5300 USD

Sale

100

186.5400 USD

Sale

100

186.5500 USD

Sale

102

186.6600 USD

Sale

138

186.6185 USD

Sale

200

186.4200 USD

Sale

200

186.5150 USD

Sale

461

186.4422 USD

Sale

500

186.3020 USD

Sale

525

186.6438 USD

Sale

565

186.6891 USD

Sale

596

186.5036 USD

Sale

600

186.2558 USD

Sale

600

186.1933 USD

Sale

700

186.3450 USD

Sale

872

186.4948 USD

Sale

897

186.6327 USD

Sale

978

186.2095 USD

Sale

1,203

186.5409 USD

Sale

1,382

186.4595 USD

Sale

1,400

186.5232 USD

Sale

1,439

186.5377 USD

Sale

1,450

186.5453 USD

Sale

1,471

186.4172 USD

Sale

1,500

186.2474 USD

Sale

1,500

186.5226 USD

Sale

1,687

186.4435 USD

Sale

1,800

186.3094 USD

Sale

2,100

186.4809 USD

Sale

2,400

186.3466 USD

Sale

2,469

186.5092 USD

Sale

2,555

186.3862 USD

Sale

2,900

186.2517 USD

Sale

3,100

186.3719 USD

Sale

5,300

186.4665 USD

Sale

6,900

186.3289 USD

Sale

7,000

186.1429 USD

Sale

9,585

186.6233 USD

Sale

10,923

186.4610 USD

Sale

13,470

186.5305 USD

Sale

14,447

186.4333 USD

Sale

15,410

186.5875 USD

Sale

17,840

186.4983 USD

Sale

123,350

186.6400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Selling

400

180 USD

American

19 Jun 2020

14.6500 USD

Call Option Selling

600

220 USD

American

15 May 2020

0.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

2,200

180.0000

American

Dec 20, 2019

Call Options Purchased

1,800

190.0000

American

Feb 21, 2020

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

100

120.0000

American

Jan 17, 2020

Put Options Written

4,800

155.0000

American

Dec 20, 2019

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

500

185.0000

American

Jun 19, 2020

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

200

180.0000

American

Jan 15, 2021

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-2,100

185.0000

American

Dec 20, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Written

-600

220.0000

American

May 15, 2020

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

11,700

160.0000

American

Jun 19, 2020

Call Options Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-2,700

150.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-2,200

210.0000

American

Dec 20, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-100

165.0000

American

Dec 20, 2019

Call Options Written

-300

150.0000

American

Feb 21, 2020

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options Written

-1,900

180.0000

American

Feb 21, 2020

Call Options Written

-2,000

205.0000

American

Dec 20, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options Purchased

-100

185.0000

American

Jan 21, 2022

Put Options Written

600

185.0000

American

May 15, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

200

185.0000

American

Jan 17, 2020

Call Options Purchased

3,000

180.0000

American

Jan 17, 2020

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options Written

400

140.0000

American

Dec 20, 2019

Put Options Written

2,100

185.0000

American

Mar 20, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

400

170.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

190.0000

American

Jan 24, 2020

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Put Options Written

800

135.0000

American

Dec 20, 2019

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Dec 20, 2019

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-100

190.0000

American

May 15, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

7,000

160.0000

American

Jan 17, 2020

Put Options Written

30,100

140.0000

American

Jan 17, 2020

Put Options Written

6,700

140.0000

American

Jan 15, 2021

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

14,800

160.0000

American

Feb 21, 2020

Call Options Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

4,900

190.0000

American

Jan 17, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

500

180.0000

American

May 15, 2020

Put Options Written

500

185.0000

American

Feb 21, 2020

Put Options Written

1,800

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

172.5000

American

Dec 13, 2019

Call Options Written

-200

185.0000

American

Jun 19, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-19,000

185.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-300

105.0000

American

Dec 20, 2019

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Put Options Purchased

-300

120.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Purchased

300

180.0000

American

Dec 20, 2019

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

200

185.0000

American

Jan 10, 2020

Call Options Written

-200

180.0000

American

Jun 19, 2020

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-100

185.0000

American

Mar 20, 2020

Call Options Written

-300

180.0000

American

Mar 20, 2020

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options Purchased

-200

130.0000

American

Jan 15, 2021

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Written

43,400

170.0000

American

Jan 17, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-100

110.0000

American

Jan 17, 2020

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-1,300

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 688053
Time of Receipt (offset from UTC): 20191213T154728+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC