LONDON--(BUSINESS WIRE)--
FORM 8 (DD) - AMENDMENT TO PURCHASE AND SALES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 12 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 78,700 | 0.02% | 5,855 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 62,100 | 0.02% | 68,700 | 0.02% | |||||||
| TOTAL: | 140,800 | 0.04% | 74,555 | 0.02% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 14 | 175.0161 USD | ||||
| USD 0.01 Class A common | Purchase | 28 | 174.2500 USD | ||||
| USD 0.01 Class A common | Purchase | 30 | 174.7800 USD | ||||
| USD 0.01 Class A common | Purchase | 53 | 175.2900 USD | ||||
| USD 0.01 Class A common | Purchase | 57 | 176.6600 USD | ||||
| USD 0.01 Class A common | Purchase | 70 | 175.3400 USD | ||||
| USD 0.01 Class A common | Purchase | 75 | 173.9400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 174.7400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 174.6900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 177.0300 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.3300 USD | ||||
| USD 0.01 Class A common | Purchase | 130 | 175.3200 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 175.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 175.5500 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 176.4350 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 176.5350 USD | ||||
| USD 0.01 Class A common | Purchase | 255 | 174.9110 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 175.3366 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 176.5608 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 177.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 176.0200 USD | ||||
| USD 0.01 Class A common | Purchase | 450 | 175.7472 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 175.3625 USD | ||||
| USD 0.01 Class A common | Purchase | 700 | 175.2064 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 174.9663 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 173.3455 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 176.5016 USD | ||||
| USD 0.01 Class A common | Purchase | 934 | 175.3994 USD | ||||
| USD 0.01 Class A common | Purchase | 1,000 | 176.5770 USD | ||||
| USD 0.01 Class A common | Purchase | 1,336 | 175.2565 USD | ||||
| USD 0.01 Class A common | Purchase | 1,400 | 176.6900 USD | ||||
| USD 0.01 Class A common | Purchase | 1,836 | 175.3124 USD | ||||
| USD 0.01 Class A common | Purchase | 2,593 | 176.5512 USD | ||||
| USD 0.01 Class A common | Purchase | 2,900 | 175.4593 USD | ||||
| USD 0.01 Class A common | Purchase | 3,300 | 175.8722 USD | ||||
| USD 0.01 Class A common | Purchase | 8,452 | 174.8028 USD | ||||
| USD 0.01 Class A common | Purchase | 10,365 | 175.2228 USD | ||||
| USD 0.01 Class A common | Purchase | 11,440 | 175.6226 USD | ||||
| USD 0.01 Class A common | Purchase | 12,851 | 176.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 13,623 | 175.8131 USD | ||||
| USD 0.01 Class A common | Purchase | 16,333 | 175.3578 USD | ||||
| USD 0.01 Class A common | Purchase | 18,543 | 176.4123 USD | ||||
| USD 0.01 Class A common | Sale | 13 | 174.9800 USD | ||||
| USD 0.01 Class A common | Sale | 14 | 175.0161 USD | ||||
| USD 0.01 Class A common | Sale | 15 | 175.1900 USD | ||||
| USD 0.01 Class A common | Sale | 16 | 174.3500 USD | ||||
| USD 0.01 Class A common | Sale | 20 | 174.3900 USD | ||||
| USD 0.01 Class A common | Sale | 28 | 174.2500 USD | ||||
| USD 0.01 Class A common | Sale | 53 | 175.2900 USD | ||||
| USD 0.01 Class A common | Sale | 57 | 174.8700 USD | ||||
| USD 0.01 Class A common | Sale | 75 | 173.9400 USD | ||||
| USD 0.01 Class A common | Sale | 79 | 176.2684 USD | ||||
| USD 0.01 Class A common | Sale | 90 | 175.3100 USD | ||||
| USD 0.01 Class A common | Sale | 96 | 176.6700 USD | ||||
| USD 0.01 Class A common | Sale | 97 | 174.3300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.4000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 174.9700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.5400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 174.6800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.6500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.7400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 175.5500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.8200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.2000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 175.2700 USD | ||||
| USD 0.01 Class A common | Sale | 105 | 175.2109 USD | ||||
| USD 0.01 Class A common | Sale | 153 | 175.4248 USD | ||||
| USD 0.01 Class A common | Sale | 179 | 176.5270 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 174.1750 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 175.2450 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 175.9800 USD | ||||
| USD 0.01 Class A common | Sale | 269 | 175.4822 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 175.7333 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 174.1200 USD | ||||
| USD 0.01 Class A common | Sale | 303 | 175.6013 USD | ||||
| USD 0.01 Class A common | Sale | 380 | 174.7621 USD | ||||
| USD 0.01 Class A common | Sale | 395 | 175.3692 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 176.1075 USD | ||||
| USD 0.01 Class A common | Sale | 408 | 176.6696 USD | ||||
| USD 0.01 Class A common | Sale | 477 | 174.7522 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 176.7440 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 176.8980 USD | ||||
| USD 0.01 Class A common | Sale | 652 | 174.2393 USD | ||||
| USD 0.01 Class A common | Sale | 860 | 175.2086 USD | ||||
| USD 0.01 Class A common | Sale | 1,600 | 180.0000 USD | ||||
| USD 0.01 Class A common | Sale | 1,796 | 175.6987 USD | ||||
| USD 0.01 Class A common | Sale | 1,900 | 175.6625 USD | ||||
| USD 0.01 Class A common | Sale | 2,263 | 175.8339 USD | ||||
| USD 0.01 Class A common | Sale | 2,600 | 175.7870 USD | ||||
| USD 0.01 Class A common | Sale | 2,900 | 175.4593 USD | ||||
| USD 0.01 Class A common | Sale | 3,800 | 175.7092 USD | ||||
| USD 0.01 Class A common | Sale | 4,050 | 176.5416 USD | ||||
| USD 0.01 Class A common | Sale | 5,249 | 175.6051 USD | ||||
| USD 0.01 Class A common | Sale | 8,452 | 174.8028 USD | ||||
| USD 0.01 Class A common | Sale | 8,867 | 174.2731 USD | ||||
| USD 0.01 Class A common | Sale | 12,773 | 176.5000 USD | ||||
| USD 0.01 Class A common | Sale | 14,690 | 175.3185 USD | ||||
| USD 0.01 Class A common | Sale | 17,522 | 176.5040 USD | ||||
| USD 0.01 Class A common | Sale | 18,572 | 176.0619 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 200 | 178 USD | American | 19 Oct 2018 | 3.6200 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 200 | 175 USD | American | 19 Oct 2018 | 2.1800 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 17 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | CME GROUP INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 800 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,800 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 190.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 200.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 183.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,600 | 180.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 178.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 300 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.