LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 12 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,405,178 | 0.12% | 42,600 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 903,100 | 0.08% | 3,319,300 | 0.28% | |||||||
(4) | |||||||||||
TOTAL: | 2,308,278 | 0.20% | 3,361,900 | 0.29% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 10 | 12.5000 USD | ||||
Ordinary NPV | Purchase | 20 | 12.3150 USD | ||||
Ordinary NPV | Purchase | 29 | 12.4800 USD | ||||
Ordinary NPV | Purchase | 200 | 12.4750 USD | ||||
Ordinary NPV | Purchase | 200 | 12.4448 USD | ||||
Ordinary NPV | Purchase | 300 | 12.3200 USD | ||||
Ordinary NPV | Purchase | 400 | 12.4950 USD | ||||
Ordinary NPV | Purchase | 601 | 12.2783 USD | ||||
Ordinary NPV | Purchase | 601 | 12.2808 USD | ||||
Ordinary NPV | Purchase | 751 | 12.2799 USD | ||||
Ordinary NPV | Purchase | 1,200 | 12.3100 USD | ||||
Ordinary NPV | Purchase | 1,400 | 12.2892 USD | ||||
Ordinary NPV | Purchase | 1,600 | 12.3203 USD | ||||
Ordinary NPV | Purchase | 1,654 | 12.2800 USD | ||||
Ordinary NPV | Purchase | 1,700 | 12.3741 USD | ||||
Ordinary NPV | Purchase | 1,800 | 12.3177 USD | ||||
Ordinary NPV | Purchase | 2,800 | 12.3000 USD | ||||
Ordinary NPV | Purchase | 3,500 | 12.4898 USD | ||||
Ordinary NPV | Purchase | 3,700 | 12.4597 USD | ||||
Ordinary NPV | Purchase | 4,190 | 12.5140 USD | ||||
Ordinary NPV | Purchase | 4,650 | 12.3666 USD | ||||
Ordinary NPV | Purchase | 4,733 | 12.3592 USD | ||||
Ordinary NPV | Purchase | 4,900 | 12.2771 USD | ||||
Ordinary NPV | Purchase | 5,693 | 12.3678 USD | ||||
Ordinary NPV | Purchase | 6,200 | 12.4731 USD | ||||
Ordinary NPV | Purchase | 6,915 | 12.4700 USD | ||||
Ordinary NPV | Purchase | 8,200 | 12.4276 USD | ||||
Ordinary NPV | Purchase | 8,638 | 12.2653 USD | ||||
Ordinary NPV | Purchase | 11,900 | 12.4746 USD | ||||
Ordinary NPV | Purchase | 12,087 | 12.3205 USD | ||||
Ordinary NPV | Purchase | 13,300 | 12.4481 USD | ||||
Ordinary NPV | Purchase | 15,675 | 12.2603 USD | ||||
Ordinary NPV | Purchase | 16,000 | 12.4769 USD | ||||
Ordinary NPV | Purchase | 16,102 | 12.4673 USD | ||||
Ordinary NPV | Purchase | 16,469 | 12.2531 USD | ||||
Ordinary NPV | Purchase | 18,966 | 12.3398 USD | ||||
Ordinary NPV | Purchase | 35,700 | 12.4385 USD | ||||
Ordinary NPV | Purchase | 37,264 | 12.2802 USD | ||||
Ordinary NPV | Purchase | 60,500 | 12.4023 USD | ||||
Ordinary NPV | Purchase | 82,407 | 12.4668 USD | ||||
Ordinary NPV | Purchase | 91,200 | 12.3616 USD | ||||
Ordinary NPV | Purchase | 107,645 | 12.4471 USD | ||||
Ordinary NPV | Purchase | 110,003 | 12.3708 USD | ||||
Ordinary NPV | Purchase | 125,621 | 12.2983 USD | ||||
Ordinary NPV | Purchase | 181,100 | 12.3904 USD | ||||
Ordinary NPV | Purchase | 222,979 | 12.4260 USD | ||||
Ordinary NPV | Sale | 100 | 12.2750 USD | ||||
Ordinary NPV | Sale | 100 | 12.4300 USD | ||||
Ordinary NPV | Sale | 200 | 12.2350 USD | ||||
Ordinary NPV | Sale | 200 | 12.2725 USD | ||||
Ordinary NPV | Sale | 200 | 12.2950 USD | ||||
Ordinary NPV | Sale | 200 | 12.2800 USD | ||||
Ordinary NPV | Sale | 300 | 12.4900 USD | ||||
Ordinary NPV | Sale | 400 | 12.2625 USD | ||||
Ordinary NPV | Sale | 506 | 12.2698 USD | ||||
Ordinary NPV | Sale | 582 | 12.2959 USD | ||||
Ordinary NPV | Sale | 600 | 12.2683 USD | ||||
Ordinary NPV | Sale | 700 | 12.4792 USD | ||||
Ordinary NPV | Sale | 700 | 12.3328 USD | ||||
Ordinary NPV | Sale | 1,100 | 12.2200 USD | ||||
Ordinary NPV | Sale | 1,194 | 12.2700 USD | ||||
Ordinary NPV | Sale | 1,200 | 12.4295 USD | ||||
Ordinary NPV | Sale | 1,600 | 12.4762 USD | ||||
Ordinary NPV | Sale | 1,700 | 12.2650 USD | ||||
Ordinary NPV | Sale | 1,800 | 12.4100 USD | ||||
Ordinary NPV | Sale | 1,900 | 12.4957 USD | ||||
Ordinary NPV | Sale | 2,200 | 12.4413 USD | ||||
Ordinary NPV | Sale | 2,600 | 12.4273 USD | ||||
Ordinary NPV | Sale | 2,927 | 12.2744 USD | ||||
Ordinary NPV | Sale | 3,200 | 12.4753 USD | ||||
Ordinary NPV | Sale | 4,150 | 12.3583 USD | ||||
Ordinary NPV | Sale | 4,200 | 12.5140 USD | ||||
Ordinary NPV | Sale | 4,200 | 12.5800 USD | ||||
Ordinary NPV | Sale | 4,800 | 12.4575 USD | ||||
Ordinary NPV | Sale | 5,300 | 12.3541 USD | ||||
Ordinary NPV | Sale | 6,185 | 12.3060 USD | ||||
Ordinary NPV | Sale | 8,200 | 12.4908 USD | ||||
Ordinary NPV | Sale | 8,540 | 12.3443 USD | ||||
Ordinary NPV | Sale | 10,804 | 12.3730 USD | ||||
Ordinary NPV | Sale | 12,396 | 12.4750 USD | ||||
Ordinary NPV | Sale | 12,500 | 12.4816 USD | ||||
Ordinary NPV | Sale | 12,729 | 12.4744 USD | ||||
Ordinary NPV | Sale | 14,113 | 12.4650 USD | ||||
Ordinary NPV | Sale | 14,300 | 12.4410 USD | ||||
Ordinary NPV | Sale | 16,987 | 12.3194 USD | ||||
Ordinary NPV | Sale | 18,566 | 12.3424 USD | ||||
Ordinary NPV | Sale | 23,500 | 12.4712 USD | ||||
Ordinary NPV | Sale | 24,800 | 12.4606 USD | ||||
Ordinary NPV | Sale | 26,300 | 12.4135 USD | ||||
Ordinary NPV | Sale | 27,211 | 12.4665 USD | ||||
Ordinary NPV | Sale | 42,825 | 12.3823 USD | ||||
Ordinary NPV | Sale | 47,628 | 12.4488 USD | ||||
Ordinary NPV | Sale | 65,000 | 12.4058 USD | ||||
Ordinary NPV | Sale | 71,000 | 12.3929 USD | ||||
Ordinary NPV | Sale | 74,790 | 12.4700 USD | ||||
Ordinary NPV | Sale | 87,728 | 12.3822 USD | ||||
Ordinary NPV | Sale | 94,000 | 12.3763 USD | ||||
Ordinary NPV | Sale | 103,700 | 12.3746 USD | ||||
Ordinary NPV | Sale | 162,642 | 12.2618 USD | ||||
Ordinary NPV | Sale | 227,300 | 12.4129 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 1,700 | 9 USD | American | 18 Jan 2019 | 3.5705 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 10 USD | American | 19 Oct 2018 | 2.2400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 10 USD | American | 18 Jan 2019 | 2.5000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 11 USD | American | 9 Nov 2018 | 1.6000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 11 USD | American | 16 Nov 2018 | 1.6200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 11 USD | American | 18 Jan 2019 | 1.4300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,300 | 12 USD | American | 12 Oct 2018 | 0.4000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 800 | 13 USD | American | 12 Oct 2018 | 0.0600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,200 | 13 USD | American | 19 Oct 2018 | 0.0931 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 13 USD | American | 26 Oct 2018 | 0.1900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 13 USD | American | 18 Jan 2019 | 0.6040 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 17 Jan 2020 | 1.7800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 15 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 5,300 | 25 USD | American | 17 Jan 2020 | 0.2205 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 27 USD | American | 17 Jan 2020 | 0.1800 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 11 USD | American | 9 Nov 2018 | 1.6200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 11 USD | American | 16 Nov 2018 | 1.5000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 12 USD | American | 16 Nov 2018 | 1.0100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 12 USD | American | 18 Apr 2019 | 1.3700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 13 USD | American | 26 Oct 2018 | 0.3300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 13 USD | American | 18 Jan 2019 | 0.7900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 4,300 | 13 USD | American | 18 Apr 2019 | 1.0400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 14 USD | American | 2 Nov 2018 | 0.1700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 15 USD | American | 17 Jan 2020 | 1.1300 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 300 | 12 USD | American | 19 Oct 2018 | 0.1500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 13 USD | American | 12 Oct 2018 | 0.1100 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 900 | 13 USD | American | 19 Oct 2018 | 0.8000 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 15 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORP | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 400 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 13.0000 | American | 23 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,200 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 14.0000 | American | 30 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,800 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,000 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 2,300 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 2,500 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 2,600 | 13.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,300 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 10,000 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 10,500 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 26,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 27,700 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 30,100 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 42,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 43,100 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 74,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 207,600 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -272,000 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -160,800 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -132,600 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,000 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -112,600 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -102,700 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -91,400 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -59,200 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,800 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -47,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -36,700 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -26,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,800 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -19,600 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -19,200 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,600 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,400 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,300 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -4,200 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,000 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,700 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -900 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -400 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 13.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -518,300 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,300 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,100 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -3,300 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,300 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,300 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 800 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,900 | 13.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,400 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 13,100 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 25,500 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.