LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,335,604 | 1.02% | 3,922,130 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,578 | 0.03% | 4,904,017 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 424,300 | 0.05% | 573,300 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,027,482 | 1.10% | 9,399,447 | 1.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 12 | 161.4100 USD | ||||
| ADR | Purchase | 46 | 161.9000 USD | ||||
| 5p ordinary | Purchase | 73 | 40.2725 GBP | ||||
| 5p ordinary | Purchase | 73 | 40.3200 GBP | ||||
| ADR | Purchase | 79 | 161.5207 USD | ||||
| ADR | Purchase | 100 | 161.6065 USD | ||||
| ADR | Purchase | 100 | 161.0099 USD | ||||
| ADR | Purchase | 100 | 161.5839 USD | ||||
| 5p ordinary | Purchase | 129 | 40.2497 GBP | ||||
| 5p ordinary | Purchase | 234 | 40.2864 GBP | ||||
| 5p ordinary | Purchase | 466 | 40.2506 GBP | ||||
| 5p ordinary | Purchase | 484 | 40.2655 GBP | ||||
| 5p ordinary | Purchase | 530 | 40.2866 GBP | ||||
| 5p ordinary | Purchase | 556 | 40.2522 GBP | ||||
| 5p ordinary | Purchase | 620 | 40.3356 GBP | ||||
| ADR | Purchase | 700 | 161.4771 USD | ||||
| ADR | Purchase | 874 | 161.6533 USD | ||||
| ADR | Purchase | 1,065 | 161.5716 USD | ||||
| ADR | Purchase | 1,074 | 161.6229 USD | ||||
| ADR | Purchase | 1,100 | 161.5215 USD | ||||
| 5p ordinary | Purchase | 1,246 | 40.2976 GBP | ||||
| ADR | Purchase | 1,300 | 161.5027 USD | ||||
| 5p ordinary | Purchase | 1,560 | 40.2798 GBP | ||||
| 5p ordinary | Purchase | 1,678 | 40.3442 GBP | ||||
| ADR | Purchase | 1,800 | 161.4475 USD | ||||
| 5p ordinary | Purchase | 1,887 | 40.2678 GBP | ||||
| ADR | Purchase | 1,900 | 161.4442 USD | ||||
| 5p ordinary | Purchase | 1,920 | 40.3176 GBP | ||||
| 5p ordinary | Purchase | 2,418 | 40.2899 GBP | ||||
| ADR | Purchase | 2,450 | 161.4544 USD | ||||
| 5p ordinary | Purchase | 2,496 | 40.3067 GBP | ||||
| ADR | Purchase | 2,936 | 161.3100 USD | ||||
| 5p ordinary | Purchase | 4,033 | 40.2622 GBP | ||||
| 5p ordinary | Purchase | 4,614 | 40.2822 GBP | ||||
| ADR | Purchase | 5,300 | 161.4303 USD | ||||
| ADR | Purchase | 7,595 | 161.4551 USD | ||||
| 5p ordinary | Purchase | 11,000 | 40.1877 GBP | ||||
| 5p ordinary | Purchase | 12,287 | 40.3035 GBP | ||||
| 5p ordinary | Purchase | 15,208 | 40.2855 GBP | ||||
| 5p ordinary | Purchase | 25,062 | 40.2500 GBP | ||||
| 5p ordinary | Purchase | 29,906 | 40.2882 GBP | ||||
| 5p ordinary | Purchase | 36,565 | 40.2505 GBP | ||||
| 5p ordinary | Purchase | 40,000 | 40.3015 GBP | ||||
| 5p ordinary | Purchase | 40,877 | 40.2763 GBP | ||||
| ADR | Sale | 12 | 161.4100 USD | ||||
| 5p ordinary | Sale | 29 | 40.2519 GBP | ||||
| ADR | Sale | 46 | 161.9000 USD | ||||
| ADR | Sale | 50 | 161.2000 USD | ||||
| 5p ordinary | Sale | 62 | 40.1350 GBP | ||||
| 5p ordinary | Sale | 66 | 40.1375 GBP | ||||
| 5p ordinary | Sale | 73 | 40.3200 GBP | ||||
| 5p ordinary | Sale | 74 | 40.1960 GBP | ||||
| 5p ordinary | Sale | 76 | 40.2700 GBP | ||||
| ADR | Sale | 100 | 161.5800 USD | ||||
| ADR | Sale | 100 | 161.6900 USD | ||||
| ADR | Sale | 100 | 161.6300 USD | ||||
| ADR | Sale | 100 | 160.9050 USD | ||||
| ADR | Sale | 100 | 160.9500 USD | ||||
| ADR | Sale | 100 | 160.9650 USD | ||||
| ADR | Sale | 100 | 161.3850 USD | ||||
| 5p ordinary | Sale | 170 | 40.2052 GBP | ||||
| ADR | Sale | 191 | 161.5287 USD | ||||
| ADR | Sale | 200 | 161.4500 USD | ||||
| ADR | Sale | 200 | 161.5550 USD | ||||
| ADR | Sale | 200 | 161.3350 USD | ||||
| ADR | Sale | 210 | 161.3933 USD | ||||
| ADR | Sale | 290 | 161.3400 USD | ||||
| 5p ordinary | Sale | 294 | 40.2851 GBP | ||||
| ADR | Sale | 400 | 161.4350 USD | ||||
| ADR | Sale | 400 | 161.4175 USD | ||||
| 5p ordinary | Sale | 659 | 40.2820 GBP | ||||
| ADR | Sale | 874 | 161.6533 USD | ||||
| ADR | Sale | 900 | 161.3766 USD | ||||
| ADR | Sale | 1,074 | 161.6229 USD | ||||
| 5p ordinary | Sale | 1,186 | 40.2505 GBP | ||||
| 5p ordinary | Sale | 1,210 | 40.2083 GBP | ||||
| ADR | Sale | 1,300 | 161.5161 USD | ||||
| ADR | Sale | 1,400 | 161.4510 USD | ||||
| 5p ordinary | Sale | 1,510 | 40.2114 GBP | ||||
| ADR | Sale | 1,559 | 161.5067 USD | ||||
| ADR | Sale | 1,700 | 161.1994 USD | ||||
| 5p ordinary | Sale | 2,199 | 40.2025 GBP | ||||
| 5p ordinary | Sale | 2,711 | 40.3051 GBP | ||||
| 5p ordinary | Sale | 3,123 | 40.2671 GBP | ||||
| ADR | Sale | 3,310 | 161.3100 USD | ||||
| 5p ordinary | Sale | 3,641 | 40.2581 GBP | ||||
| 5p ordinary | Sale | 3,667 | 40.2744 GBP | ||||
| 5p ordinary | Sale | 4,614 | 40.2822 GBP | ||||
| 5p ordinary | Sale | 5,177 | 40.2768 GBP | ||||
| ADR | Sale | 5,300 | 161.4303 USD | ||||
| ADR | Sale | 7,000 | 161.4482 USD | ||||
| 5p ordinary | Sale | 7,440 | 40.2979 GBP | ||||
| 5p ordinary | Sale | 8,092 | 40.3020 GBP | ||||
| ADR | Sale | 8,739 | 161.4679 USD | ||||
| ADR | Sale | 11,076 | 161.4376 USD | ||||
| 5p ordinary | Sale | 14,904 | 40.2850 GBP | ||||
| 5p ordinary | Sale | 22,005 | 40.2735 GBP | ||||
| 5p ordinary | Sale | 22,398 | 40.3004 GBP | ||||
| 5p ordinary | Sale | 30,913 | 40.2518 GBP | ||||
| 5p ordinary | Sale | 35,967 | 40.2388 GBP | ||||
| 5p ordinary | Sale | 45,548 | 40.2664 GBP | ||||
| 5p ordinary | Sale | 137,919 | 40.2140 GBP | ||||
| 5p ordinary | Sale | 241,360 | 40.2391 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 4 | 40.2475 GBP | |||||
| 5p ordinary | CFD | Long | 29 | 40.2520 GBP | |||||
| 5p ordinary | CFD | Long | 170 | 40.2052 GBP | |||||
| 5p ordinary | SWAP | Long | 214 | 40.3315 GBP | |||||
| 5p ordinary | CFD | Long | 294 | 40.2851 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 40.2768 GBP | |||||
| 5p ordinary | SWAP | Long | 328 | 40.2735 GBP | |||||
| 5p ordinary | SWAP | Long | 1,000 | 40.2459 GBP | |||||
| 5p ordinary | SWAP | Long | 1,035 | 40.2450 GBP | |||||
| 5p ordinary | SWAP | Long | 2,925 | 40.2688 GBP | |||||
| 5p ordinary | CFD | Long | 3,641 | 40.2580 GBP | |||||
| 5p ordinary | SWAP | Long | 4,152 | 40.1904 GBP | |||||
| 5p ordinary | SWAP | Long | 16,120 | 40.2369 GBP | |||||
| 5p ordinary | SWAP | Long | 51,720 | 40.2392 GBP | |||||
| 5p ordinary | SWAP | Long | 120,680 | 40.2391 GBP | |||||
| 5p ordinary | SWAP | Long | 137,919 | 40.2140 GBP | |||||
| 5p ordinary | CFD | Short | 10 | 40.2860 GBP | |||||
| 5p ordinary | SWAP | Short | 41 | 40.2151 GBP | |||||
| 5p ordinary | CFD | Short | 41 | 40.2863 GBP | |||||
| 5p ordinary | SWAP | Short | 126 | 40.2597 GBP | |||||
| 5p ordinary | CFD | Short | 183 | 40.2864 GBP | |||||
| 5p ordinary | SWAP | Short | 324 | 40.2927 GBP | |||||
| 5p ordinary | SWAP | Short | 343 | 40.2479 GBP | |||||
| 5p ordinary | CFD | Short | 530 | 40.2866 GBP | |||||
| 5p ordinary | SWAP | Short | 581 | 40.2806 GBP | |||||
| 5p ordinary | CFD | Short | 1,560 | 40.2798 GBP | |||||
| 5p ordinary | CFD | Short | 1,678 | 40.3442 GBP | |||||
| 5p ordinary | CFD | Short | 2,496 | 40.3067 GBP | |||||
| 5p ordinary | CFD | Short | 5,289 | 40.2787 GBP | |||||
| 5p ordinary | SWAP | Short | 9,696 | 40.2500 GBP | |||||
| 5p ordinary | CFD | Short | 11,264 | 40.3305 GBP | |||||
| 5p ordinary | SWAP | Short | 13,604 | 40.3037 GBP | |||||
| 5p ordinary | SWAP | Short | 15,318 | 40.2624 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 7,500 | 165 USD | American | 15 Jun 2018 | 0.2500 USD | ||||||||
| ORD | Put Options | Purchasing | 2,000 | 163 USD | American | 15 Jun 2018 | 1.6500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 14 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -154,500 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,000 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.